0001570585-16-000916.txt : 20161108
0001570585-16-000916.hdr.sgml : 20161108
20161108174512
ACCESSION NUMBER: 0001570585-16-000916
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160701
FILED AS OF DATE: 20161108
DATE AS OF CHANGE: 20161108
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Liberty Global plc
CENTRAL INDEX KEY: 0001570585
STANDARD INDUSTRIAL CLASSIFICATION: CABLE & OTHER PAY TELEVISION SERVICES [4841]
IRS NUMBER: 981089808
STATE OF INCORPORATION: X0
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 161 HAMMERSMITH ROAD
CITY: HAMMERSMITH
STATE: X0
ZIP: W6 8BS
BUSINESS PHONE: 303-220-6600
MAIL ADDRESS:
STREET 1: 12300 LIBERTY BOULEVARD
CITY: ENGLEWOOD
STATE: CO
ZIP: 80112
FORMER COMPANY:
FORMER CONFORMED NAME: Liberty Global Corp Ltd
DATE OF NAME CHANGE: 20130227
FORMER COMPANY:
FORMER CONFORMED NAME: Lynx Europe Ltd.
DATE OF NAME CHANGE: 20130226
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: CURTIS MIRANDA
CENTRAL INDEX KEY: 0001144689
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35961
FILM NUMBER: 161982251
MAIL ADDRESS:
STREET 1: C/O LIBERTY GLOBAL, INC.
STREET 2: 12300 LIBERTY BOULEVARD
CITY: ENGLEWOOD
STATE: CO
ZIP: 80112
4
1
wf-form4_147864509984135.xml
FORM 4
X0306
4
2016-07-01
0
0001570585
Liberty Global plc
LBTY
0001144689
CURTIS MIRANDA
161 HAMMERSMITH ROAD
LONDON
X0
UNITED KINGDOM
1
0
0
0
LiLAC Class C
66435
D
LiLAC Share Option C (right to buy)
13.26
2016-07-01
5
A
0
E
732
0
A
2020-06-17
LiLAC Class C
732.0
732
D
LiLAC Share Option C (right to buy)
13.18
2016-07-01
5
A
0
E
366
0
A
2020-06-17
LiLAC Class C
366.0
366
D
LiLAC Share Option C (right to buy)
19.89
2016-07-01
5
A
0
E
270
0
A
2021-06-21
LiLAC Class C
270.0
270
D
LiLAC Share Option C (right to buy)
20.59
2016-07-01
5
A
0
E
129
0
A
2021-06-21
LiLAC Class C
129.0
129
D
LiLAC Share Option C (right to buy)
23.87
2016-07-01
5
A
0
E
247
0
A
2022-06-19
LiLAC Class C
247.0
247
D
LiLAC Share Option C (right to buy)
23.2
2016-07-01
5
A
0
E
511
0
A
2022-06-19
LiLAC Class C
511.0
511
D
LiLAC Share Option C (right to buy)
33.58
2016-07-01
5
A
0
E
1245
0
A
2020-06-28
LiLAC Class C
1245.0
1245
D
LiLAC Share Option C (right to buy)
36.16
2016-07-01
5
A
0
E
575
0
A
2020-06-28
LiLAC Class C
575.0
575
D
LiLAC Share Option C (right to buy)
41.47
2016-07-01
5
A
0
E
1419
0
A
2021-06-26
LiLAC Class C
1419.0
1419
D
LiLAC Share Option C (right to buy)
51.95
2016-07-01
5
A
0
E
1066
0
A
2022-06-25
LiLAC Class C
1066.0
1066
D
LiLAC Share Option C (right to buy)
37.18
2016-07-01
5
A
0
E
1457
0
A
2023-06-16
LiLAC Class C
1457.0
1457
D
Liberty Global Share Option C (right to buy)
10.51
2020-06-17
Liberty Global Class C
2940.0
2940
D
Liberty Global Share Option C (right to buy)
10.57
2020-06-17
Liberty Global Class C
5873.0
5873
D
Liberty Global Share Option C (right to buy)
26.77
2020-06-28
Liberty Global Class C
9985.0
9985
D
Liberty Global Share Option C (right to buy)
28.82
2020-06-28
Liberty Global Class C
4614.0
4614
D
Liberty Global Share Option C (right to buy)
15.85
2021-06-21
Liberty Global Class C
2166.0
2166
D
Liberty Global Share Option C (right to buy)
16.42
2021-06-21
Liberty Global Class C
1041.0
1041
D
Liberty Global Share Option C (right to buy)
33.06
2021-06-26
Liberty Global Class C
11379.0
11379
D
Liberty Global Share Option C (right to buy)
18.49
2022-06-19
Liberty Global Class C
4098.0
4098
D
Liberty Global Share Option C (right to buy)
19.03
2022-06-19
Liberty Global Class C
1981.0
1981
D
Liberty Global Share Option C (right to buy)
41.41
2022-06-25
Liberty Global Class C
8548.0
8548
D
Liberty Global Share Option C (right to buy)
29.64
2023-06-16
Liberty Global Class C
11680.0
11680
D
On July 1, 2016, the Issuer distributed by means of a bonus issue to each holder of Liberty Global Group ordinary shares one share of the corresponding Class of the Issuer's LiLAC Group ordinary shares for every 8.01482 shares of that Class of the Issuer's Liberty Global Group ordinary shares held by such holder as of the distribution record date (the "LiLAC Distribution"). As a result of the LiLAC Distribution, the Reporting Person received additional LiLAC Class A ordinary shares and LiLAC Class C ordinary shares based on the number of corresponding Class of Liberty Global Group ordinary shares held by the Reporting Person on the LiLAC Distribution record date.
As a result of the LiLAC Distribution, pursuant to the anti-dilution provisions of the applicable incentive plan, the Reporting Person received an equity award based on her outstanding Liberty Global Group awards relating to shares of the corresponding Class of LiLAC Group ordinary shares (a "LiLAC Award"). The terms of the LiLAC Awards are, in all material respects, the same as those of the corresponding original Liberty Global Group award.
The option is immediately exercisable.
The option vests in three equal annual installments commencing on the date of the Issuer's 2015 annual general meeting of shareholders and on the date of each annual general meeting of shareholders thereafter.
The option vests in three equal annual installments commencing on the date of the Issuer's 2016 annual general meeting of shareholders and on the date of each annual general meeting of shareholders thereafter.
The option vests in three equal annual installments commencing on the date of the Issuer's 2017 annual general meeting of shareholders and on the date of each annual general meeting of shareholders thereafter.
As a result of the LiLAC Distribution, pursuant to the anti-dilution provisions of the applicable incentive plan, an adjustment to the exercise price or base price, as applicable, was made to all Liberty Global Group equity awards previously reported. All other terms of the Liberty Global Group awards are, in all material respects, the same as those of the corresponding original award.
The trading symbols for the Issuer's classes of ordinary shares are LBTYA, LBTYB, LBTYK, LILA, LILAB, and LILAK.
/s/ Michelle L. Keist, attorney-in-fact
2016-11-07