0001437749-23-026403.txt : 20230919
0001437749-23-026403.hdr.sgml : 20230919
20230919185222
ACCESSION NUMBER: 0001437749-23-026403
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230918
FILED AS OF DATE: 20230919
DATE AS OF CHANGE: 20230919
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Fahy Kathryn
CENTRAL INDEX KEY: 0001729765
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36423
FILM NUMBER: 231265014
MAIL ADDRESS:
STREET 1: 7250 REDWOOD BOULEVARD, SUITE 200
CITY: NOVATO
STATE: CA
ZIP: 94945
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HENNESSY ADVISORS INC
CENTRAL INDEX KEY: 0001145255
STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282]
IRS NUMBER: 680176227
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 7250 REDWOOD BLVD.
STREET 2: SUITE 200
CITY: NOVATO
STATE: CA
ZIP: 94945
BUSINESS PHONE: 415-899-1555
MAIL ADDRESS:
STREET 1: 7250 REDWOOD BLVD.
STREET 2: SUITE 200
CITY: NOVATO
STATE: CA
ZIP: 94945
4
1
rdgdoc.xml
FORM 4
X0508
4
2023-09-18
0001145255
HENNESSY ADVISORS INC
HNNA
0001729765
Fahy Kathryn
7250 REDWOOD BLVD
SUITE 200
NOVATO
CA
94945
1
SVP and CFO
0
Common Stock
2023-09-18
4
A
0
12500
0
A
78070.93
D
Common Stock
2023-09-18
4
F
0
2588
6.79
D
75482.93
D
Includes 12,500 shares of underlying stock units that will vest 25% per year beginning on September 18, 2024.
/s/ Kathryn R. Fahy
2023-09-19