0001144525-24-000009.txt : 20240523 0001144525-24-000009.hdr.sgml : 20240523 20240523172921 ACCESSION NUMBER: 0001144525-24-000009 CONFORMED SUBMISSION TYPE: SCHEDULE 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20240523 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: Guardion Health Sciences, Inc. CENTRAL INDEX KEY: 0001642375 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] ORGANIZATION NAME: 03 Life Sciences IRS NUMBER: 474428421 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SCHEDULE 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-89739 FILM NUMBER: 24979799 BUSINESS ADDRESS: STREET 1: 2925 RICHMOND AVENUE STREET 2: SUITE 1200 CITY: HOUSTON STATE: TX ZIP: 77098 BUSINESS PHONE: (800) 873-5141 MAIL ADDRESS: STREET 1: 2925 RICHMOND AVENUE STREET 2: SUITE 1200 CITY: HOUSTON STATE: TX ZIP: 77098 FORMER COMPANY: FORMER CONFORMED NAME: Guardion Health Sciences, LLC DATE OF NAME CHANGE: 20150513 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: GREAT POINT CAPITAL LLC CENTRAL INDEX KEY: 0001144525 ORGANIZATION NAME: IRS NUMBER: 364398213 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: SCHEDULE 13G/A BUSINESS ADDRESS: STREET 1: 200 WEST JACKSON BLVD. STREET 2: SUITE 1000 CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: 847-691-8807 MAIL ADDRESS: STREET 1: 200 WEST JACKSON BLVD. STREET 2: SUITE 1000 CITY: CHICAGO STATE: IL ZIP: 60606 FORMER COMPANY: FORMER CONFORMED NAME: GREAT POINT TRADING LLC DATE OF NAME CHANGE: 20030311 FORMER COMPANY: FORMER CONFORMED NAME: GREAT POINT CAPITAL LLC DATE OF NAME CHANGE: 20030219 FORMER COMPANY: FORMER CONFORMED NAME: MAVERICK BROKERAGE LLC DATE OF NAME CHANGE: 20020206 SCHEDULE 13G/A 1 primary_doc.xml SCHEDULE 13G/A 0001144525-24-000006 0001144525 XXXXXXXX LIVE 1 COMMON STOCK, PAR VALUE $0.001 PER SHARE 05/21/2024 0001642375 Guardion Health Sciences, Inc. 40145Q203 2925 RICHMOND AVENUE SUITE 1200 HOUSTON TX 77098 Rule 13d-1(b) GREAT POINT CAPITAL LLC IL 209100.00 209100.00 16.3 BD Guardion Health Sciences, Inc. 2925 RICHMOND AVENUE, SUITE 1200, HOUSTON, TEXAS, 77098 Glenn DeBell 200 W Jackson BLVD; #1000 USA N BD 209100 16.33 209100 209100 Y Y Y Y Y N By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect, other than activities solely in connection with a nomination under § 240.14a-11. By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect, other than activities solely in connection with a nomination under § 240.14a-11. GREAT POINT CAPITAL LLC Glenn DeBell Chief Compliance Officer 05/23/2024