0000897069-23-000181.txt : 20230324 0000897069-23-000181.hdr.sgml : 20230324 20230324132247 ACCESSION NUMBER: 0000897069-23-000181 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230323 FILED AS OF DATE: 20230324 DATE AS OF CHANGE: 20230324 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: OFFENBACH RODGER CENTRAL INDEX KEY: 0001165093 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36423 FILM NUMBER: 23759152 MAIL ADDRESS: STREET 1: 7250 REDWOOD BLVD STREET 2: SUITE 200 CITY: NOVATO STATE: CA ZIP: 94945 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HENNESSY ADVISORS INC CENTRAL INDEX KEY: 0001145255 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 680176227 FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 7250 REDWOOD BLVD. STREET 2: SUITE 200 CITY: NOVATO STATE: CA ZIP: 94945 BUSINESS PHONE: 415-899-1555 MAIL ADDRESS: STREET 1: 7250 REDWOOD BLVD. STREET 2: SUITE 200 CITY: NOVATO STATE: CA ZIP: 94945 4 1 form4.xml X0407 4 2023-03-23 0001145255 HENNESSY ADVISORS INC HNNA 0001165093 OFFENBACH RODGER 7250 REDWOOD BLVD SUITE 200 NOVATO CA 94945 true Advisory Committee Member false Common Stock 2023-03-23 4 S 0 500 7.8 D 115573 D Common Stock 8902 I By IRA Common Stock 6370 I By Spouse's IRA /s/ Peter D. Fetzer, Attorney-in-Fact for Rodger Offenbach 2023-03-24