0001628280-17-010672.txt : 20171102
0001628280-17-010672.hdr.sgml : 20171102
20171102160554
ACCESSION NUMBER: 0001628280-17-010672
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20171031
FILED AS OF DATE: 20171102
DATE AS OF CHANGE: 20171102
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Kalish Rami
CENTRAL INDEX KEY: 0001720208
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38253
FILM NUMBER: 171172257
MAIL ADDRESS:
STREET 1: C/O FORESCOUT TECHNOLOGIES INC
STREET 2: 190 WEST TASMAN DRIVE
CITY: SAN JOSE
STATE: CA
ZIP: 95134
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: FORESCOUT TECHNOLOGIES, INC
CENTRAL INDEX KEY: 0001145057
STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER PERIPHERAL EQUIPMENT, NEC [3577]
IRS NUMBER: 510406800
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 900 E. HAMILTON AVE #300
CITY: CAMPBELL
STATE: CA
ZIP: 95008
BUSINESS PHONE: 866-377-8771
MAIL ADDRESS:
STREET 1: 900 E. HAMILTON AVE #300
CITY: CAMPBELL
STATE: CA
ZIP: 95008
FORMER COMPANY:
FORMER CONFORMED NAME: FORESCOUT TECHNOLOGIES INC
DATE OF NAME CHANGE: 20010717
4
1
wf-form4_150965313326154.xml
FORM 4
X0306
4
2017-10-31
0
0001145057
FORESCOUT TECHNOLOGIES, INC
FSCT
0001720208
Kalish Rami
11 HAMENOFIM STREET, BUILDING B
HERZELIYA
L3
46725
ISRAEL
1
0
1
0
Common Stock
2017-10-31
4
C
0
2476816
A
2526405
I
See footnote
Common Stock
2017-10-31
4
C
0
228953
A
233536
I
See footnote
Common Stock
2017-10-31
4
C
0
669726
A
683134
I
See footnote
Common Stock
2017-10-31
4
C
0
87182
A
88926
I
See footnote
Common Stock
2017-10-31
4
C
0
338330
A
345533
I
See footnote
Common Stock
2017-10-31
4
C
0
174319
A
177808
I
See footnote
Series B Convertible Preferred Stock
2017-10-31
4
C
0
14031
0
D
Common Stock
739998.0
0
I
See footnote
Series B Convertible Preferred Stock
2017-10-31
4
C
0
1297
0
D
Common Stock
68404.0
0
I
See footnote
Series B Convertible Preferred Stock
2017-10-31
4
C
0
3794
0
D
Common Stock
200096.0
0
I
See footnote
Series B Convertible Preferred Stock
2017-10-31
4
C
0
494
0
D
Common Stock
26053.0
0
I
See footnote
Series B Convertible Preferred Stock
2017-10-31
4
C
0
4090
0
D
Common Stock
215707.0
0
I
See footnote
Series B Convertible Preferred Stock
2017-10-31
4
C
0
988
0
D
Common Stock
52106.0
0
I
See footnote
Series C Convertible Preferred Stock
2017-10-31
4
C
0
5259
0
D
Common Stock
277358.0
0
I
See footnote
Series C Convertible Preferred Stock
2017-10-31
4
C
0
486
0
D
Common Stock
25630.0
0
I
See footnote
Series C Convertible Preferred Stock
2017-10-31
4
C
0
1422
0
D
Common Stock
74995.0
0
I
See footnote
Series C Convertible Preferred Stock
2017-10-31
4
C
0
185
0
D
Common Stock
9756.0
0
I
See footnote
Series C Convertible Preferred Stock
2017-10-31
4
C
0
369
0
D
Common Stock
19460.0
0
I
See footnote
Series D Convertible Preferred Stock
2017-10-31
4
C
0
753146
0
D
Common Stock
753146.0
0
I
See footnote
Series D Convertible Preferred Stock
2017-10-31
4
C
0
69623
0
D
Common Stock
69623.0
0
I
See footnote
Series D Convertible Preferred Stock
2017-10-31
4
C
0
203649
0
D
Common Stock
203649.0
0
I
See footnote
Series D Convertible Preferred Stock
2017-10-31
4
C
0
26511
0
D
Common Stock
26511.0
0
I
See footnote
Series D Convertible Preferred Stock
2017-10-31
4
C
0
41853
0
D
Common Stock
41853.0
0
I
See footnote
Series D Convertible Preferred Stock
2017-10-31
4
C
0
53028
0
D
Common Stock
53028.0
0
I
See footnote
Series D-1 Convertible Preferred Stock
2017-10-31
4
C
0
151186
0
D
Common Stock
151186.0
0
I
See footnote
Series D-1 Convertible Preferred Stock
2017-10-31
4
C
0
13976
0
D
Common Stock
13976.0
0
I
See footnote
Series D-1 Convertible Preferred Stock
2017-10-31
4
C
0
40880
0
D
Common Stock
40880.0
0
I
See footnote
Series D-1 Convertible Preferred Stock
2017-10-31
4
C
0
5322
0
D
Common Stock
5322.0
0
I
See footnote
Series D-1 Convertible Preferred Stock
2017-10-31
4
C
0
10643
0
D
Common Stock
10643.0
0
I
See footnote
Series E Convertible Preferred Stock
2017-10-31
4
C
0
555128
0
D
Common Stock
555128.0
0
I
See footnote
Series E Convertible Preferred Stock
2017-10-31
4
C
0
51320
0
D
Common Stock
51320.0
0
I
See footnote
Series E Convertible Preferred Stock
2017-10-31
4
C
0
150106
0
D
Common Stock
150106.0
0
I
See footnote
Series E Convertible Preferred Stock
2017-10-31
4
C
0
19540
0
D
Common Stock
19540.0
0
I
See footnote
Series E Convertible Preferred Stock
2017-10-31
4
C
0
80770
0
D
Common Stock
80770.0
0
I
See footnote
Series E Convertible Preferred Stock
2017-10-31
4
C
0
39082
0
D
Common Stock
39082.0
0
I
See footnote
The Series B Convertible Preferred Stock automatically converted into Common Stock on an approximate 1:52.7 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date.
The Series C Convertible Preferred Stock automatically converted into Common Stock on an approximate 1:52.7 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date.
The Series D Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date.
The Series D-1 Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date.
The Series E Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date.
The shares are held of record by Pitango Venture Capital Fund III (USA) L.P. ("Fund III USA"). Pitango V.C. Fund III General Partner ("Pitango GP"), the general partner of Fund III USA, has sole voting and dispositive power with respect to the shares held by Fund III USA. The reporting person shares voting and dispositive power with respect to the shares held by Pitango GP and disclaims beneficial ownership of the securities held by Fund III USA except to the extent of any pecuniary interest therein.
The shares are held of record by Pitango Venture Capital Fund III (USA) Non-Q L.P. ("Fund III USA Non-Q"). Pitango GP, the general partner of Fund III USA Non-Q, has sole voting and dispositive power with respect to the shares held by Fund III USA Non-Q. The reporting person shares voting and dispositive power with respect to the shares held by Pitango GP and disclaims beneficial ownership of the securities held by Fund III USA Non-Q except to the extent of any pecuniary interest therein.
The shares are held of record by Pitango Venture Capital Fund III (Israeli Investors) L.P. ("Fund III Israeli Investors"). Pitango GP, the general partner of Fund III Israeli Investors, has sole voting and dispositive power with respect to the shares held by Fund III Israeli Investors. The reporting person shares voting and dispositive power with respect to the shares held by Pitango GP and disclaims beneficial ownership of the securities held by Fund III Israeli Investors except to the extent of any pecuniary interest therein.
The shares are held of record by Pitango Principals Fund III (USA) L.P. ("Principals Fund III"). Pitango GP, the general partner of Principals Fund III, has sole voting and dispositive power with respect to the shares held by Principals Fund III. The reporting person shares voting and dispositive power with respect to the shares held by Pitango GP and disclaims beneficial ownership of the securities held by Principals Fund III except to the extent of any pecuniary interest therein.
The shares are held of record by Pitango Parallel Investor Fund III (USA) L.P ("Parallel Investor Fund"). Pitango GP, the general partner of Parallel Investor Fund, has sole voting and dispositive power with respect to the shares held by Parallel Investor Fund. The reporting person shares voting and dispositive power with respect to the shares held by Pitango GP and disclaims beneficial ownership of the securities held by Parallel Investor Fund except to the extent of any pecuniary interest therein.
The shares are held of record by Pitango Venture Capital Fund III Trusts 2000 Ltd ("Capital Fund 2000"). Capital Fund 2000 is owned and controlled indirectly by the Principals which holds shares of the Issuer in trust for three limited partnerships: Pitango CEO Fund III (USA) L.P., Pitango CEO Fund III (Israel) L.P. and Pitango Family Fund III (Israel) L.P. These three limited partnerships are managed by their sole general partner, the GP.
Pitango GP, the general partner of Parallel Investor Fund, has sole voting and dispositive power with respect to the shares held by Capital Fund 2000. The partners of Pitango GP are eight private companies that are each owned by one of the Principals, share voting and dispositive power with respect to the shares held by Capital Fund 2000. The reporting person shares voting and dispositive power with respect to the shares held by Pitango GP and disclaims beneficial ownership of the securities held by Capital Fund 2000 except to the extent of any pecuniary interest therein.
This report on Form 4 is the first of two reports relating to the same transaction.
/s/ Rami Kalish
2017-11-02