0001567619-20-009724.txt : 20200513
0001567619-20-009724.hdr.sgml : 20200513
20200513134318
ACCESSION NUMBER: 0001567619-20-009724
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20200331
FILED AS OF DATE: 20200513
DATE AS OF CHANGE: 20200513
EFFECTIVENESS DATE: 20200513
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: THORNBURG INVESTMENT MANAGEMENT INC
CENTRAL INDEX KEY: 0001145020
IRS NUMBER: 850301299
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-06605
FILM NUMBER: 20872284
BUSINESS ADDRESS:
STREET 1: 2300 NORTH RIDGETOP ROAD
CITY: SANTA FE
STATE: NM
ZIP: 87506-8361
BUSINESS PHONE: 5059840200
MAIL ADDRESS:
STREET 1: 2300 NORTH RIDGETOP ROAD
CITY: SANTA FE
STATE: NM
ZIP: 87506-8361
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001145020
XXXXXXXX
03-31-2020
03-31-2020
THORNBURG INVESTMENT MANAGEMENT INC
2300 NORTH RIDGETOP ROAD
SANTA FE
NM
87506-8361
13F HOLDINGS REPORT
028-06605
N
Stephen Velie
Chief Compliance Officer
5054677283
Stephen Velie
Santa Fe
NM
05-13-2020
0
163
6992768
false
INFORMATION TABLE
2
form13fInfoTable.xml
ABB LTD-SPON ADR
SPONSORED ADR
000375204
6310
365584
SH
SOLE
359722
0
5862
ALIBABA GROUP HOLDING-SP ADR
SPONSORED ADS
01609W102
388498
1997622
SH
SOLE
1981385
0
16237
ASML HOLDING NV-NY REG SHS
N Y REGISTRY SHS
N07059210
18712
71518
SH
SOLE
70380
0
1138
ASTRAZENECA PLC-SPONS ADR
SPONSORED ADR
046353108
34704
777080
SH
SOLE
765031
0
12049
BARCLAYS PLC-SPONS ADR
ADR
06738E204
40
8739
SH
SOLE
8739
0
0
CHINA MOBILE LTD-SPON ADR
SPONSORED ADR
16941M109
7651
203095
SH
SOLE
125142
0
77953
ERICSSON (LM) TEL-SP ADR
ADR B SEK 10
294821608
11126
1375229
SH
SOLE
1353215
0
22014
FOMENTO ECONOMICO MEX-SP ADR
SPON ADR UNITS
344419106
47113
778597
SH
SOLE
774308
0
4289
FRESENIUS MEDICAL CARE-ADR
SPONSORED ADR
358029106
19351
589964
SH
SOLE
580237
0
9727
GDS HOLDINGS LTD - ADR
SPONSORED ADS
36165L108
53886
929557
SH
SOLE
929557
0
0
HDFC BANK LTD-ADR
SPONSORED ADS
40415F101
1664
43262
SH
SOLE
43262
0
0
HUAZHU GROUP LTD-ADR
SPONSORED ADS
44332N106
12129
422161
SH
SOLE
420383
0
1778
HUYA INC-ADR
ADS REP SHS A
44852D108
22405
1321809
SH
SOLE
1313307
0
8502
ICICI BANK LTD-SPON ADR
ADR
45104G104
4280
503512
SH
SOLE
503512
0
0
ING GROEP N.V.-SPONSORED ADR
SPONSORED ADR
456837103
6073
1179308
SH
SOLE
1160987
0
18321
NOVARTIS AG-SPONSORED ADR
SPONSORED ADR
66987V109
773
9370
SH
SOLE
9370
0
0
ORANGE-SPON ADR
SPONSORED ADR
684060106
8628
714274
SH
SOLE
704782
0
9492
QUIMICA Y MINERA CHIL-SP ADR
SPON ADR SER B
833635105
15988
709001
SH
SOLE
709001
0
0
ROYAL DUTCH SHELL-SPON ADR-A
SPONS ADR A
780259206
290598
8328964
SH
SOLE
8318804
0
10160
RYANAIR HOLDINGS PLC-SP ADR
SPONSORED ADS
783513203
26378
496860
SH
SOLE
496860
0
0
SAP SE-SPONSORED ADR
SPON ADR
803054204
8979
81255
SH
SOLE
79961
0
1294
SEA LTD-ADR
SPONSORED ADS
81141R100
35242
795358
SH
SOLE
795358
0
0
TAIWAN SEMICONDUCTOR-SP ADR
SPONSORED ADS
874039100
50590
1058596
SH
SOLE
1049869
0
8727
TAL EDUCATION GROUP- ADR
SPONSORED ADS
874080104
58543
1099187
SH
SOLE
1092851
0
6336
TRIP.COM GROUP LTD-ADR
ADS
89677Q107
4627
197330
SH
SOLE
194154
0
3176
UNILEVER N V -NY SHARES
N Y SHS NEW
904784709
27441
562436
SH
SOLE
560744
0
1692
VODAFONE GROUP PLC-SP ADR
SPONSORED ADR
92857W308
7000
508348
SH
SOLE
500882
0
7466
SUNCOR ENERGY INC
COM
867224107
72
4529
SH
SOLE
4529
0
0
ABBVIE INC
COM
00287Y109
262551
3446009
SH
SOLE
3446009
0
0
ACTIVISION BLIZZARD INC
COM
00507V109
132443
2226687
SH
SOLE
2148894
0
77793
ALCON INC
ORD SHS
H01301128
6505
127997
SH
SOLE
125954
0
2043
ALEXION PHARMACEUTICALS INC
COM
015351109
8754
97490
SH
SOLE
97490
0
0
ALKERMES PLC
SHS
G01767105
15224
1055735
SH
SOLE
1008653
0
47082
ALLERGAN PLC
SHS
G0177J108
9564
54004
SH
SOLE
54004
0
0
ALPHABET INC-CL A
CAP STK CL A
02079K305
65320
56216
SH
SOLE
56216
0
0
ALPHABET INC-CL C
CAP STK CL C
02079K107
93024
79999
SH
SOLE
76481
0
3518
AMAZON.COM INC
COM
023135106
45627
23402
SH
SOLE
23402
0
0
APOLLO INVESTMENT CORP
COM NEW
03761U502
33214
4920549
SH
SOLE
4920549
0
0
APPLE INC
COM
037833100
59218
232876
SH
SOLE
224171
0
8705
ARES CAPITAL CORP
COM
04010L103
325
30122
SH
SOLE
30122
0
0
ASSURED GUARANTY LTD
COM
G0585R106
30482
1181919
SH
SOLE
1113330
0
68589
ATLAS CORP
SHS
Y0436Q109
747
97102
SH
SOLE
97102
0
0
ATLASSIAN CORP PLC-CLASS A
CL A
G06242104
34144
248752
SH
SOLE
247573
0
1179
AVALARA INC
COM
05338G106
11413
152995
SH
SOLE
152995
0
0
BANK OF N.T. BUTTERFIELD&SON
SHS NEW
G0772R208
651
38253
SH
SOLE
38253
0
0
BOOKING HOLDINGS INC
COM
09857L108
5706
4241
SH
SOLE
4241
0
0
BOSTON SCIENTIFIC CORP
COM
101137107
510
15636
SH
SOLE
15636
0
0
BROADCOM INC
COM
11135F101
236774
998623
SH
SOLE
998623
0
0
BROOKFIELD ASSET MANAGE-CL A
CL A LTD VT SH
112585104
21507
486045
SH
SOLE
446332
0
39713
CANADIAN PACIFIC RAILWAY LTD
COM
13645T100
59125
269251
SH
SOLE
268402
0
849
CAPITAL ONE FINANCIAL CORP
COM
14040H105
67520
1339145
SH
SOLE
1300470
0
38675
CAPRI HOLDINGS LTD
SHS
G1890L107
3602
333790
SH
SOLE
307041
0
26749
CARGURUS INC
COM CL A
141788109
248
13082
SH
SOLE
13082
0
0
CARMAX INC
COM
143130102
19298
358496
SH
SOLE
343359
0
15137
CENTURYLINK INC
COM
156700106
21
2237
SH
SOLE
2237
0
0
CF INDUSTRIES HOLDINGS INC
COM
125269100
25877
951370
SH
SOLE
951370
0
0
CITIGROUP INC
COM NEW
172967424
65136
1546450
SH
SOLE
1508719
0
37731
CME GROUP INC
COM
12572Q105
331606
1917794
SH
SOLE
1917644
0
150
COMCAST CORP-CLASS A
CL A
20030N101
65964
1918684
SH
SOLE
1818761
0
99923
COOPER COS INC/THE
COM NEW
216648402
33969
123224
SH
SOLE
120018
0
3206
COSTAR GROUP INC
COM
22160N109
2673
4552
SH
SOLE
4552
0
0
CREDICORP LTD
COM
G2519Y108
16093
112482
SH
SOLE
112482
0
0
CROWN HOLDINGS INC
COM
228368106
54593
940604
SH
SOLE
879939
0
60665
DAVITA INC
COM
23918K108
45824
602475
SH
SOLE
602475
0
0
DEVON ENERGY CORP
COM
25179M103
6023
871663
SH
SOLE
871462
0
201
DEXCOM INC
COM
252131107
6399
23765
SH
SOLE
23765
0
0
ELANCO ANIMAL HEALTH INC
COM
28414H103
86
3830
SH
SOLE
3830
0
0
ENTERPRISE PRODUCTS PARTNERS
COM
293792107
21813
1525374
SH
SOLE
1401638
0
123736
EQUITABLE HOLDINGS INC
COM
29452E101
170367
11790135
SH
SOLE
11790135
0
0
ESTEE LAUDER COMPANIES-CL A
CL A
518439104
607
3807
SH
SOLE
3807
0
0
FACEBOOK INC-CLASS A
CL A
30303M102
119396
715803
SH
SOLE
698761
0
17042
FIAT CHRYSLER AUTOMOBILES NV
SHS
N31738102
744
103468
SH
SOLE
103468
0
0
FIDELITY NATIONAL INFO SERV
COM
31620M106
50
412
SH
SOLE
409
0
3
FLEETCOR TECHNOLOGIES INC
COM
339041105
9597
51449
SH
SOLE
51449
0
0
FLEX LTD
ORD
Y2573F102
14941
1784030
SH
SOLE
1596767
0
187263
FLOOR & DECOR HOLDINGS INC-A
CL A
339750101
5572
173648
SH
SOLE
173648
0
0
FORTIS INC
COM
349553107
17844
462870
SH
SOLE
436333
0
26537
FRANCO-NEVADA CORP
COM
351858105
16443
165223
SH
SOLE
164564
0
659
GILEAD SCIENCES INC
COM
375558103
39973
534689
SH
SOLE
492928
0
41761
GLOBANT SA
COM
L44385109
5243
59663
SH
SOLE
59663
0
0
HEICO CORP
COM
422806109
6079
81483
SH
SOLE
81483
0
0
HOME DEPOT INC
COM
437076102
273770
1466286
SH
SOLE
1466286
0
0
HUNTSMAN CORP
COM
447011107
23312
1615541
SH
SOLE
1503914
0
111627
IPG PHOTONICS CORP
COM
44980X109
12436
112766
SH
SOLE
112766
0
0
ITT INC
COM
45073V108
11470
252863
SH
SOLE
228868
0
23995
JPMORGAN CHASE & CO
COM
46625H100
321977
3576325
SH
SOLE
3537279
0
39046
LAS VEGAS SANDS CORP
COM
517834107
225
5302
SH
SOLE
5302
0
0
LINDE PLC
SHS
G5494J103
1590
9193
SH
SOLE
9051
0
142
LULULEMON ATHLETICA INC
COM
550021109
104
551
SH
SOLE
551
0
0
LYONDELLBASELL INDU-CL A
SHS - A -
N53745100
79771
1607318
SH
SOLE
1607318
0
0
MASTERCARD INC - A
CL A
57636Q104
57848
239476
SH
SOLE
235273
0
4203
MEDTRONIC PLC
SHS
G5960L103
44647
495090
SH
SOLE
467638
0
27452
MERCADOLIBRE INC
COM
58733R102
29670
60726
SH
SOLE
60355
0
371
MERCK & CO. INC.
COM
58933Y105
285789
3714441
SH
SOLE
3714441
0
0
MICRON TECHNOLOGY INC
COM
595112103
46690
1110074
SH
SOLE
1102931
0
7143
MICROSOFT CORP
COM
594918104
35401
224468
SH
SOLE
224468
0
0
MOHAWK INDUSTRIES INC
COM
608190104
8727
114473
SH
SOLE
107561
0
6912
NAVIENT CORP
COM
63938C108
11684
1541391
SH
SOLE
1470951
0
70440
NETFLIX INC
COM
64110L106
96728
257598
SH
SOLE
250719
0
6879
NEXTERA ENERGY INC
COM
65339F101
441
1832
SH
SOLE
1832
0
0
NOMAD FOODS LTD
USD ORD SHS
G6564A105
62477
3366208
SH
SOLE
3134266
0
231942
NORTHROP GRUMMAN CORP
COM
666807102
453
1498
SH
SOLE
1498
0
0
NUTRIEN LTD
COM
67077M108
721
21254
SH
SOLE
21254
0
0
PAYPAL HOLDINGS INC
COM
70450Y103
15525
162159
SH
SOLE
162159
0
0
PFIZER INC
COM
717081103
142829
4375900
SH
SOLE
4375900
0
0
PROOFPOINT INC
COM
743424103
11311
110256
SH
SOLE
110256
0
0
PTC INC
COM
69370C100
6256
102201
SH
SOLE
102201
0
0
PURE STORAGE INC - CLASS A
CL A
74624M102
25374
2062958
SH
SOLE
1928365
0
134593
QORVO INC
COM
74736K101
59529
738297
SH
SOLE
738297
0
0
QUALCOMM INC
COM
747525103
200609
2965400
SH
SOLE
2965400
0
0
REGIONS FINANCIAL CORP
COM
7591EP100
81627
9100000
SH
SOLE
9100000
0
0
SALESFORCE.COM INC
COM
79466L302
18389
127716
SH
SOLE
127716
0
0
SCHWAB (CHARLES) CORP
COM
808513105
35157
1045722
SH
SOLE
1045722
0
0
SERVICE CORP INTERNATIONAL
COM
817565104
319
8156
SH
SOLE
8156
0
0
SERVICENOW INC
COM
81762P102
11857
41374
SH
SOLE
41374
0
0
SLACK TECHNOLOGIES INC- CL A
COM CL A
83088V102
3426
127636
SH
SOLE
127636
0
0
SOLAR CAPITAL LTD
COM
83413U100
54120
4649456
SH
SOLE
4649456
0
0
SPLUNK INC
COM
848637104
14199
112482
SH
SOLE
112482
0
0
SQUARE INC - A
CL A
852234103
13741
262331
SH
SOLE
262331
0
0
STARBUCKS CORP
COM
855244109
25642
390057
SH
SOLE
373545
0
16512
T-MOBILE US INC
COM
872590104
48246
575044
SH
SOLE
575044
0
0
TEEKAY CORP
COM
Y8564W103
80
25204
SH
SOLE
25204
0
0
TEEKAY LNG PARTNERS LP
PRTNRSP UNITS
Y8564M105
20074
2050483
SH
SOLE
1963749
0
86734
TEXAS INSTRUMENTS INC
COM
882508104
6873
68774
SH
SOLE
68774
0
0
THERMO FISHER SCIENTIFIC INC
COM
883556102
76663
270320
SH
SOLE
254513
0
15807
TJX COMPANIES INC
COM
872540109
6133
128273
SH
SOLE
128273
0
0
UBS GROUP AG-REG
SHS
H42097107
5786
624885
SH
SOLE
614629
0
10256
UNITED PARCEL SERVICE-CL B
CL B
911312106
62
666
SH
SOLE
642
0
24
US FOODS HOLDING CORP
COM
912008109
35260
1990969
SH
SOLE
1871550
0
119419
VALERO ENERGY CORP
COM
91913Y100
110800
2442671
SH
SOLE
2442671
0
0
VISA INC-CLASS A SHARES
COM CL A
92826C839
62485
387817
SH
SOLE
386025
0
1792
WALGREENS BOOTS ALLIANCE INC
COM
931427108
294527
6437759
SH
SOLE
6437759
0
0
WELLS FARGO & CO
COM
949746101
628
21894
SH
SOLE
21894
0
0
WIX.COM LTD
SHS
M98068105
46915
465332
SH
SOLE
463038
0
2294
WORKDAY INC-CLASS A
CL A
98138H101
13486
103560
SH
SOLE
103560
0
0
WYNDHAM HOTELS & RESORTS INC
COM
98311A105
12112
384382
SH
SOLE
352919
0
31463
XP INC - CLASS A
CL A
G98239109
9413
487957
SH
SOLE
487957
0
0
YANDEX NV-A
SHS CLASS A
N97284108
47716
1401339
SH
SOLE
1393337
0
8002
ZILLOW GROUP INC - C
CL C CAP STK
98954M200
13371
371212
SH
SOLE
352192
0
19020
ZOOM VIDEO COMMUNICATIONS-A
CL A
98980L101
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35544
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SOLE
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INVESCO DB AGRICULTURE FUND
AGRICULTURE FD
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INVESCO DB BASE METALS FUND
BASE METALS FD
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SOLE
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SR LN ETF
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ISHARES IBOXX HIGH YLD CORP
IBOXX HI YD ETF
464288513
12552
162871
SH
SOLE
162871
0
0
ISHARES MSCI ACWI ETF
MSCI ACWI ETF
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1121
SH
SOLE
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ISHARES MSCI ACWI EX US INDX
MSCI ACWI EX US
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SH
SOLE
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ISHARES MSCI EAFE ETF
MSCI EAFE ETF
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2470
46206
SH
SOLE
46086
0
120
SPDR GOLD SHARES
GOLD SHS
78463V107
372
2516
SH
SOLE
2516
0
0
SPDR S&P 500 ETF TRUST
TR UNIT
78462F103
16326
63342
SH
SOLE
63342
0
0
UNITED STATES OIL FUND LP
UNITS
91232N108
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37786
SH
SOLE
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VANGUARD EUROPE PACIFIC ETF
FTSE DEV MKT ETF
921943858
15
439
SH
SOLE
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0
0
VANGUARD FTSE ALL-WORLD EX-U
ALLWRLD EX US
922042775
1500
36826
SH
SOLE
36826
0
0
VANGUARD TOTAL INTL STOCK
VG TL INTL STK F
921909768
986
23496
SH
SOLE
23496
0
0
CHIMERA INVESTMENT CORP
COM NEW
16934Q208
78656
8643555
SH
SOLE
8643555
0
0
CROWN CASTLE INTL CORP
COM
22822V101
182251
1262126
SH
SOLE
1262126
0
0
CYRUSONE INC
COM
23283R100
1001
16205
SH
SOLE
16205
0
0
EQUINIX INC
COM
29444U700
646
1034
SH
SOLE
1034
0
0
GRANITE POINT MORTGAGE TRUST
COM
38741L107
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SH
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0
LAMAR ADVERTISING CO-A
CL A
512816109
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SH
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1631987
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0
MFA FINANCIAL INC
COM
55272X102
51012
32910741
SH
SOLE
32910741
0
0
OUTFRONT MEDIA INC
COM
69007J106
40657
3016100
SH
SOLE
3016100
0
0
PENNYMAC MORTGAGE INVESTMENT
COM
70931T103
18216
1715233
SH
SOLE
1579814
0
135419
WASHINGTON REIT
SH BEN INT
939653101
65108
2727587
SH
SOLE
2727587
0
0