0001104659-13-053287.txt : 20130705 0001104659-13-053287.hdr.sgml : 20130704 20130703203143 ACCESSION NUMBER: 0001104659-13-053287 CONFORMED SUBMISSION TYPE: 6-K PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20130703 FILED AS OF DATE: 20130705 DATE AS OF CHANGE: 20130703 FILER: COMPANY DATA: COMPANY CONFORMED NAME: TRANSALTA CORP CENTRAL INDEX KEY: 0001144800 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911] IRS NUMBER: 000000000 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 6-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-15214 FILM NUMBER: 13954652 BUSINESS ADDRESS: STREET 1: 110 12TH AVE SW BOX 1900 STATION M STREET 2: CALGARY ALBERTA T2P 2MI CITY: CALGARY STATE: A0 ZIP: T2P2M1 BUSINESS PHONE: 403-267-4724 MAIL ADDRESS: STREET 1: 110-12TH AVENUE SW CITY: CALGARY ALBERTA CANADA STATE: A0 ZIP: T2P2M1 6-K 1 a13-16194_16k.htm 6-K

 

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

 

 

FORM 6-K

 

 

REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934

 

 

For the month of July, 2013

 

 

TRANSALTA CORPORATION

(Translation of registrant’s name into English)

 

110-12th Avenue S.W., Box 1900, Station “M”, Calgary, Alberta, T2P 2M1

(Address of principal executive offices)

 

 

 

 

 

Indicate by check mark whether the registrant files or will file annual reports under cover Form 20-F or Form 40-F.

 

Form 20-F____

Form 40-F    X    

 

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1): ____

 

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7): ____

 



 

I

 

The document listed below in this Section as 99.1 is being furnished, not filed, and will not be incorporated by reference into any registration statement filed by TransAlta Corporation under the Securities Act of 1933, as amended.

 

 

 

99.1

Material Change Report dated July 3, 2013

 



 

Signatures

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

 

 

TransAlta Corporation

 

 

 

By:

/s/ Maryse St.-Laurent

 

 

 

Maryse St.-Laurent

 

 

Vice-President and Corporate Secretary

 

 

 

 

 

Date: July 3, 2013

 



 

EXHIBIT INDEX

 

99.1

Material Change Report dated July 3, 2013

 


EX-99.1 2 a13-16194_1ex99d1.htm EX-99.1

Exhibit 99.1

 

Form 51-102F3

 

MATERIAL CHANGE REPORT

 

Item 1.

Name and Address of Company

 

 

TransAlta Corporation

110 – 12th Avenue SW

Calgary, Alberta  T2P 2M1

 

 

Item 2.

Date of Material Change

 

 

June 26, 2013

 

 

Item 3.

News Release

 

 

Press releases disseminated via Marketwire on June 26, 2013

 

 

Item 4.

Summary of Material Change

 

 

TransAlta Corporation announced on June 26, 2013 that it is creating TransAlta Renewables Inc. (“TransAlta Renewables”), providing investors with the opportunity to invest directly in a highly contracted portfolio of renewable power generation facilities. TransAlta will be the sponsor and manager of TransAlta Renewables and will provide TransAlta Renewables with its initial asset base. A preliminary prospectus qualifying the initial public offering of TransAlta Renewables common shares to the public (the “Offering”) was also filed on June 26, 2013.  

 

 

Item 5.

Full Description of Material Change

 

 

 

TransAlta Corporation announced on June 26, 2013 that it is creating TransAlta Renewables Inc. (“TransAlta Renewables”), providing investors with the opportunity to invest directly in a highly contracted portfolio of renewable power generation facilities. TransAlta will be the sponsor and manager of TransAlta Renewables and will provide TransAlta Renewables with its initial asset base. A preliminary prospectus qualifying the initial public offering of TransAlta Renewables common shares to the public (the “Offering”) was also filed on June 26, 2013.

 

TransAlta intends to transfer 1,112 net MW of highly contracted wind and hydro power generation assets to TransAlta Renewables upon completion of the Offering.  TransAlta will be the primary source of growth of TransAlta Renewables’ portfolio of renewable power generation assets, by providing TransAlta Renewables with the opportunity to purchase, or participate in the development of, renewable power generation facilities with stable, long-term, contracted cash flows.  TransAlta will continue to grow its renewables portfolio through greenfield development and acquisitions.  TransAlta will provide TransAlta Renewables the opportunity to participate in those projects that meet the objectives of TransAlta Renewables.

 

1



 

 

Upon completion of the Offering, TransAlta expects to hold an approximate 80-85% interest in TransAlta Renewables.  TransAlta also expects to receive cash proceeds of approximately $200-$250 million, depending on the size of the Offering, which will be used to reduce debt and support TransAlta’s balance sheet.  TransAlta will provide all management, administrative and operational services required for TransAlta Renewables to operate, administer its assets and acquire additional assets.

 

Completion of the Offering is subject to, and conditional upon, the receipt of all necessary approvals, including regulatory approvals. The Offering is expected to close in August 2013.

 

 

 

 

 

 

Item 6.

Reliance on Section 7.1(2) of National Instrument 51-102

 

Not applicable.

 

 

Item 7.

Omitted Information

 

Not applicable.

 

 

Item 8.

Executive Officer

 

The name and business number of the executive officer who is knowledgeable about the material change and this report is:

 

Maryse St.-Laurent

Vice-President and Corporate Secretary

Telephone:  (403) 267-7110

 

 

Item 9.

Date of Report

 

 

 

July 3, 2013

 

2