0001144354-16-000138.txt : 20160405
0001144354-16-000138.hdr.sgml : 20160405
20160405180026
ACCESSION NUMBER: 0001144354-16-000138
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160311
FILED AS OF DATE: 20160405
DATE AS OF CHANGE: 20160405
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HEARTLAND PAYMENT SYSTEMS INC
CENTRAL INDEX KEY: 0001144354
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 300 CARNEGIE CENTER BLVD., SUITE 300
CITY: PRINCETON
STATE: NJ
ZIP: 08540
BUSINESS PHONE: 6098062647
MAIL ADDRESS:
STREET 1: 300 CARNEGIE CENTER BLVD., SUITE 300
CITY: PRINCETON
STATE: NJ
ZIP: 08540
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BALDWIN ROBERT H B JR
CENTRAL INDEX KEY: 0001331716
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-32594
FILM NUMBER: 161555875
MAIL ADDRESS:
STREET 1: C/O HEARTLAND PAYMENT SYSTEMS, INC.
STREET 2: 90 NASSAU STREET
CITY: PRINCETON
STATE: NJ
ZIP: 08542
4
1
wf-form4_145989361521675.xml
FORM 4
X0306
4
2016-03-11
0
0001144354
HEARTLAND PAYMENT SYSTEMS INC
HPY
0001331716
BALDWIN ROBERT H B JR
C/O HEARTLAND PAYMENT SYSTEMS, INC.
90 NASSAU STREET
PRINCETON
NJ
08542
0
1
0
0
Vice Chairman
Common Stock, par value $0.001 per share
2016-03-11
4
M
0
1225
0
A
519558
D
Common Stock, par value $0.001 per share
2016-03-11
4
F
0
621
93
D
518937
D
Restricted Stock Units
2016-03-11
4
M
0
1225
0
D
Common Stock
1225.0
0
D
On December 10, 2012, the reporting person was awarded Total Shareholder Return Performance Share Units (the "Relative TRSUs"). These Relative TRSUs were nonvested share awards for which vesting percentages and ultimate number of units vesting were be calculated based on the total shareholder return of Heartland Payment Systems, Inc. common stock as compared to the total shareholder return of 86 peer companies. The payout schedule could produce vesting percentages ranging from 0% to 225%. Total shareholder return was calculated based upon the average closing price for the 30 calendar day period ending December 9, 2015, over the closing price on December 10, 2012 and vested at 23% of target.
Each restricted stock unit represents a contingent right to receive one share of Heartland Payment Systems, Inc.'s common stock.
The Reporting Person is the indirect beneficial owner of 30,442 shares of the Issuer held by the Robert H.B Baldwin, Jr. Trust U/A/D June 30, 2004 (the "Trust"). The Reporting Person disclaims beneficial ownership of the securities held in the Trust, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.
/s/ Robert H.B. Baldwin, Jr.
2016-04-05