0001144354-15-000094.txt : 20151215
0001144354-15-000094.hdr.sgml : 20151215
20151215150201
ACCESSION NUMBER: 0001144354-15-000094
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20151206
FILED AS OF DATE: 20151215
DATE AS OF CHANGE: 20151215
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HEARTLAND PAYMENT SYSTEMS INC
CENTRAL INDEX KEY: 0001144354
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 300 CARNEGIE CENTER BLVD., SUITE 300
CITY: PRINCETON
STATE: NJ
ZIP: 08540
BUSINESS PHONE: 6098062647
MAIL ADDRESS:
STREET 1: 300 CARNEGIE CENTER BLVD., SUITE 300
CITY: PRINCETON
STATE: NJ
ZIP: 08540
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: CARR ROBERT O
CENTRAL INDEX KEY: 0001331595
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-32594
FILM NUMBER: 151288271
MAIL ADDRESS:
STREET 1: C/O HEARTLAND PAYMENT SYSTEMS, INC.
STREET 2: 90 NASSAU STREET
CITY: PRINCETON
STATE: NJ
ZIP: 08542
4
1
wf-form4_145020971076969.xml
FORM 4
X0306
4
2015-12-06
0
0001144354
HEARTLAND PAYMENT SYSTEMS INC
HPY
0001331595
CARR ROBERT O
C/O HEARTLAND PAYMENT SYSTEMS, INC.
90 NASSAU STREET
PRINCETON
NJ
08542
1
1
0
0
Chairman of the Board and CEO
Common Stock, par value $0.001 per share
2015-11-18
4
G
0
33925
0
D
267276
D
Common Stock, par value $0.001 per share
2015-12-06
4
M
0
10101
0
A
277377
D
Common Stock, par value $0.001 per share
2015-12-06
4
F
0
4894
0
D
272483
D
Common Stock, par value $0.001 per share
2015-12-10
4
M
0
8046
0
A
280529
D
Common Stock, par value $0.001 per share
2015-12-10
4
F
0
3902
0
D
276627
D
Common Stock, par value $0.001 per share
2015-12-10
4
A
0
64997
0
A
341624
D
Common Stock, par value $0.001 per share
2015-12-10
4
F
0
31492
0
D
310132
D
Restricted Stock Unit
2015-12-06
4
M
0
10101
0
D
2023-12-06
Common Stock
10101.0
20202
D
Restricted Stock Units
2015-12-10
4
M
0
8046
0
D
2017-12-10
Common Stock
8046.0
8045
D
Restricted Stock Units
2015-12-11
4
A
0
24102
0
A
Common Stock
24102.0
24102
D
This transaction involved a gift of securities by the reporting person to The Robert O. Carr 2000 Irrevocable Trust for Emmalee Carr. The reporting person disclaims beneficial ownership of the shares held by The Robert O. Carr 2000 Irrevocable Trust for Emmalee Carr, and this report should not be deemed an admission that the reporting person is the beneficial owner of The Robert O. Carr 2000 Irrevocable Trust for Emmalee Carr's shares for purposes of Section 16 or for any other purpose.
The reporting person's indirect beneficial ownership consists of 150,412 shares of the Issuer's common stock held by The Robert O. Carr 2000 Irrevocable Trust for Emmalee Carr. The reporting person disclaims beneficial ownership of the Issuer's common stock held by The Robert O. Carr 2000 Irrevocable Trust for Emmalee Carr. This report shall not be deemed an admission that the reporting person is the beneficial owner of the shares of the Issuer's common stock for purposes of Section 16 or for any other purpose.
The shares of common stock were acquired upon the vesting of relative total shareholder return performance share units granted in December 2012.
Each vested restricted stock unit was the economic equivalent of one share of the Issuer's common stock. The reporting person settled the vested restricted stock units for shares of the Issuer's common stock.
Each restricted stock unit represents a contingent right to receive one share of the common stock of the Issuer.
The restricted stock units vest in four equal annual installments beginning December 6, 2014. Vested shares will be delivered to the reporting person as soon as administratively practicable following the vesting of the restricted stock unit.
The restricted stock units vest in four equal annual installments beginning December 10, 2013. Vested shares will be delivered to the reporting person as soon as administratively practicable following the vesting of the restricted stock units.
The restricted stock units vest in four equal annual installments beginning December 11, 2016. Vested shares will be delivered to the reporting person as soon as administratively practicable following the vesting of the restricted stock unit.
/s/ Charles H.N. Kallenbach, attorney-in-fact
2015-12-15