0001140361-18-007140.txt : 20180213 0001140361-18-007140.hdr.sgml : 20180213 20180213162348 ACCESSION NUMBER: 0001140361-18-007140 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20171218 FILED AS OF DATE: 20180213 DATE AS OF CHANGE: 20180213 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HENNESSY BRIAN A CENTRAL INDEX KEY: 0001165100 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36423 FILM NUMBER: 18603685 MAIL ADDRESS: STREET 1: 750 GRANT AVENUE STREET 2: SUITE 100 CITY: NOVATO STATE: CA ZIP: 94945 FORMER NAME: FORMER CONFORMED NAME: HENNESSEY BRIAN A DATE OF NAME CHANGE: 20020114 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HENNESSY ADVISORS INC CENTRAL INDEX KEY: 0001145255 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 680176227 FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 7250 REDWOOD BLVD. STREET 2: SUITE 200 CITY: NOVATO STATE: CA ZIP: 94945 BUSINESS PHONE: 415-899-1555 MAIL ADDRESS: STREET 1: 7250 REDWOOD BLVD. STREET 2: SUITE 200 CITY: NOVATO STATE: CA ZIP: 94945 4 1 doc1.xml FORM 4 X0306 4 2017-12-18 0 0001145255 HENNESSY ADVISORS INC HNNA 0001165100 HENNESSY BRIAN A 7250 REDWOOD BLVD., SUITE 200 NOVATO CA 94945 1 0 0 0 Common Stock 2017-12-18 4 G 0 2000 0 D 290821 D Common Stock 12655 I By Spouse's IRA /s/ Peter D. Fetzer, Attorney-in-Fact for Brian A. Hennessy 2018-02-13