UNITED
STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 6-K
REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934
For the month of April 2017
TRANSALTA CORPORATION
(Translation of registrant’s name into English)
110-12th Avenue S.W., Box 1900, Station “M”, Calgary, Alberta, T2P 2M1
(Address of principal executive offices)
Indicate by check mark whether the registrant files or will file annual reports under cover Form 20-F or Form 40-F.
| Form 20-F ☐ | Form 40-F ☒ |
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1): ____
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7): ____
I
The document listed below as Exhibit 99.1 to this Form 6-K is a copy of the Registrant’s news release dated April 20, 2017 announcing “TransAlta Corporation Announces Results of the Annual Meeting of Shareholders and Election of all Directors”.
This news release is being furnished, not filed, and will not be incorporated by reference into any registration statement filed by TransAlta Corporation under the Securities Act of 1933, as amended.
| 99.1 | “TransAlta Corporation Announces Results of the Annual Meeting of Shareholders and Election of all Directors”
|
| 99.2 | Report of Voting Results of Annual General Meeting of TransAlta Corporation
|
Signatures
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
| TransAlta Corporation | ||
| By: | /s/ Donald Tremblay | |
| Donald Tremblay | ||
| Chief Financial Officer | ||
Date: April 20, 2017
EXHIBIT INDEX
| 99.1 | Press release dated April 20, 2017 announcing “TransAlta Corporation Announces Results of the Annual Meeting of Shareholders and Election of all Directors”
|
| 99.2 | Report of Voting Results of Annual General Meeting of TransAlta Corporation |
Exhibit 99.1
TransAlta Corporation Announces Results of the Annual Meeting of Shareholders and Election of all Directors
CALGARY, April 20, 2017 /CNW/ - TransAlta Corporation (TSX: TA; NYSE: TAC) ("TransAlta" or the "Company") held its Annual Meeting of Shareholders on April 20, 2017 in Calgary, Alberta. A total of 126,567,006 common shares, representing 43.96% of the shares outstanding were represented in person and by proxy at the meeting.
The following resolutions were considered by Shareholders:
1. Election of Directors
The nine director nominees proposed by management were elected by a show of hands. Proxies were received as follows:
| Nominee | Votes For | Per cent | Withheld | Per cent |
| John P. Dielwart | 118,657,429 | 97.71% | 2,779,026 | 2.29% |
| Timothy W. Faithfull | 118,789,723 | 97.82% | 2,646,732 | 2.18% |
| Dawn L. Farrell | 118,761,470 | 97.80% | 2,674,985 | 2.20% |
| Alan J. Fohrer | 118,877,413 | 97.89% | 2,559,042 | 2.11% |
| Gordon D. Giffin | 117,995,546 | 97.17% | 3,440,909 | 2.83% |
| P. Thomas Jenkins | 106,516,301 | 87.71% | 14,920,154 | 12.29% |
| Yakout Mansour | 118,794,450 | 97.82% | 2,642,005 | 2.18% |
| Georgia R. Nelson | 106,023,523 | 87.31% | 15,412,932 | 12.69% |
| Beverlee F. Park | 106,378,987 | 87.60% | 15,057,468 | 12.40% |
2. Appointment of Auditors
The appointment of Ernst & Young LLP to serve as the independent auditors for 2017 was approved by a show of hands. Proxies were received as follows:
| Votes For | Per cent | Withheld | Per cent |
| 124,293,545 | 98.33% | 2,113,141 | 1.67% |
3. Advisory Vote on Executive Compensation
The advisory vote on the Company's approach to executive compensation was conducted by ballot and the resolution was not approved. The votes by ballot were received as follows:
| Votes For | Per cent | Votes Against | Per cent |
| 57,496,305 | 47.29% | 64,097,750 | 52.71% |
As this is an advisory vote, the results will not be binding upon the Board; however, the Board will take the results of this vote into account, as appropriate, when considering future compensation policies, procedures and decisions. The Board will also continue engaging directly with Shareholders to receive feedback regarding the Company's approach to executive compensation, and the Board will assess its future compensation policies, procedures, and decisions in the context of such feedback. The Company considers its approach to executive compensation as being a significant component of its broader corporate governance practices, which is generally consistent with best practices and includes claw-back policies, diversity policies, share ownership guidelines, anti-hedging policies and equity grant controls.
About TransAlta:
TransAlta is a power generation and wholesale marketing company focused on creating long-term shareholder value. TransAlta maintains
a low-to-moderate risk profile by operating a highly contracted portfolio of assets in Canada, the United States and Australia.
TransAlta's focus is to efficiently operate wind, hydro, solar, natural gas and coal facilities in order to provide customers with
a reliable, low-cost source of power. For over 100 years, TransAlta has been a responsible operator and a proud contributor to
the communities in which it works and lives. TransAlta has been recognized on CDP's Canadian Climate Disclosure Leadership Index
(CDLI), which includes Canada's top 20 leading companies reporting on climate change, and has been selected by Corporate Knights
as one of Canada's Top 50 Best Corporate Citizens and is recognized globally for its leadership on sustainability and corporate
responsibility standards by FTSE4Good.
For more information about TransAlta, visit our web site at transalta.com, or follow us on Twitter @TransAlta.
SOURCE TransAlta Corporation
View original content: http://www.newswire.ca/en/releases/archive/April2017/20/c8133.html
%CIK: 0001144800
For further information: Investor Inquiries: Jaeson Jaman, Manager, Investor Relations, Phone: 1-800-387-3598 in Canada and U.S., Email: investor_relations@transalta.com; Media Inquiries: Stacey Hatcher, Manager, Communications, Toll-free media number: 1-855-255-9184, Email: ta_media_relations@transalta.com
CO: TransAlta Corporation
CNW 19:03e 20-APR-17
Exhibit 99.2
TRANSALTA CORPORATION
(the “Corporation”)
Annual Meeting of Shareholders
(the “Meeting”)
April 20, 2017
REPORT OF VOTING RESULTS
NI 51-102 - Continuous Disclosure Obligations
Section 11.3
Matters Voted Upon
The total number of common shares represented by shareholders present in person and by proxy at the Meeting was126,567,006, representing 43.96% of the Corporation’s outstanding common shares.
| 1. | Election of Directors |
The nine director nominees proposed by management were elected by a show of hands. Proxies were received as follows:
| Nominee | Votes For | Percent | Withheld | Percent |
| John P. Dielwart | 118,657,429 | 97.71% | 2,779,026 | 2.29% |
| Timothy W. Faithfull | 118,789,723 | 97.82% | 2,646,732 | 2.18% |
| Dawn L. Farrell | 118,761,470 | 97.80% | 2,674,985 | 2.20% |
| Alan J. Fohrer | 118,877,413 | 97.89% | 2,559,042 | 2.11% |
| Gordon D. Giffin | 117,995,546 | 97.17% | 3,440,909 | 2.83% |
| P. Thomas Jenkins | 106,516,301 | 87.71% | 14,920,154 | 12.29% |
| Yakout Mansour | 118,794,450 | 97.82% | 2,642,005 | 2.18% |
| Georgia R. Nelson | 106,023,523 | 87.31% | 15,412,932 | 12.69% |
| Beverlee F. Park | 106,378,987 | 87.60% | 15,057,468 | 12.40% |
| 2. | Appointment of Auditors |
The appointment of Ernst & Young LLP to serve as the independent auditors for 2017 was approved by a show of hands. Proxies were received as follows:
| Votes For | Percent | Withheld | Percent |
| 124,293,545 | 98.33% | 2,113,141 | 1.67% |
| 3. | Advisory Vote on Executive Compensation |
The non-binding advisory vote to accept the Corporation's approach to executive compensation was conducted by ballot, and was not approved, as follows:
| Votes For | Percent | Against | Percent |
| 57,496,305 | 47.29% | 64,097,750 | 52.71% |