0001437749-23-026399.txt : 20230919
0001437749-23-026399.hdr.sgml : 20230919
20230919184809
ACCESSION NUMBER: 0001437749-23-026399
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230918
FILED AS OF DATE: 20230919
DATE AS OF CHANGE: 20230919
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: STEADMAN DANIEL B
CENTRAL INDEX KEY: 0001165096
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36423
FILM NUMBER: 231265008
MAIL ADDRESS:
STREET 1: 7250 REDWOOD BLVD.
STREET 2: SUITE 200
CITY: NOVATO
STATE: CA
ZIP: 94945
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HENNESSY ADVISORS INC
CENTRAL INDEX KEY: 0001145255
STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282]
IRS NUMBER: 680176227
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 7250 REDWOOD BLVD.
STREET 2: SUITE 200
CITY: NOVATO
STATE: CA
ZIP: 94945
BUSINESS PHONE: 415-899-1555
MAIL ADDRESS:
STREET 1: 7250 REDWOOD BLVD.
STREET 2: SUITE 200
CITY: NOVATO
STATE: CA
ZIP: 94945
4
1
rdgdoc.xml
FORM 4
X0508
4
2023-09-18
0001145255
HENNESSY ADVISORS INC
HNNA
0001165096
STEADMAN DANIEL B
7250 REDWOOD BLVD
SUITE 200
NOVATO
CA
94945
1
1
Executive VP
Advisory Committee Member
0
Common Stock
2023-09-18
4
A
0
9400
0
A
53465
D
Common Stock
2023-09-18
4
F
0
1937
6.79
D
51528
D
Common Stock
1250
I
By Child
Includes 9,400 shares of underlying stock units that will vest 25% per year beginning on September 18, 2024.
/s/ Daniel B. Steadman
2023-09-19