0001140361-16-076776.txt : 20160815
0001140361-16-076776.hdr.sgml : 20160815
20160815184118
ACCESSION NUMBER: 0001140361-16-076776
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160811
FILED AS OF DATE: 20160815
DATE AS OF CHANGE: 20160815
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HENNESSY ADVISORS INC
CENTRAL INDEX KEY: 0001145255
STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282]
IRS NUMBER: 680176227
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 7250 REDWOOD BLVD.
STREET 2: SUITE 200
CITY: NOVATO
STATE: CA
ZIP: 94945
BUSINESS PHONE: 415-899-1555
MAIL ADDRESS:
STREET 1: 7250 REDWOOD BLVD.
STREET 2: SUITE 200
CITY: NOVATO
STATE: CA
ZIP: 94945
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: HENNESSY BRIAN A
CENTRAL INDEX KEY: 0001165100
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36423
FILM NUMBER: 161834314
MAIL ADDRESS:
STREET 1: 750 GRANT AVENUE
STREET 2: SUITE 100
CITY: NOVATO
STATE: CA
ZIP: 94945
FORMER NAME:
FORMER CONFORMED NAME: HENNESSEY BRIAN A
DATE OF NAME CHANGE: 20020114
4
1
doc1.xml
FORM 4
X0306
4
2016-08-11
0
0001145255
HENNESSY ADVISORS INC
HNNA
0001165100
HENNESSY BRIAN A
7250 REDWOOD BOULEVARD, SUITE 200
NOVATO
CA
94945
1
0
0
0
Common Stock
2016-08-11
4
S
0
591
37.9681
D
194690
D
Common Stock
2016-08-11
4
S
0
5
39.00
D
194685
D
Common Stock
2016-08-12
4
S
0
937
38.0033
D
193748
D
Common Stock
2016-08-15
4
S
0
2207
37.8321
D
191541
D
Common Stock
8437
I
By Spouse's IRA
The price in Column 4 is a weighted average price. The prices actually received ranged from $37.791 to $38.25. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price.
The price in Column 4 is a weighted average price. The prices actually received ranged from $37.75 to $38.21. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price.
The price in Column 4 is a weighted average price. The prices actually received ranged from $37.511 to $38.00. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price.
/s/ Peter D. Fetzer, Attorney-in-Fact for Brian A. Hennessy
2016-08-15