0001567619-22-003269.txt : 20220210
0001567619-22-003269.hdr.sgml : 20220210
20220210172216
ACCESSION NUMBER: 0001567619-22-003269
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20211231
FILED AS OF DATE: 20220210
DATE AS OF CHANGE: 20220210
EFFECTIVENESS DATE: 20220210
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: THORNBURG INVESTMENT MANAGEMENT INC
CENTRAL INDEX KEY: 0001145020
IRS NUMBER: 850301299
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-06605
FILM NUMBER: 22615384
BUSINESS ADDRESS:
STREET 1: 2300 NORTH RIDGETOP ROAD
CITY: SANTA FE
STATE: NM
ZIP: 87506-8361
BUSINESS PHONE: 5059840200
MAIL ADDRESS:
STREET 1: 2300 NORTH RIDGETOP ROAD
CITY: SANTA FE
STATE: NM
ZIP: 87506-8361
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001145020
XXXXXXXX
12-31-2021
12-31-2021
THORNBURG INVESTMENT MANAGEMENT INC
2300 NORTH RIDGETOP ROAD
SANTA FE
NM
87506-8361
13F HOLDINGS REPORT
028-06605
N
Stephen Velie
Chief Compliance Officer
5054677283
STEPHEN VELIE
Santa Fe
NM
02-10-2022
0
208
8528684
false
INFORMATION TABLE
2
form13fInfoTable.xml
ABB LTD
SPONSORED ADR
000375204
14666
384239
SH
SOLE
379677
0
4562
ABBVIE INC
COM
00287Y109
470816
3477226
SH
SOLE
3477226
0
0
ACTIVISION BLIZZARD INC
COM
00507V109
56150
843980
SH
SOLE
838141
0
5839
AES CORP
COM
00130H105
21654
891126
SH
SOLE
891126
0
0
AGILYSYS INC
COM
00847J105
8175
183876
SH
SOLE
183876
0
0
ALBEMARLE CORP
COM
012653101
7276
31124
SH
SOLE
31124
0
0
ALIBABA GROUP HOLDING LTD
SPONSORED ADS
01609W102
33372
280929
SH
SOLE
280507
0
422
ALPHABET INC
CAP STK CL A
02079K305
82690
28543
SH
SOLE
28543
0
0
ALPHABET INC
CAP STK CL C
02079K107
1395
482
SH
SOLE
482
0
0
ALTRIA GROUP INC
COM
02209S103
11563
243990
SH
SOLE
243990
0
0
AMAZON COM INC
COM
023135106
1607
482
SH
SOLE
482
0
0
AMBARELLA INC
SHS
G037AX101
13665
67352
SH
SOLE
67352
0
0
AMEDISYS INC
COM
023436108
15505
95782
SH
SOLE
95782
0
0
APOLLO INVT CORP
COM NEW
03761U502
40132
3137783
SH
SOLE
3137783
0
0
APPLE INC
COM
037833100
5074
28573
SH
SOLE
28573
0
0
ASML HOLDING N V
N Y REGISTRY SHS
N07059210
60382
75844
SH
SOLE
74676
0
1168
ASPEN TECHNOLOGY INC
COM
045327103
17329
113860
SH
SOLE
113860
0
0
ASSURED GUARANTY LTD
COM
G0585R106
2455
48910
SH
SOLE
48910
0
0
ASTRAZENECA PLC
SPONSORED ADR
046353108
61797
1060894
SH
SOLE
1044981
0
15913
ATLASSIAN CORP PLC
CL A
G06242104
44814
117532
SH
SOLE
116678
0
854
ATRICURE INC
COM
04963C209
8575
123325
SH
SOLE
123325
0
0
AVANTOR INC
COM
05352A100
55024
1305745
SH
SOLE
1305745
0
0
AZENTA INC
COM
114340102
16615
161140
SH
SOLE
161140
0
0
BENTLEY SYS INC
COM CL B
08265T208
8776
181583
SH
SOLE
181583
0
0
BIGCOMMERCE HLDGS IN
COM SER 1
08975P108
8109
229267
SH
SOLE
229267
0
0
BILIBILI INC
SPONS ADS REP Z
090040106
2536
54646
SH
SOLE
54064
0
582
BLACK KNIGHT INC
COM
09215C105
32278
389406
SH
SOLE
389406
0
0
BOOZ ALLEN HAMILTON HOLDING CORP
CL A
099502106
22176
261541
SH
SOLE
261541
0
0
BRIGHT HORIZONS FAMILY SOLUTIONS INC
COM
109194100
8499
67519
SH
SOLE
67519
0
0
BROADCOM INC
COM
11135F101
483538
726677
SH
SOLE
726677
0
0
BUILDERS FIRSTSOURCE INC
COM
12008R107
26929
314183
SH
SOLE
314183
0
0
CACI INTL INC
CL A
127190304
27729
103000
SH
SOLE
103000
0
0
CALIX INC
COM
13100M509
19668
245937
SH
SOLE
245937
0
0
CANADIAN PAC RY LTD
COM
13645T100
93344
1297529
SH
SOLE
1295239
0
2290
CAPITAL ONE FINANCIAL CORP
COM
14040H105
66597
459002
SH
SOLE
459002
0
0
CASELLA WASTE SYSTEMS INC
CL A
147448104
36557
427972
SH
SOLE
427972
0
0
CF INDS HLDGS INC
COM
125269100
22375
316125
SH
SOLE
316125
0
0
CHART INDS INC
COM
16115Q308
27880
174807
SH
SOLE
174807
0
0
CHEMOCENTRYX INC
COM
16383L106
9250
254048
SH
SOLE
254048
0
0
CHESAPEAKE ENERGY CORP
COM
165167735
22281
345337
SH
SOLE
345337
0
0
CHIMERA INVT CORP
COM NEW
16934Q208
259979
17239980
SH
SOLE
17239980
0
0
CISCO SYS INC
COM
17275R102
135925
2144950
SH
SOLE
2144950
0
0
CITIGROUP INC
COM NEW
172967424
102309
1694142
SH
SOLE
1694142
0
0
CLEAN HARBORS INC
COM
184496107
14211
142438
SH
SOLE
142438
0
0
CME GROUP INC
COM
12572Q105
478079
2092614
SH
SOLE
2092016
0
598
COHU INC
COM
192576106
495
12997
SH
SOLE
12997
0
0
CONMED CORP
COM
207410101
13039
91980
SH
SOLE
91980
0
0
COOPER COS INC
COM NEW
216648402
1197
2857
SH
SOLE
2857
0
0
COUPANG INC
CL A
22266T109
1676
57034
SH
SOLE
56923
0
111
COURSERA INC
COM
22266M104
1994
81606
SH
SOLE
81606
0
0
CRH PLC
ADR
12626K203
4943
93624
SH
SOLE
92477
0
1147
CROWN CASTLE INTL CO
COM
22822V101
296
1417
SH
SOLE
1417
0
0
CROWN HLDGS INC
COM
228368106
21039
190196
SH
SOLE
190196
0
0
DIAMONDBACK ENERGY INC
COM
25278X109
21054
195215
SH
SOLE
195215
0
0
DISNEY WALT CO
COM
254687106
1330
8584
SH
SOLE
8584
0
0
DOLLAR GEN CORP NEW
COM
256677105
518
2196
SH
SOLE
2196
0
0
DOMO INC
COM CL B
257554105
8778
176984
SH
SOLE
176984
0
0
ELASTIC N V
ORD SHS
N14506104
53412
433924
SH
SOLE
432278
0
1646
ELEMENT SOLUTIONS INC
COM
28618M106
16641
685378
SH
SOLE
685378
0
0
ENEL CHILE S A
SPONSORED ADR
29278D105
546
301431
SH
SOLE
300925
0
506
ENTEGRIS INC
COM
29362U104
14973
108045
SH
SOLE
108045
0
0
ENVISTA HOLDINGS CORP
COM
29415F104
15974
354511
SH
SOLE
354511
0
0
EQUITABLE HLDGS INC
COM
29452E101
185835
5667437
SH
SOLE
5667437
0
0
ERICSSON
ADR B SEK 10
294821608
13110
1206046
SH
SOLE
1191504
0
14542
EVENTBRITE INC
COM CL A
29975E109
15391
882529
SH
SOLE
882529
0
0
EZCORP INC
NOTE 2.375% 5/0
302301AE6
15855
17412000
PRN
SOLE
17412000
0
0
EZCORP INC
NOTE 2.875% 7/0
302301AF3
247
240000
PRN
SOLE
240000
0
0
FAIR ISAAC CORP
COM
303250104
813
1875
SH
SOLE
1875
0
0
FERRARI N V
COM
N3167Y103
70880
273859
SH
SOLE
271911
0
1948
FIVE9 INC
COM
338307101
12791
93150
SH
SOLE
93150
0
0
FLEX LTD
ORD
Y2573F102
12510
682513
SH
SOLE
682513
0
0
FLOOR AND DECOR HOLDINGS INC
CL A
339750101
24409
187745
SH
SOLE
187745
0
0
FORMFACTOR INC
COM
346375108
4014
87801
SH
SOLE
87801
0
0
FOX FACTORY HLDG COR
COM
35138V102
17676
103914
SH
SOLE
103914
0
0
FREEPORT-MCMORAN INC
CL B
35671D857
18360
439975
SH
SOLE
439975
0
0
FRESHPET INC
COM
358039105
9029
94772
SH
SOLE
94772
0
0
GATES INDUSTRIAL CORP PLC
ORD SHS
G39108108
16442
1033462
SH
SOLE
1033462
0
0
GDS HLDGS LTD
SPONSORED ADS
36165L108
8111
171984
SH
SOLE
168475
0
3509
GLOBANT S A
COM
L44385109
932
2967
SH
SOLE
2963
0
4
GRANITE PT MTG TR IN
COM STK
38741L107
16599
1417500
SH
SOLE
1417500
0
0
GRUPO AEROPUERTO DEL PACIFIC
SPON ADR B
400506101
2018
14680
SH
SOLE
14661
0
19
GXO LOGISTICS INCORP
COMMON STOCK
36262G101
14571
160426
SH
SOLE
160426
0
0
HAEMONETICS CORP
COM
405024100
11556
217874
SH
SOLE
217874
0
0
HDFC BANK LTD
SPONSORED ADS
40415F101
31261
480414
SH
SOLE
477512
0
2902
HESKA CORP
COM RESTRC NEW
42805E306
28974
158773
SH
SOLE
158773
0
0
HOME DEPOT INC
COM
437076102
261930
631142
SH
SOLE
631142
0
0
HORIZON THERAPEUTICS
SHS
G46188101
16006
148534
SH
SOLE
148534
0
0
HUAZHU GROUP LTD
SPONSORED ADS
44332N106
17971
481271
SH
SOLE
481270
0
1
HUDBAY MINERALS INC
COM
443628102
16592
2288580
SH
SOLE
2288580
0
0
IAA INC
COM
449253103
18152
358585
SH
SOLE
358585
0
0
ICICI BANK LIMITED
ADR
45104G104
1722
87008
SH
SOLE
86900
0
108
II-VI INC
COM
902104108
487
7121
SH
SOLE
7121
0
0
INFOSYS LTD
SPONSORED ADR
456788108
28623
1130908
SH
SOLE
1130767
0
141
ING GROEP N.V.
SPONSORED ADR
456837103
12503
898193
SH
SOLE
888812
0
9381
INVESCO DB MULTI-SEC
BASE METALS FD
46140H700
685
30762
SH
SOLE
30762
0
0
INVESCO DB MULTI-SEC
AGRICULTURE FD
46140H106
283
14323
SH
SOLE
14323
0
0
INVESCO EXCH TRADED
SR LN ETF
46138G508
3026
136928
SH
SOLE
136928
0
0
ISHARES TR
MSCI ACWI EX US
464288240
40807
733539
SH
SOLE
731347
0
2192
ISHARES TR
MSCI EAFE ETF
464287465
8618
109469
SH
SOLE
108409
0
1060
ISHARES TR
MSCI EMG MKT ETF
464287234
1806
36975
SH
SOLE
36389
0
586
ISHARES TR
ISHS 1-5YR INVS
464288646
893
16575
SH
SOLE
16575
0
0
ISHARES TR
IBOXX HI YD ETF
464288513
494
5678
SH
SOLE
5678
0
0
ITT INC
COM
45073V108
14133
138298
SH
SOLE
138298
0
0
IVERIC BIO INC
COM
46583P102
5950
355838
SH
SOLE
355838
0
0
JONES LANG LASALLE INC
COM
48020Q107
24241
90002
SH
SOLE
90002
0
0
JPMORGAN CHASE & CO
COM
46625H100
297297
1877467
SH
SOLE
1877467
0
0
KANZHUN LIMITED
SPONSORED ADS
48553T106
41493
1189585
SH
SOLE
1188096
0
1489
KITE RLTY GROUP TR
COM NEW
49803T300
12678
582099
SH
SOLE
582099
0
0
KORNIT DIGITAL LTD
SHS
M6372Q113
18158
119264
SH
SOLE
119264
0
0
KRANESHARES TR
GLOBAL CARBON
500767678
2082
40900
SH
SOLE
40900
0
0
L3HARRIS TECHNOLOGIES INC
COM
502431109
13310
62417
SH
SOLE
62417
0
0
LAMB WESTON HOLDINGS INC
COM
513272104
12094
190815
SH
SOLE
190815
0
0
LAUDER ESTEE COS INC
CL A
518439104
999
2699
SH
SOLE
2699
0
0
LESLIES INC
COM
527064109
25806
1090720
SH
SOLE
1090720
0
0
LI AUTO INC
SPONSORED ADS
50202M102
1188
36998
SH
SOLE
36949
0
49
LINDE PLC
SHS
G5494J103
110498
317822
SH
SOLE
317347
0
0
LIVENT CORP
COM
53814L108
18626
763975
SH
SOLE
763975
0
0
LOCKHEED MARTIN CORP
COM
539830109
16296
45850
SH
SOLE
45850
0
0
LPL FINL HLDGS INC
COM
50212V100
21441
133932
SH
SOLE
133932
0
0
LYONDELLBASELL INDUS
SHS - A -
N53745100
165954
1799347
SH
SOLE
1799347
0
0
MASTERCARD INC
CL A
57636Q104
163496
455015
SH
SOLE
453257
0
1758
MAXLINEAR INC
COM
57776J100
25692
340782
SH
SOLE
340782
0
0
MERCADOLIBRE INC
COM
58733R102
105174
77999
SH
SOLE
77499
0
500
MERCK & CO INC
COM
58933Y105
175651
2291893
SH
SOLE
2291893
0
0
META PLATFORMS INC
CL A
30303M102
72466
215449
SH
SOLE
215449
0
0
MICRON TECHNOLOGY INC
COM
595112103
106587
1144253
SH
SOLE
1140236
0
4017
MICROSOFT CORP
COM
594918104
11009
32733
SH
SOLE
32733
0
0
MITSUBISHI UFJ FINL
SPONSORED ADS
606822104
12969
2375341
SH
SOLE
2346782
0
28559
MONOLITHIC PWR SYS I
COM
609839105
13474
27313
SH
SOLE
27313
0
0
NATERA INC
COM
632307104
7601
81387
SH
SOLE
81387
0
0
NETEASE INC
SPONSORED ADS
64110W102
1556
15288
SH
SOLE
15268
0
20
NIO INC
SPON ADS
62914V106
44069
1391074
SH
SOLE
1389912
0
1162
NOMAD FOODS LTD
USD ORD SHS
G6564A105
1137
44788
SH
SOLE
44788
0
0
NORWEGIAN CRUISE LINE HOLDINGS LTD
SHS
G66721104
11834
570574
SH
SOLE
570574
0
0
NOVARTIS AG
SPONSORED ADR
66987V109
927
10595
SH
SOLE
10595
0
0
NVIDIA CORPORATION
COM
67066G104
4244
14430
SH
SOLE
14430
0
0
OATLY GROUP AB
SPONSORED ADS
67421J108
4369
548896
SH
SOLE
548896
0
0
ONEMAIN HLDGS INC
COM
68268W103
20888
417434
SH
SOLE
417434
0
0
OPEN LENDING CORP
COM CL A
68373J104
5710
253993
SH
SOLE
253993
0
0
ORANGE
SPONSORED ADR
684060106
7229
685211
SH
SOLE
678520
0
6691
OTIS WORLDWIDE CORP
COM
68902V107
66566
764514
SH
SOLE
759613
0
4901
OVERSTOCK COM INC DE
COM
690370101
5961
101024
SH
SOLE
101024
0
0
OZON HLDGS PLC
SPONSORED ADS
69269L104
323
10900
SH
SOLE
10899
0
1
PAR TECHNOLOGY CORP
COM
698884103
6700
126972
SH
SOLE
126972
0
0
PETIQ INC
COM CL A
71639T106
14737
648926
SH
SOLE
648926
0
0
PFIZER INC
COM
717081103
352268
5965596
SH
SOLE
5965596
0
0
PINNACLE FINANCIAL PARTNERS INC
COM
72346Q104
19847
207817
SH
SOLE
207817
0
0
PPG INDS INC
COM
693506107
1461
8472
SH
SOLE
8472
0
0
QORVO INC
COM
74736K101
46984
300426
SH
SOLE
300426
0
0
QUALCOMM INC
COM
747525103
357989
1957612
SH
SOLE
1957600
0
12
QUANTA SVCS INC
COM
74762E102
1532
13360
SH
SOLE
13360
0
0
RADIUS GLOBAL INFRASTRUCTURE INC
COM CL A
750481103
15381
955329
SH
SOLE
955329
0
0
REGIONS FINANCIAL CO
COM
7591EP100
257001
11789029
SH
SOLE
11789029
0
0
REPAY HLDGS CORP
COM CL A
76029L100
21249
1163053
SH
SOLE
1163053
0
0
REPLIGEN CORP
COM
759916109
13083
49399
SH
SOLE
49399
0
0
ROYAL DUTCH SHELL PL
SPONS ADR A
780259206
647
14904
SH
SOLE
14904
0
0
SCHWAB CHARLES CORP
COM
808513105
60058
714121
SH
SOLE
714121
0
0
SEA LTD
SPONSORD ADS
81141R100
37012
165448
SH
SOLE
164600
0
848
SENSIENT TECHNOLOGIES CORP
COM
81725T100
21724
217114
SH
SOLE
217114
0
0
SERVICENOW INC
COM
81762P102
4868
7500
SH
SOLE
7500
0
0
SHIFT4 PMTS INC
CL A
82452J109
11371
196285
SH
SOLE
196285
0
0
SHOCKWAVE MED INC
COM
82489T104
10118
56736
SH
SOLE
56736
0
0
SHOPIFY INC
CL A
82509L107
142842
103705
SH
SOLE
103218
0
487
SIGNATURE BANK/NEW YORK NY
COM
82669G104
46192
142802
SH
SOLE
142802
0
0
SLR INVESTMENT CORP
COM
83413U100
82077
4453425
SH
SOLE
4453425
0
0
SMARTSHEET INC
COM CL A
83200N103
10794
139369
SH
SOLE
139369
0
0
SOCIEDAD QUIMICA Y M
SPON ADR SER B
833635105
21183
420040
SH
SOLE
419995
0
45
SONOS INC
COM
83570H108
23258
780476
SH
SOLE
780476
0
0
SONY GROUP CORPORATI
SPONSORED ADR
835699307
15902
125804
SH
SOLE
124603
0
1201
SPDR GOLD TR
GOLD SHS
78463V107
1237
7233
SH
SOLE
7233
0
0
SPIRIT AEROSYSTEMS HOLDINGS INC
COM CL A
848574109
16740
388492
SH
SOLE
388492
0
0
STELLANTIS N.V
SHS
N82405106
56248
2967150
SH
SOLE
2967150
0
0
SUNOPTA INC
COM
8676EP108
12237
1760757
SH
SOLE
1760757
0
0
TAIWAN SEMICONDUCTOR
SPONSORED ADS
874039100
196716
1635076
SH
SOLE
1623550
0
11526
TATA MTRS LTD
SPONSORED ADR
876568502
23649
736953
SH
SOLE
736864
0
89
TEEKAY LNG PARTNERS LP
PRTNRSP UNITS
Y8564M105
812
47951
SH
SOLE
47951
0
0
TELADOC HEALTH INC
COM
87918A105
10790
117511
SH
SOLE
117511
0
0
TELEDYNE TECHNOLOGIES INC
COM
879360105
28634
65541
SH
SOLE
65541
0
0
TELEFONICA BRASIL SA
NEW ADR
87936R205
845
97669
SH
SOLE
97534
0
135
TELKOM INDONESIA PERSERO TBK PT
SPONSORED ADR
715684106
1381
47631
SH
SOLE
47569
0
62
TERMINIX GLOBAL HOLDINGS INC
COM
88087E100
456
10071
SH
SOLE
10071
0
0
TJX COS INC NEW
COM
872540109
52758
694910
SH
SOLE
694910
0
0
T-MOBILE US INC
COM
872590104
8943
77110
SH
SOLE
77110
0
0
TOTALENERGIES SE
SPONSORED ADS
89151E109
15013
303541
SH
SOLE
299973
0
3568
TREX CO INC
COM
89531P105
14791
109540
SH
SOLE
109540
0
0
UBS GROUP AG
SHS
H42097107
145825
8101646
SH
SOLE
8101646
0
0
VALE S A
SPONSORED ADS
91912E105
494
35221
SH
SOLE
35146
0
75
VALERO ENERGY CORP
COM
91913Y100
298
3963
SH
SOLE
3963
0
0
VANGUARD INTL EQUITY INDEX F
ALLWRLD EX US
922042775
5520
90050
SH
SOLE
88078
0
1972
VANGUARD INTL EQUITY INDEX F
FTSE EMR MKT ETF
922042858
531
10746
SH
SOLE
10746
0
0
VANGUARD STAR FDS
VG TL INTL STK F
921909768
343
5391
SH
SOLE
5391
0
0
VARONIS SYS INC
COM
922280102
18892
387299
SH
SOLE
387299
0
0
VISA INC
COM CL A
92826C839
83088
383408
SH
SOLE
381317
0
2091
VODAFONE GROUP PLC N
SPONSORED ADR
92857W308
699
46827
SH
SOLE
46827
0
0
WALGREENS BOOTS ALLIANCE INC
COM
931427108
205244
3934895
SH
SOLE
3934895
0
0
WALKER & DUNLOP INC
COM
93148P102
16325
108197
SH
SOLE
108197
0
0
WASHINGTON REAL ESTA
SH BEN INT
939653101
76623
2964150
SH
SOLE
2964150
0
0
WASTE CONNECTIONS IN
COM
94106B101
5663
41558
SH
SOLE
41558
0
0
WESTERN ALLIANCE BANCORP
COM
957638109
1496
13898
SH
SOLE
13898
0
0
WIDEOPENWEST INC
COM
96758W101
11832
549832
SH
SOLE
549832
0
0
WIX COM LTD
SHS
M98068105
31318
198476
SH
SOLE
197085
0
1391
WYNDHAM HOTELS & RES
COM
98311A105
793
8851
SH
SOLE
8851
0
0
XP INC
CL A
G98239109
1064
37020
SH
SOLE
36973
0
47
XPO LOGISTICS INC
COM
983793100
14645
189136
SH
SOLE
189136
0
0
YANDEX N V
SHS CLASS A
N97284108
30688
507239
SH
SOLE
503748
0
3491
YETI HLDGS INC
COM
98585X104
9516
114888
SH
SOLE
114888
0
0
YUM CHINA HLDGS INC
COM
98850P109
31767
646724
SH
SOLE
646723
0
0
ZYNGA INC
CL A
98986T108
27673
4323887
SH
SOLE
4323887
0
0