0001567619-20-018725.txt : 20201105 0001567619-20-018725.hdr.sgml : 20201105 20201105130650 ACCESSION NUMBER: 0001567619-20-018725 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200930 FILED AS OF DATE: 20201105 DATE AS OF CHANGE: 20201105 EFFECTIVENESS DATE: 20201105 FILER: COMPANY DATA: COMPANY CONFORMED NAME: THORNBURG INVESTMENT MANAGEMENT INC CENTRAL INDEX KEY: 0001145020 IRS NUMBER: 850301299 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06605 FILM NUMBER: 201289607 BUSINESS ADDRESS: STREET 1: 2300 NORTH RIDGETOP ROAD CITY: SANTA FE STATE: NM ZIP: 87506-8361 BUSINESS PHONE: 5059840200 MAIL ADDRESS: STREET 1: 2300 NORTH RIDGETOP ROAD CITY: SANTA FE STATE: NM ZIP: 87506-8361 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001145020 XXXXXXXX 09-30-2020 09-30-2020 THORNBURG INVESTMENT MANAGEMENT INC

2300 NORTH RIDGETOP ROAD SANTA FE NM 87506-8361

13F HOLDINGS REPORT 028-06605 N Stephen Velie 5054677283 Stephen Velie Santa Fe NM 11-05-2020 0 164 7564599 false INFORMATION TABLE 2 form13fInfoTable.xml 21VIANET GROUP INC-ADR SPONSORED ADS A 90138A103 45455 1962647 SH SOLE 1954750 0 7897 ABB LTD-SPON ADR SPONSORED ADR 000375204 8464 332575 SH SOLE 327591 0 4984 AGORA INC-ADR ADS 00851L103 11848 275654 SH SOLE 275343 0 311 ALIBABA GROUP HOLDING-SP ADR SPONSORED ADS 01609W102 451893 1537157 SH SOLE 1532109 0 5048 ASML HOLDING NV-NY REG SHS N Y REGISTRY SHS N07059210 28127 76170 SH SOLE 74968 0 1202 ASTRAZENECA PLC-SPONS ADR SPONSORED ADR 046353108 41554 758277 SH SOLE 746537 0 11740 BILIBILI INC-SPONSORED ADR SPONS ADS REP Z 090040106 25561 614441 SH SOLE 613554 0 887 CHINA MOBILE LTD-SPON ADR SPONSORED ADR 16941M109 4341 134980 SH SOLE 134980 0 0 CHINDATA GROUP HOLDINGS-ADR ADS 16955F107 10144 625000 SH SOLE 625000 0 0 ERICSSON (LM) TEL-SP ADR ADR B SEK 10 294821608 13631 1251653 SH SOLE 1233121 0 18532 FRESENIUS MEDICAL CARE-ADR SPONSORED ADR 358029106 25051 589703 SH SOLE 580245 0 9458 GDS HOLDINGS LTD - ADR SPONSORED ADS 36165L108 60820 743246 SH SOLE 743246 0 0 GRUPO AEROPORTUARIO PAC-ADR SPON ADR B 400506101 178 2206 SH SOLE 2206 0 0 HDFC BANK LTD-ADR SPONSORED ADS 40415F101 2613 52311 SH SOLE 52311 0 0 HUYA INC-ADR ADS REP SHS A 44852D108 19678 821645 SH SOLE 816760 0 4885 ICICI BANK LTD-SPON ADR ADR 45104G104 1519 154551 SH SOLE 154551 0 0 LI AUTO INC - ADR SPONSORED ADS 50202M102 4927 283306 SH SOLE 283306 0 0 NIO INC - ADR SPON ADS 62914V106 28284 1332908 SH SOLE 1330394 0 2514 NOVARTIS AG-SPONSORED ADR SPONSORED ADR 66987V109 815 9370 SH SOLE 9370 0 0 ORANGE-SPON ADR SPONSORED ADR 684060106 1320 127132 SH SOLE 127132 0 0 QUIMICA Y MINERA CHIL-SP ADR SPON ADR SER B 833635105 20222 623736 SH SOLE 623736 0 0 ROYAL DUTCH SHELL-SPON ADR-A SPONS ADR A 780259206 334 13254 SH SOLE 13254 0 0 RYANAIR HOLDINGS PLC-SP ADR SPONSORED ADS 783513203 32442 396791 SH SOLE 396791 0 0 SAP SE-SPONSORED ADR SPON ADR 803054204 11406 73203 SH SOLE 72104 0 1099 SEA LTD-ADR SPONSORD ADS 81141R100 1336 8676 SH SOLE 8676 0 0 SONY CORP-SPONSORED ADR SPONSORED ADR 835699307 4155 54142 SH SOLE 53332 0 810 TAIWAN SEMICONDUCTOR-SP ADR SPONSORED ADS 874039100 83364 1028300 SH SOLE 1018342 0 9958 TAL EDUCATION GROUP- ADR SPONSORED ADS 874080104 56626 744691 SH SOLE 739732 0 4959 TELEFONICA BRASIL-ADR SPONSORED ADR 87936R106 390 50831 SH SOLE 50831 0 0 UNILEVER N V -NY SHARES N Y SHS NEW 904784709 357 5911 SH SOLE 5911 0 0 VODAFONE GROUP PLC-SP ADR SPONSORED ADR 92857W308 556 41413 SH SOLE 41413 0 0 ABBVIE INC COM 00287Y109 324807 3708268 SH SOLE 3708268 0 0 ACTIVISION BLIZZARD INC COM 00507V109 167386 2067768 SH SOLE 2060390 0 7378 ALPHABET INC-CL A CAP STK CL A 02079K305 59952 40906 SH SOLE 40906 0 0 ALPHABET INC-CL C CAP STK CL C 02079K107 92288 62798 SH SOLE 62798 0 0 ALTRIA GROUP INC COM 02209S103 132 3419 SH SOLE 3419 0 0 AMAZON.COM INC COM 023135106 60519 19220 SH SOLE 19220 0 0 APOLLO INVESTMENT CORP COM NEW 03761U502 40693 4920549 SH SOLE 4920549 0 0 APPLE INC COM 037833100 56711 489694 SH SOLE 489694 0 0 ARES CAPITAL CORP COM 04010L103 351 25134 SH SOLE 25134 0 0 ASSURED GUARANTY LTD COM G0585R106 38636 1798706 SH SOLE 1798706 0 0 ATLASSIAN CORP PLC-CLASS A CL A G06242104 47912 263558 SH SOLE 262204 0 1354 AVALARA INC COM 05338G106 9939 78049 SH SOLE 78049 0 0 BOOKING HOLDINGS INC COM 09857L108 7190 4203 SH SOLE 4203 0 0 BOSTON SCIENTIFIC CORP COM 101137107 383 10016 SH SOLE 10016 0 0 BROADCOM INC COM 11135F101 309909 850650 SH SOLE 850650 0 0 BROOKFIELD ASSET MANAGE-CL A CL A LTD VT SH 112585104 17890 541128 SH SOLE 541128 0 0 CANADIAN PACIFIC RAILWAY LTD COM 13645T100 77491 254546 SH SOLE 253950 0 596 CAPITAL ONE FINANCIAL CORP COM 14040H105 87946 1223850 SH SOLE 1223850 0 0 CARGURUS INC COM CL A 141788109 168 7787 SH SOLE 7787 0 0 CARMAX INC COM 143130102 17148 186570 SH SOLE 186570 0 0 CF INDUSTRIES HOLDINGS INC COM 125269100 26016 847150 SH SOLE 847150 0 0 CISCO SYSTEMS INC COM 17275R102 83619 2122841 SH SOLE 2122841 0 0 CITIGROUP INC COM NEW 172967424 200024 4639846 SH SOLE 4637664 0 2182 CME GROUP INC COM 12572Q105 326240 1949912 SH SOLE 1949600 0 312 COMCAST CORP-CLASS A CL A 20030N101 67614 1461615 SH SOLE 1461615 0 0 COOPER COS INC/THE COM NEW 216648402 39898 118351 SH SOLE 118351 0 0 COSTAR GROUP INC COM 22160N109 8456 9966 SH SOLE 9966 0 0 CREDICORP LTD COM G2519Y108 19436 156753 SH SOLE 156753 0 0 CROWDSTRIKE HOLDINGS INC - A CL A 22788C105 6644 48383 SH SOLE 48383 0 0 CROWN HOLDINGS INC COM 228368106 43138 561255 SH SOLE 561255 0 0 DAVITA INC COM 23918K108 43178 504122 SH SOLE 504122 0 0 DEVON ENERGY CORP COM 25179M103 6705 708818 SH SOLE 708818 0 0 DEXCOM INC COM 252131107 9974 24195 SH SOLE 24195 0 0 DOMINION ENERGY INC COM 25746U109 123 1556 SH SOLE 1556 0 0 ENTERPRISE PRODUCTS PARTNERS COM 293792107 16933 1072386 SH SOLE 1072386 0 0 EPAM SYSTEMS INC COM 29414B104 9868 30524 SH SOLE 30524 0 0 EQUITABLE HOLDINGS INC COM 29452E101 200542 10994635 SH SOLE 10994635 0 0 ESTEE LAUDER COMPANIES-CL A CL A 518439104 581 2660 SH SOLE 2660 0 0 FACEBOOK INC-CLASS A CL A 30303M102 136440 520962 SH SOLE 520962 0 0 FERRARI NV COM N3167Y103 39185 212859 SH SOLE 211748 0 1111 FIAT CHRYSLER AUTOMOBILES NV SHS N31738102 656 53713 SH SOLE 53713 0 0 FIDELITY NATIONAL INFO SERV COM 31620M106 6 44 SH SOLE 44 0 0 FLEETCOR TECHNOLOGIES INC COM 339041105 13452 56499 SH SOLE 56499 0 0 FLEX LTD ORD Y2573F102 14994 1345924 SH SOLE 1345924 0 0 FLOOR & DECOR HOLDINGS INC-A CL A 339750101 11917 159313 SH SOLE 159313 0 0 FORTIS INC COM 349553107 9609 235177 SH SOLE 235177 0 0 FOX FACTORY HOLDING CORP COM 35138V102 10581 142346 SH SOLE 142346 0 0 FRANCO-NEVADA CORP COM 351858105 72975 522821 SH SOLE 521995 0 826 GLOBANT SA COM L44385109 15769 87985 SH SOLE 87985 0 0 GROCERY OUTLET HOLDING CORP COM 39874R101 827 21040 SH SOLE 21040 0 0 HAEMONETICS CORP/MASS COM 405024100 18566 212792 SH SOLE 212792 0 0 HEICO CORP COM 422806109 11764 112405 SH SOLE 112405 0 0 HOME DEPOT INC COM 437076102 319574 1150747 SH SOLE 1150747 0 0 HUNTSMAN CORP COM 447011107 21594 972275 SH SOLE 972275 0 0 IPG PHOTONICS CORP COM 44980X109 9645 56747 SH SOLE 56747 0 0 ITT INC COM 45073V108 11169 189142 SH SOLE 189142 0 0 JPMORGAN CHASE & CO COM 46625H100 331809 3446645 SH SOLE 3445783 0 862 L3HARRIS TECHNOLOGIES INC COM 502431109 60187 354375 SH SOLE 354067 0 308 LINDE PLC SHS G5494J103 8152 34232 SH SOLE 33722 0 510 LOCKHEED MARTIN CORP COM 539830109 148 386 SH SOLE 386 0 0 LYONDELLBASELL INDU-CL A SHS - A - N53745100 73808 1047069 SH SOLE 1047069 0 0 MASTERCARD INC - A CL A 57636Q104 156370 462400 SH SOLE 460962 0 1438 MEDTRONIC PLC SHS G5960L103 34003 327205 SH SOLE 327205 0 0 MERCADOLIBRE INC COM 58733R102 68543 63320 SH SOLE 62883 0 437 MERCK & CO. INC. COM 58933Y105 174901 2108513 SH SOLE 2108513 0 0 MICRON TECHNOLOGY INC COM 595112103 51265 1091674 SH SOLE 1083880 0 7794 MICROSOFT CORP COM 594918104 44369 210950 SH SOLE 210950 0 0 MOHAWK INDUSTRIES INC COM 608190104 15 155 SH SOLE 155 0 0 NAVIENT CORP COM 63938C108 7051 834474 SH SOLE 834474 0 0 NETFLIX INC COM 64110L106 69356 138704 SH SOLE 138222 0 482 NEXTERA ENERGY INC COM 65339F101 531 1912 SH SOLE 1912 0 0 NIKE INC -CL B CL B 654106103 255 2028 SH SOLE 2028 0 0 NOMAD FOODS LTD USD ORD SHS G6564A105 59544 2336902 SH SOLE 2336902 0 0 NVIDIA CORP COM 67066G104 76 141 SH SOLE 141 0 0 PAYPAL HOLDINGS INC COM 70450Y103 30046 152494 SH SOLE 152494 0 0 PFIZER INC COM 717081103 125211 3411755 SH SOLE 3411755 0 0 PLANET FITNESS INC - CL A CL A 72703H101 3975 64503 SH SOLE 64503 0 0 PPG INDUSTRIES INC COM 693506107 10585 86707 SH SOLE 86707 0 0 PROCTER & GAMBLE CO/THE COM 742718109 169 1217 SH SOLE 1217 0 0 PROOFPOINT INC COM 743424103 11586 109765 SH SOLE 109765 0 0 PTC INC COM 69370C100 2640 31910 SH SOLE 31910 0 0 PURE STORAGE INC - CLASS A CL A 74624M102 18244 1185457 SH SOLE 1185457 0 0 QORVO INC COM 74736K101 67827 525749 SH SOLE 525749 0 0 QUALCOMM INC COM 747525103 250070 2125003 SH SOLE 2125003 0 0 QUANTA SERVICES INC COM 74762E102 36086 682675 SH SOLE 682675 0 0 REGIONS FINANCIAL CORP COM 7591EP100 136337 11824529 SH SOLE 11824529 0 0 S&P GLOBAL INC COM 78409V104 21454 59494 SH SOLE 59292 0 202 SCHWAB (CHARLES) CORP COM 808513105 45502 1255926 SH SOLE 1255926 0 0 SERVICENOW INC COM 81762P102 18906 38982 SH SOLE 38982 0 0 SLACK TECHNOLOGIES INC- CL A COM CL A 83088V102 3418 127237 SH SOLE 127237 0 0 SNOWFLAKE INC-CLASS A CL A 833445109 1255 5000 SH SOLE 5000 0 0 SOLAR CAPITAL LTD COM 83413U100 73694 4649456 SH SOLE 4649456 0 0 SPLUNK INC COM 848637104 11732 62362 SH SOLE 62362 0 0 SQUARE INC - A CL A 852234103 13182 81097 SH SOLE 81097 0 0 STARBUCKS CORP COM 855244109 24829 288974 SH SOLE 288974 0 0 T-MOBILE US INC COM 872590104 46331 405132 SH SOLE 405132 0 0 TEEKAY LNG PARTNERS LP PRTNRSP UNITS Y8564M105 14748 1404537 SH SOLE 1404537 0 0 TELADOC HEALTH INC COM 87918A105 387 1765 SH SOLE 1765 0 0 TEXAS INSTRUMENTS INC COM 882508104 9785 68526 SH SOLE 68526 0 0 THERMO FISHER SCIENTIFIC INC COM 883556102 64515 146121 SH SOLE 146121 0 0 TJX COMPANIES INC COM 872540109 50739 911759 SH SOLE 911759 0 0 UBS GROUP AG-REG SHS H42097107 7059 633088 SH SOLE 624351 0 8737 UNITEDHEALTH GROUP INC COM 91324P102 14586 46786 SH SOLE 46786 0 0 VALERO ENERGY CORP COM 91913Y100 64750 1494699 SH SOLE 1494699 0 0 VASTA PLATFORM LTD CL A G9440A109 8109 525555 SH SOLE 525555 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 155 2600 SH SOLE 2600 0 0 VISA INC-CLASS A SHARES COM CL A 92826C839 86118 430653 SH SOLE 428730 0 1923 WALGREENS BOOTS ALLIANCE INC COM 931427108 211176 5879078 SH SOLE 5879078 0 0 WALT DISNEY CO/THE COM DISNEY 254687106 56976 459188 SH SOLE 458565 0 623 WIX.COM LTD SHS M98068105 57078 223968 SH SOLE 222725 0 1243 WORKDAY INC-CLASS A CL A 98138H101 14701 68334 SH SOLE 68334 0 0 WYNDHAM HOTELS & RESORTS INC COM 98311A105 11142 220638 SH SOLE 220638 0 0 XP INC - CLASS A CL A G98239109 995 23862 SH SOLE 23862 0 0 YANDEX NV-A SHS CLASS A N97284108 74719 1145121 SH SOLE 1138210 0 6911 ZOOM VIDEO COMMUNICATIONS-A CL A 98980L101 6896 14669 SH SOLE 14669 0 0 INVESCO DB AGRICULTURE FUND AGRICULTURE FD 46140H106 165 11207 SH SOLE 11207 0 0 INVESCO DB BASE METALS FUND BASE METALS FD 46140H700 606 40003 SH SOLE 40003 0 0 INVESCO SENIOR LOAN ETF SR LN ETF 46138G508 148 6795 SH SOLE 6795 0 0 ISHARES IBOXX HIGH YLD CORP IBOXX HI YD ETF 464288513 72 863 SH SOLE 863 0 0 ISHARES MSCI ACWI ETF MSCI ACWI ETF 464288257 21 261 SH SOLE 261 0 0 ISHARES MSCI ACWI EX US INDX MSCI ACWI EX US 464288240 1586 34487 SH SOLE 34300 0 187 ISHARES MSCI EAFE ETF MSCI EAFE ETF 464287465 258 4055 SH SOLE 3880 0 175 ISHARES TRUST ISHARES 1-5 YEAR ISHS 1-5YR INVS 464288646 146 2662 SH SOLE 2662 0 0 SPDR GOLD SHARES GOLD SHS 78463V107 651 3676 SH SOLE 3676 0 0 VANGUARD FTSE ALL-WORLD EX-U ALLWRLD EX US 922042775 19 381 SH SOLE 381 0 0 CHIMERA INVESTMENT CORP COM NEW 16934Q208 119885 14620071 SH SOLE 14620071 0 0 CROWN CASTLE INTL CORP COM 22822V101 91765 551143 SH SOLE 551143 0 0 EQUINIX INC COM 29444U700 703 925 SH SOLE 925 0 0 GRANITE POINT MORTGAGE TRUST COM STK 38741L107 10050 1417500 SH SOLE 1417500 0 0 LAMAR ADVERTISING CO-A CL A 512816109 103224 1559987 SH SOLE 1559987 0 0 MFA FINANCIAL INC COM 55272X102 66250 24720000 SH SOLE 24720000 0 0 PENNYMAC MORTGAGE INVESTMENT COM 70931T103 19708 1226355 SH SOLE 1226355 0 0 WASHINGTON REIT SH BEN INT 939653101 58672 2914661 SH SOLE 2914661 0 0