0001140361-16-080637.txt : 20160923
0001140361-16-080637.hdr.sgml : 20160923
20160923173334
ACCESSION NUMBER: 0001140361-16-080637
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160921
FILED AS OF DATE: 20160923
DATE AS OF CHANGE: 20160923
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HENNESSY ADVISORS INC
CENTRAL INDEX KEY: 0001145255
STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282]
IRS NUMBER: 680176227
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 7250 REDWOOD BLVD.
STREET 2: SUITE 200
CITY: NOVATO
STATE: CA
ZIP: 94945
BUSINESS PHONE: 415-899-1555
MAIL ADDRESS:
STREET 1: 7250 REDWOOD BLVD.
STREET 2: SUITE 200
CITY: NOVATO
STATE: CA
ZIP: 94945
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: HENNESSY BRIAN A
CENTRAL INDEX KEY: 0001165100
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36423
FILM NUMBER: 161900636
MAIL ADDRESS:
STREET 1: 750 GRANT AVENUE
STREET 2: SUITE 100
CITY: NOVATO
STATE: CA
ZIP: 94945
FORMER NAME:
FORMER CONFORMED NAME: HENNESSEY BRIAN A
DATE OF NAME CHANGE: 20020114
4
1
doc1.xml
FORM 4
X0306
4
2016-09-21
0
0001145255
HENNESSY ADVISORS INC
HNNA
0001165100
HENNESSY BRIAN A
7250 REDWOOD BOULEVARD, SUITE 200
NOVATO
CA
94945
1
0
0
0
Common Stock
2016-09-21
4
A
0
3500
0
A
192881
D
Common Stock
8437
I
By Spouse's IRA
Includes 3,500 shares underlying restricted stock units that will vest 25% per year beginning on September 21, 2017.
/s/ Peter D. Fetzer, Attorney-in-Fact for Brian A. Hennessy
2016-09-23