0001127602-15-023669.txt : 20150729
0001127602-15-023669.hdr.sgml : 20150729
20150729173434
ACCESSION NUMBER: 0001127602-15-023669
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150709
FILED AS OF DATE: 20150729
DATE AS OF CHANGE: 20150729
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Liberty Global plc
CENTRAL INDEX KEY: 0001570585
STANDARD INDUSTRIAL CLASSIFICATION: CABLE & OTHER PAY TELEVISION SERVICES [4841]
IRS NUMBER: 981089808
STATE OF INCORPORATION: X0
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 38 HANS CRESCENT
CITY: LONDON
STATE: X0
ZIP: SW1X 0LZ
BUSINESS PHONE: 303-220-6600
MAIL ADDRESS:
STREET 1: 12300 LIBERTY BOULEVARD
CITY: ENGLEWOOD
STATE: CO
ZIP: 80112
FORMER COMPANY:
FORMER CONFORMED NAME: Liberty Global Corp Ltd
DATE OF NAME CHANGE: 20130227
FORMER COMPANY:
FORMER CONFORMED NAME: Lynx Europe Ltd.
DATE OF NAME CHANGE: 20130226
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: CURTIS MIRANDA
CENTRAL INDEX KEY: 0001144689
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35961
FILM NUMBER: 151013768
MAIL ADDRESS:
STREET 1: C/O LIBERTY GLOBAL, INC.
STREET 2: 12300 LIBERTY BOULEVARD
CITY: ENGLEWOOD
STATE: CO
ZIP: 80112
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2015-07-09
0001570585
Liberty Global plc
LBTY
0001144689
CURTIS MIRANDA
38 HANS CRESCENT
LONDON
X0
UNITED KINGDOM
1
Share Option A (right to buy)
12.23
2015-07-09
5
J
0
E
2952
0
A
2020-06-17
Liberty Global Class A
2952
2952
D
Share Option A (right to buy)
19.13
2015-07-09
5
J
0
E
1045
0
A
2021-06-21
Liberty Global Class A
1045
1045
D
Share Option A (right to buy)
22.17
2015-07-09
5
J
0
E
1989
0
A
2022-06-19
Liberty Global Class A
1989
1989
D
Share Option A (right to buy)
33.60
2015-07-09
5
J
0
E
4634
0
A
2020-06-28
Liberty Global Class A
4634
4634
D
Share Option A (right to buy)
39.60
2015-07-09
5
J
0
E
5716
0
A
2021-06-26
Liberty Global Class A
5716
5716
D
Share Option A (right to buy)
51.13
2015-07-09
5
J
0
E
4303
0
A
2022-06-25
Liberty Global Class A
4303
4303
D
Share Option C (right to buy)
12.15
2015-07-09
5
J
0
E
2940
0
A
2020-06-17
Liberty Global Class C
2940
2940
D
Share Option C (right to buy)
12.22
2015-07-09
5
J
0
E
5873
0
A
2020-06-17
Liberty Global Class C
5873
5873
D
Share Option C (right to buy)
18.98
2015-07-09
5
J
0
E
1041
0
A
2021-06-21
Liberty Global Class C
1041
1041
D
Share Option C (right to buy)
18.33
2015-07-09
5
J
0
E
2166
0
A
2021-06-21
Liberty Global Class C
2166
2166
D
Share Option C (right to buy)
22.00
2015-07-09
5
J
0
E
1981
0
A
2022-06-19
Liberty Global Class C
1981
1981
D
Share Option C (right to buy)
21.38
2015-07-09
5
J
0
E
4098
0
A
2022-06-19
Liberty Global Class C
4098
4098
D
Share Option C (right to buy)
33.33
2015-07-09
5
J
0
E
4614
0
A
2020-06-28
Liberty Global Class C
4614
4614
D
Share Option C (right to buy)
30.95
2015-07-09
5
J
0
E
9985
0
A
2020-06-28
Liberty Global Class C
9985
9985
D
Share Option C (right to buy)
38.23
2015-07-09
5
J
0
E
11379
0
A
2021-06-26
Liberty Global Class C
11379
11379
D
Share Option C (right to buy)
48.24
2015-07-09
5
J
0
E
8548
0
A
2022-06-25
Liberty Global Class C
8548
8548
D
On March 3, 2014, the Issuer distributed its Class C ordinary shares as a dividend to each holder of its ordinary shares at a rate of one Class C ordinary share for each ordinary share outstanding as of February 14, 2014 (the Class C Dividend). As a result of the Class C Dividend, pursuant to the anti-dilution provisions of the applicable incentive plan of the Issuer, all outstanding Class A options previously reported by the Reporting Person were adjusted by allocating the exercise price of the original Class A option between an option based on Class A ordinary shares and an option based on Class C ordinary shares and all outstanding Class C options previously reported by the Reporting Person were adjusted by doubling the number of shares and reducing by half the exercise price. All other terms of the additional or adjusted Class C options are, in all material respects, the same as those of the corresponding original options.
On July 1, 2015, the Issuer distributed, by means of a dividend, to each holder of ordinary shares one share of the corresponding Class of Issuer Latin America and Caribbean ordinary share ("LiLAC shares") for every twenty shares of that Class of Issuer ordinary shares held by such holder as of the distribution record date. As a result, pursuant to the anti-dilution provisions of the applicable incentive plan, all equity awards previously reported were adjusted by an adjustment to the exercise price or base price, as applicable, and number of shares relating to the original award and the Reporting Person received an equity award relating to shares of the corresponding class of LiLAC shares (a "LiLAC Award"). All other terms of the awards and the terms of the LiLAC Awards are, in all material respects, the same as those of the corresponding original award.
The option is immediately exercisable.
The option vests in three equal annual installments commencing on the date of the Issuer's 2014 annual meeting of shareholders and on the date of each annual meeting of stockholders thereafter.
The option vests in three equal annual installments commencing on the date of the Issuer's 2015 annual general meeting of shareholders and on the date of each annual general meeting of shareholders thereafter.
The option vests in three equal annual installments commencing on the date of the Issuer's 2016 annual general meeting of shareholders and on the date of each annual general meeting of shareholders thereafter.
The trading symbols for the Issuer's Liberty Global Class A, Class B, and Class C ordinary shares are LBTYA, LBTYB, and LBTYK, respectively. The trading symbols for the Issuer's Latin America and Caribbean Class A, Class B, and Class C ordinary shares are LILA, LILAB, and LILAK, respectively.
Michelle L. Keist, attorney-in-fact
2015-07-29