0000921895-23-000765.txt : 20230327 0000921895-23-000765.hdr.sgml : 20230327 20230327202521 ACCESSION NUMBER: 0000921895-23-000765 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230110 FILED AS OF DATE: 20230327 DATE AS OF CHANGE: 20230327 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HOWARD JACK L CENTRAL INDEX KEY: 0001144269 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35493 FILM NUMBER: 23765945 MAIL ADDRESS: STREET 1: 182 FARMERS LANE STREET 2: STE 101 CITY: SANTA ROSA STATE: CA ZIP: 95405 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: EMH Howard LLC CENTRAL INDEX KEY: 0001443099 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35493 FILM NUMBER: 23765944 BUSINESS ADDRESS: STREET 1: 590 MADISON AVENUE, 32ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-520-2300 MAIL ADDRESS: STREET 1: 590 MADISON AVENUE, 32ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: STEEL PARTNERS HOLDINGS L.P. CENTRAL INDEX KEY: 0001452857 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS PRIMARY METAL PRODUCTS [3390] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 590 MADISON AVENUE, 32ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-520-2300 MAIL ADDRESS: STREET 1: 590 MADISON AVENUE, 32ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: WEBFINANCIAL L.P. DATE OF NAME CHANGE: 20081229 4 1 form404197how_03272023.xml OWNERSHIP DOCUMENT X0407 4 2023-01-10 0 0001452857 STEEL PARTNERS HOLDINGS L.P. SPLP 0001144269 HOWARD JACK L C/O STEEL PARTNERS HOLDINGS L.P. 590 MADISON AVENUE, 32ND FLOOR NEW YORK NY 10022 1 1 1 0 President 0001443099 EMH Howard LLC 590 MADISON AVENUE, 32ND FLOOR NEW YORK NY 10022 0 0 0 1 See Footnote 1 0 Common Units, no par value 2023-01-10 5 G 0 E 57488 0 D 2044929 D Common Units, no par value 2023-01-10 5 G 0 E 57488 0 A 114794 I By EMH Howard, LLC 6% Series A Preferred Units 2023-03-23 4 S 0 10000 22.9095 D 186375 D 6% Series A Preferred Units 2023-03-24 4 S 0 411 22.9000 D 185964 D 6% Series A Preferred Units 2023-03-27 4 S 0 11903 22.9000 D 174061 D Common Units, no par value 312.5 I By Spouse Common Units, no par value 458611 I By Article V Trust Common Units, no par value 1551652 I By II Trust Common Units, no par value 755938 I By III Trust Common Units, no par value 1 I By SPH SPV-I LLC 6% Series A Preferred Units 87649 I By EMH Howard, LLC This Form 4 is filed jointly by Jack L. Howard and EMH Howard, LLC ("EMH") (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding Common Units (the "Common Units"). Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of his or its pecuniary interest therein. Mr. Howard's direct ownership includes Common Units and 6% Series A Preferred Units of the Issuer (the "Series A Preferred") held by an entity that is 100% owned by him. Mr. Howard, as the Managing Member of EMH, may be deemed to beneficially own the Common Units and Series A Preferred held by EMH. Mr. Howard is a trustee of the Article V Trust. Mr. Howard does not have a pecuniary interest in the securities held by the Article V Trust. Mr. Howard is a trustee of the II Trust. Mr. Howard does not have a pecuniary interest in the securities held by the II Trust. Mr. Howard is a trustee of the III Trust. Mr. Howard does not have a pecuniary interest in the securities held by the III Trust. By: /s/ Maria Reda as attorney-in-fact for Jack L. Howard 2023-03-27 By: EMH Howard, LLC, By: /s/ Maria Reda as attorney-in-fact for Jack L. Howard, Managing Member 2023-03-27