0001144354-16-000156.txt : 20160426
0001144354-16-000156.hdr.sgml : 20160426
20160426191132
ACCESSION NUMBER: 0001144354-16-000156
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160422
FILED AS OF DATE: 20160426
DATE AS OF CHANGE: 20160426
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HEARTLAND PAYMENT SYSTEMS INC
CENTRAL INDEX KEY: 0001144354
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 300 CARNEGIE CENTER BLVD., SUITE 300
CITY: PRINCETON
STATE: NJ
ZIP: 08540
BUSINESS PHONE: 6098062647
MAIL ADDRESS:
STREET 1: 300 CARNEGIE CENTER BLVD., SUITE 300
CITY: PRINCETON
STATE: NJ
ZIP: 08540
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: CARR ROBERT O
CENTRAL INDEX KEY: 0001331595
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-32594
FILM NUMBER: 161593046
MAIL ADDRESS:
STREET 1: C/O HEARTLAND PAYMENT SYSTEMS, INC.
STREET 2: 90 NASSAU STREET
CITY: PRINCETON
STATE: NJ
ZIP: 08542
4
1
wf-form4_146171227885170.xml
FORM 4
X0306
4
2016-04-22
1
0001144354
HEARTLAND PAYMENT SYSTEMS INC
HPY
0001331595
CARR ROBERT O
C/O HEARTLAND PAYMENT SYSTEMS, INC.
90 NASSAU STREET
PRINCETON
NJ
08542
1
1
0
0
Chairman of the Board and CEO
Common Stock, par value $0.001 per share
2016-04-22
4
D
0
108487
D
0
I
The Robert O. Carr 2000 Irrevocable Trust for Emily Carr
Common Stock, par value $0.001 per share
2016-04-22
4
D
0
324057
D
0
D
Restricted Stock Units
2016-04-22
4
A
0
201738
0
A
2024-12-19
Common Stock
201738.0
201738
D
Restricted Stock Units
2016-04-22
4
D
0
201738
D
2024-12-19
Common Stock
201738.0
0
D
Restricted Stock Units
2016-04-22
4
A
0
80636
0
A
2023-12-06
Common Stock
80636.0
80636
D
Restricted Stock Units
2016-04-22
4
D
0
80636
D
2023-12-06
Common Stock
80636.0
0
D
Restricted Stock Units
2016-04-22
4
A
0
83484
0
A
2024-12-19
Common Stock
83484.0
83484
D
Restricted Stock Units
2016-04-22
4
D
0
83484
D
2024-12-19
Common Stock
83484.0
0
D
Restricted Stock Units
2016-04-22
4
D
0
10101
D
2024-12-19
Common Stock
10101.0
0
D
Restricted Stock Unit
2016-04-22
4
A
0
47793
0
A
2024-12-19
Common Stock
47793.0
47793
D
Restricted Stock Unit
2016-04-22
4
D
0
47793
D
2024-12-19
Common Stock
47793.0
0
D
Restricted Stock Units
2016-04-22
4
A
0
42182
0
A
2024-12-19
Common Stock
42182.0
42182
D
Restricted Stock Units
2016-04-22
4
D
0
42182
D
2024-12-19
Common Stock
42182.0
0
D
Restricted Stock Units
2016-04-22
4
D
0
4779
D
2019-12-19
Common Stock
4779.0
0
D
Restricted Stock Units
2016-04-22
4
A
0
24102
0
A
2025-12-11
Common Stock
24102.0
24102
D
Restricted Stock Units
2016-04-22
4
D
0
24102
D
2025-12-11
Common Stock
24102.0
0
D
Restricted Stock Units
2016-04-22
4
D
0
18076
D
2025-12-11
Common Stock
18076.0
0
D
In connection with the acquisition (the "Merger") of Heartland Payments Systems, Inc. ("Heartland") by Global Payments Inc. ("Global Payments"), pursuant to the Agreement and Plan of Merger, dated as of December 15, 2015, by and among Heartland, Global Payments, Data Merger Sub One, Inc. and Data Merger Sub Two, LLC, on April 22, 2016, the Reporting Person received $53.28 in cash and 0.6687 of a share of Global Payments common stock for each share of Heartland common stock owned by the Reporting Person.
Each restricted stock unit represents a contingent right to receive one share of Heartland's common stock.
On December 6, 2013, the reporting person was granted a target of an aggregate of 80,695 performance restricted stock units. The performance restricted stock units vest based on the satisfaction of certain performance criteria by Heartland during the performance periods. In connection with the Merger, the performance restricted stock units were accelerated at the maximum payout, so the reporting person received an aggregate of 201,738 performance restricted share units.
These restricted stock units were cancelled in the Merger in exchange for 134,902 shares of Global Payments common stock and a cash payment of $10,748,615.86.
On December 6, 2013, the reporting person was granted a target of an aggregate of 40,318 performance restricted stock units. The performance restricted stock units vest based on the satisfaction of certain performance criteria by Heartland during the performance periods. In connection with the Merger, the performance restricted stock units were accelerated at the maximum payout, so the reporting person received an aggregate of 80,636 performance restricted share units.
These restricted stock units were cancelled in the Merger in exchange for 53,921 shares of Global Payments common stock and a cash payment of $4,296,308.32.
On December 6, 2013, the reporting person was granted a target of an aggregate of 41,742 performance restricted stock units. The performance restricted stock units vest based on the satisfaction of certain performance criteria by Heartland during the performance periods. In connection with the Merger, the performance restricted stock units were accelerated at the maximum payout, so the reporting person received an aggregate of 83,484 performance restricted share units.
These restricted stock units were cancelled in the Merger in exchange for 55,825 shares of Global Payments common stock and a cash payment of $4,448,084.48.
The restricted stock units vest in four equal annual installments beginning December 6, 2014. Vested shares will be delivered to the reporting person as soon as administratively practicable following the vesting of the restricted stock unit.
These restricted stock units, which provided for vesting in four equal installments beginning on December 6, 2014, were cancelled in the Merger in exchange for 6,754 shares of Global Payments common stock and a cash payment of $583,222.15.
On December 19, 2014, the reporting person was granted a target of an aggregate of 19,117 performance restricted stock units. The performance restricted stock units vest based on the satisfaction of certain performance criteria by Heartland during the performance periods. In connection with the Merger, the performance restricted stock units were accelerated at the maximum payout, so the reporting person received an aggregate of 47,793 performance restricted share units.
These restricted stock units were cancelled in the merger in exchange for 31,959 shares of Global Payments common stock and a cash payment of $2,546,424.63.
On December 6, 2013, the reporting person was granted a target of an aggregate of 21,091 performance restricted stock units. The performance restricted stock units vest based on the satisfaction of certain performance criteria by Heartland during the performance periods. In connection with the Merger, the performance restricted stock units were accelerated at the maximum payout, so the reporting person received an aggregate of 42,182 performance restricted share units.
These restricted stock units were cancelled in the Merger in exchange for 28,207 shares of Global Payments common stock and a cash payment of $2,247,464.80.
The restricted stock units vest in four equal annual installments beginning December 19, 2015. Vested shares will be delivered to the reporting person as soon as administratively practicable following the vesting of the restricted stock unit.
These restricted stock units, which provided for vesting in four equal installments beginning on December 19, 2015, were cancelled in the Merger in exchange for 3,195 shares of Global Payments common stock and a cash payment of $254,679.53.
On December 11, 2015, the reporting person was granted a target of an aggregate of 24,102 performance restricted stock units. The performance restricted stock units vest based on the satisfaction of certain performance criteria by Heartland during the performance periods. In connection with the Merger, the performance restricted stock units were accelerated at the maximum payout, so the reporting person received an aggregate of 24,102 performance restricted share units.
These restricted stock units were cancelled in the Merger in exchange for 16,117 shares of Global Payments common stock and a cash payment of $1,284,155.12.
The restricted stock units vest in four equal annual installments beginning December 11, 2016. Vested shares will be delivered to the reporting person as soon as administratively practicable following the vesting of the restricted stock unit.
These restricted stock units, which provided for vesting in four equal installments beginning on December 11, 2016, were cancelled in the Merger in exchange for 12,087 shares of Global Payments common stock and a cash payment of $963,121.23.
/s/ Robert O. Carr
2016-04-26