0001127602-15-023667.txt : 20150729 0001127602-15-023667.hdr.sgml : 20150729 20150729173346 ACCESSION NUMBER: 0001127602-15-023667 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150709 FILED AS OF DATE: 20150729 DATE AS OF CHANGE: 20150729 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Liberty Global plc CENTRAL INDEX KEY: 0001570585 STANDARD INDUSTRIAL CLASSIFICATION: CABLE & OTHER PAY TELEVISION SERVICES [4841] IRS NUMBER: 981089808 STATE OF INCORPORATION: X0 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 38 HANS CRESCENT CITY: LONDON STATE: X0 ZIP: SW1X 0LZ BUSINESS PHONE: 303-220-6600 MAIL ADDRESS: STREET 1: 12300 LIBERTY BOULEVARD CITY: ENGLEWOOD STATE: CO ZIP: 80112 FORMER COMPANY: FORMER CONFORMED NAME: Liberty Global Corp Ltd DATE OF NAME CHANGE: 20130227 FORMER COMPANY: FORMER CONFORMED NAME: Lynx Europe Ltd. DATE OF NAME CHANGE: 20130226 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CURTIS MIRANDA CENTRAL INDEX KEY: 0001144689 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35961 FILM NUMBER: 151013767 MAIL ADDRESS: STREET 1: C/O LIBERTY GLOBAL, INC. STREET 2: 12300 LIBERTY BOULEVARD CITY: ENGLEWOOD STATE: CO ZIP: 80112 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2015-07-09 0001570585 Liberty Global plc LBTY 0001144689 CURTIS MIRANDA 38 HANS CRESCENT LONDON X0 UNITED KINGDOM 1 LiLAC Share Option A (right to buy) 11.52 2015-07-09 5 A 0 E 147 0 A 2020-06-17 LiLAC Class A 147 147 D LiLAC Share Option A (right to buy) 18.03 2015-07-09 5 A 0 E 52 0 A 2021-06-21 LiLAC Class A 52 52 D LiLAC Share Option A (right to buy) 20.89 2015-07-09 5 A 0 E 99 0 A 2022-06-19 LiLAC Class A 99 99 D LiLAC Share Option A (right to buy) 31.65 2015-07-09 5 A 0 E 231 0 A 2020-06-28 LiLAC Class A 231 231 D LiLAC Share Option A (right to buy) 37.31 2015-07-09 5 A 0 E 285 0 A 2021-06-26 LiLAC Class A 285 285 D LiLAC Share Option A (right to buy) 48.17 2015-07-09 5 A 0 E 215 0 A 2022-06-25 LiLAC Class A 215 215 D LiLAC Share Option C (right to buy) 12.06 2015-07-09 5 A 0 E 146 0 A 2020-06-17 LiLAC Class C 146 146 D LiLAC Share Option C (right to buy) 12.13 2015-07-09 5 A 0 E 293 0 A 2020-06-17 LiLAC Class C 293 293 D LiLAC Share Option C (right to buy) 18.84 2015-07-09 5 A 0 E 52 0 A 2021-06-21 LiLAC Class C 52 52 D LiLAC Share Option C (right to buy) 18.19 2015-07-09 5 A 0 E 108 0 A 2021-06-21 LiLAC Class C 108 108 D LiLAC Share Option C (right to buy) 21.84 2015-07-09 5 A 0 E 99 0 A 2022-06-19 LiLAC Class C 99 99 D LiLAC Share Option C (right to buy) 21.22 2015-07-09 5 A 0 E 204 0 A 2022-06-19 LiLAC Class C 204 204 D LiLAC Share Option C (right to buy) 33.08 2015-07-09 5 A 0 E 230 0 A 2020-06-28 LiLAC Class C 230 230 D LiLAC Share Option C (right to buy) 30.72 2015-07-09 5 A 0 E 499 0 A 2020-06-28 LiLAC Class C 499 499 D LiLAC Share Option C (right to buy) 37.95 2015-07-09 5 A 0 E 568 0 A 2021-06-26 LiLAC Class C 568 568 D LiLAC Share Option C (right to buy) 47.89 2015-07-09 5 A 0 E 426 0 A 2022-06-25 LiLAC Class C 426 426 D On March 3, 2014, the Issuer distributed its Class C ordinary shares as a dividend to each holder of its ordinary shares at a rate of one Class C ordinary share for each ordinary share outstanding as of February 14, 2014 (the Class C Dividend). As a result of the Class C Dividend, pursuant to the anti-dilution provisions of the applicable incentive plan of the Issuer, all outstanding Class A options previously reported by the Reporting Person were adjusted by allocating the exercise price of the original Class A option between an option based on Class A ordinary shares and an option based on Class C ordinary shares and all outstanding Class C options previously reported by the Reporting Person were adjusted by doubling the number of shares and reducing by half the exercise price. All other terms of the additional or adjusted Class C options are, in all material respects, the same as those of the corresponding original options. On July 1, 2015, the Issuer distributed, by means of a dividend, to each holder of ordinary shares one share of the corresponding Class of Issuer Latin America and Caribbean ordinary share ("LiLAC shares") for every twenty shares of that Class of Issuer ordinary shares held by such holder as of the distribution record date. As a result, pursuant to the anti-dilution provisions of the applicable incentive plan, all equity awards previously reported were adjusted by an adjustment to the exercise price or base price, as applicable, and number of shares relating to the original award and the Reporting Person received an equity award relating to shares of the corresponding class of LiLAC shares (a "LiLAC Award"). All other terms of the awards and the terms of the LiLAC Awards are, in all material respects, the same as those of the corresponding original award. The option is immediately exercisable. The option vests in three equal annual installments commencing on the date of the Issuer's 2014 annual meeting of shareholders and on the date of each annual meeting of stockholders thereafter. The option vests in three equal annual installments commencing on the date of the Issuer's 2015 annual general meeting of shareholders and on the date of each annual general meeting of shareholders thereafter. The option vests in three equal annual installments commencing on the date of the Issuer's 2016 annual general meeting of shareholders and on the date of each annual general meeting of shareholders thereafter. The trading symbols for the Issuer's Liberty Global Class A, Class B, and Class C ordinary shares are LBTYA, LBTYB, and LBTYK, respectively. The trading symbols for the Issuer's LiLAC Class A, Class B, and Class C ordinary shares are LILA, LILAB, and LILAK, respectively. Michelle L. Keist, attorney-in-fact 2015-07-29