0001144354-15-000096.txt : 20151215 0001144354-15-000096.hdr.sgml : 20151215 20151215150420 ACCESSION NUMBER: 0001144354-15-000096 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20151206 FILED AS OF DATE: 20151215 DATE AS OF CHANGE: 20151215 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HEARTLAND PAYMENT SYSTEMS INC CENTRAL INDEX KEY: 0001144354 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 300 CARNEGIE CENTER BLVD., SUITE 300 CITY: PRINCETON STATE: NJ ZIP: 08540 BUSINESS PHONE: 6098062647 MAIL ADDRESS: STREET 1: 300 CARNEGIE CENTER BLVD., SUITE 300 CITY: PRINCETON STATE: NJ ZIP: 08540 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BALDWIN ROBERT H B JR CENTRAL INDEX KEY: 0001331716 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32594 FILM NUMBER: 151288278 MAIL ADDRESS: STREET 1: C/O HEARTLAND PAYMENT SYSTEMS, INC. STREET 2: 90 NASSAU STREET CITY: PRINCETON STATE: NJ ZIP: 08542 4 1 wf-form4_145020985013484.xml FORM 4 X0306 4 2015-12-06 0 0001144354 HEARTLAND PAYMENT SYSTEMS INC HPY 0001331716 BALDWIN ROBERT H B JR C/O HEARTLAND PAYMENT SYSTEMS, INC. 90 NASSAU STREET PRINCETON NJ 08542 0 1 0 0 Vice Chairman Common Stock, par value $0.001 per share 2015-12-06 4 M 0 841 0 A 541503 D Common Stock, par value $0.001 per share 2015-12-06 4 F 0 437 0 D 541066 D Common Stock, par value $0.001 per share 2015-12-10 4 M 0 2263 0 A 543329 D Common Stock, par value $0.001 per share 2015-12-10 4 F 0 1177 0 D 542152 D Common Stock, par value $0.001 per share 2015-12-10 4 A 0 18279 0 A 560431 D Common Stock, par value $0.001 per share 2015-12-10 4 F 0 9496 0 D 550935 D Restricted Stock Unit 2015-12-06 4 M 0 841 0 D 2023-12-06 Common Stock 841.0 1682 D Restricted Stock Units 2015-12-10 4 M 0 2263 0 D 2017-12-10 Common Stock 2263.0 2263 D Restricted Stock Unit 2015-12-11 4 A 0 1808 0 A Common Stock 1808.0 1808 D The Reporting Person is the indirect beneficial owner of 30,442 shares of the Issuer held by the Robert H.B Baldwin, Jr. Trust U/A/D June 30, 2004 (the "Trust"). The Reporting Person disclaims beneficial ownership of the securities held in the Trust, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. The shares of common stock were acquired upon the vesting of relative total shareholder return performance share units granted in December 2012. Each restricted stock unit represents a contingent right to receive one share of Common Stock. Each vested restricted stock unit was the economic equivalent of one share of the Issuer's common stock. The reporting person settled the vested restricted stock units for shares of the Issuer's common stock. The restricted stock units vest in four equal annual installments beginning December 6, 2014. Vested shares will be delivered to the reporting person as soon as administratively practicable following the vesting of the restricted stock unit. The restricted stock units vest in four equal annual installments beginning December 10, 2013. Vested shares will be delivered to the reporting person as soon as administratively practicable following the vesting of the restricted stock units. The restricted stock units vest in four equal annual installments beginning December 11, 2016. Vested shares will be delivered to the reporting person as soon as administratively practicable following the vesting of the restricted stock units. /s/ Charles H.N. Kallenbach, Attorney in Fact 2015-12-15