0001144354-16-000156.txt : 20160426 0001144354-16-000156.hdr.sgml : 20160426 20160426191132 ACCESSION NUMBER: 0001144354-16-000156 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160422 FILED AS OF DATE: 20160426 DATE AS OF CHANGE: 20160426 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HEARTLAND PAYMENT SYSTEMS INC CENTRAL INDEX KEY: 0001144354 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 300 CARNEGIE CENTER BLVD., SUITE 300 CITY: PRINCETON STATE: NJ ZIP: 08540 BUSINESS PHONE: 6098062647 MAIL ADDRESS: STREET 1: 300 CARNEGIE CENTER BLVD., SUITE 300 CITY: PRINCETON STATE: NJ ZIP: 08540 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CARR ROBERT O CENTRAL INDEX KEY: 0001331595 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32594 FILM NUMBER: 161593046 MAIL ADDRESS: STREET 1: C/O HEARTLAND PAYMENT SYSTEMS, INC. STREET 2: 90 NASSAU STREET CITY: PRINCETON STATE: NJ ZIP: 08542 4 1 wf-form4_146171227885170.xml FORM 4 X0306 4 2016-04-22 1 0001144354 HEARTLAND PAYMENT SYSTEMS INC HPY 0001331595 CARR ROBERT O C/O HEARTLAND PAYMENT SYSTEMS, INC. 90 NASSAU STREET PRINCETON NJ 08542 1 1 0 0 Chairman of the Board and CEO Common Stock, par value $0.001 per share 2016-04-22 4 D 0 108487 D 0 I The Robert O. Carr 2000 Irrevocable Trust for Emily Carr Common Stock, par value $0.001 per share 2016-04-22 4 D 0 324057 D 0 D Restricted Stock Units 2016-04-22 4 A 0 201738 0 A 2024-12-19 Common Stock 201738.0 201738 D Restricted Stock Units 2016-04-22 4 D 0 201738 D 2024-12-19 Common Stock 201738.0 0 D Restricted Stock Units 2016-04-22 4 A 0 80636 0 A 2023-12-06 Common Stock 80636.0 80636 D Restricted Stock Units 2016-04-22 4 D 0 80636 D 2023-12-06 Common Stock 80636.0 0 D Restricted Stock Units 2016-04-22 4 A 0 83484 0 A 2024-12-19 Common Stock 83484.0 83484 D Restricted Stock Units 2016-04-22 4 D 0 83484 D 2024-12-19 Common Stock 83484.0 0 D Restricted Stock Units 2016-04-22 4 D 0 10101 D 2024-12-19 Common Stock 10101.0 0 D Restricted Stock Unit 2016-04-22 4 A 0 47793 0 A 2024-12-19 Common Stock 47793.0 47793 D Restricted Stock Unit 2016-04-22 4 D 0 47793 D 2024-12-19 Common Stock 47793.0 0 D Restricted Stock Units 2016-04-22 4 A 0 42182 0 A 2024-12-19 Common Stock 42182.0 42182 D Restricted Stock Units 2016-04-22 4 D 0 42182 D 2024-12-19 Common Stock 42182.0 0 D Restricted Stock Units 2016-04-22 4 D 0 4779 D 2019-12-19 Common Stock 4779.0 0 D Restricted Stock Units 2016-04-22 4 A 0 24102 0 A 2025-12-11 Common Stock 24102.0 24102 D Restricted Stock Units 2016-04-22 4 D 0 24102 D 2025-12-11 Common Stock 24102.0 0 D Restricted Stock Units 2016-04-22 4 D 0 18076 D 2025-12-11 Common Stock 18076.0 0 D In connection with the acquisition (the "Merger") of Heartland Payments Systems, Inc. ("Heartland") by Global Payments Inc. ("Global Payments"), pursuant to the Agreement and Plan of Merger, dated as of December 15, 2015, by and among Heartland, Global Payments, Data Merger Sub One, Inc. and Data Merger Sub Two, LLC, on April 22, 2016, the Reporting Person received $53.28 in cash and 0.6687 of a share of Global Payments common stock for each share of Heartland common stock owned by the Reporting Person. Each restricted stock unit represents a contingent right to receive one share of Heartland's common stock. On December 6, 2013, the reporting person was granted a target of an aggregate of 80,695 performance restricted stock units. The performance restricted stock units vest based on the satisfaction of certain performance criteria by Heartland during the performance periods. In connection with the Merger, the performance restricted stock units were accelerated at the maximum payout, so the reporting person received an aggregate of 201,738 performance restricted share units. These restricted stock units were cancelled in the Merger in exchange for 134,902 shares of Global Payments common stock and a cash payment of $10,748,615.86. On December 6, 2013, the reporting person was granted a target of an aggregate of 40,318 performance restricted stock units. The performance restricted stock units vest based on the satisfaction of certain performance criteria by Heartland during the performance periods. In connection with the Merger, the performance restricted stock units were accelerated at the maximum payout, so the reporting person received an aggregate of 80,636 performance restricted share units. These restricted stock units were cancelled in the Merger in exchange for 53,921 shares of Global Payments common stock and a cash payment of $4,296,308.32. On December 6, 2013, the reporting person was granted a target of an aggregate of 41,742 performance restricted stock units. The performance restricted stock units vest based on the satisfaction of certain performance criteria by Heartland during the performance periods. In connection with the Merger, the performance restricted stock units were accelerated at the maximum payout, so the reporting person received an aggregate of 83,484 performance restricted share units. These restricted stock units were cancelled in the Merger in exchange for 55,825 shares of Global Payments common stock and a cash payment of $4,448,084.48. The restricted stock units vest in four equal annual installments beginning December 6, 2014. Vested shares will be delivered to the reporting person as soon as administratively practicable following the vesting of the restricted stock unit. These restricted stock units, which provided for vesting in four equal installments beginning on December 6, 2014, were cancelled in the Merger in exchange for 6,754 shares of Global Payments common stock and a cash payment of $583,222.15. On December 19, 2014, the reporting person was granted a target of an aggregate of 19,117 performance restricted stock units. The performance restricted stock units vest based on the satisfaction of certain performance criteria by Heartland during the performance periods. In connection with the Merger, the performance restricted stock units were accelerated at the maximum payout, so the reporting person received an aggregate of 47,793 performance restricted share units. These restricted stock units were cancelled in the merger in exchange for 31,959 shares of Global Payments common stock and a cash payment of $2,546,424.63. On December 6, 2013, the reporting person was granted a target of an aggregate of 21,091 performance restricted stock units. The performance restricted stock units vest based on the satisfaction of certain performance criteria by Heartland during the performance periods. In connection with the Merger, the performance restricted stock units were accelerated at the maximum payout, so the reporting person received an aggregate of 42,182 performance restricted share units. These restricted stock units were cancelled in the Merger in exchange for 28,207 shares of Global Payments common stock and a cash payment of $2,247,464.80. The restricted stock units vest in four equal annual installments beginning December 19, 2015. Vested shares will be delivered to the reporting person as soon as administratively practicable following the vesting of the restricted stock unit. These restricted stock units, which provided for vesting in four equal installments beginning on December 19, 2015, were cancelled in the Merger in exchange for 3,195 shares of Global Payments common stock and a cash payment of $254,679.53. On December 11, 2015, the reporting person was granted a target of an aggregate of 24,102 performance restricted stock units. The performance restricted stock units vest based on the satisfaction of certain performance criteria by Heartland during the performance periods. In connection with the Merger, the performance restricted stock units were accelerated at the maximum payout, so the reporting person received an aggregate of 24,102 performance restricted share units. These restricted stock units were cancelled in the Merger in exchange for 16,117 shares of Global Payments common stock and a cash payment of $1,284,155.12. The restricted stock units vest in four equal annual installments beginning December 11, 2016. Vested shares will be delivered to the reporting person as soon as administratively practicable following the vesting of the restricted stock unit. These restricted stock units, which provided for vesting in four equal installments beginning on December 11, 2016, were cancelled in the Merger in exchange for 12,087 shares of Global Payments common stock and a cash payment of $963,121.23. /s/ Robert O. Carr 2016-04-26