0000921895-23-000765.txt : 20230327
0000921895-23-000765.hdr.sgml : 20230327
20230327202521
ACCESSION NUMBER: 0000921895-23-000765
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230110
FILED AS OF DATE: 20230327
DATE AS OF CHANGE: 20230327
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: HOWARD JACK L
CENTRAL INDEX KEY: 0001144269
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35493
FILM NUMBER: 23765945
MAIL ADDRESS:
STREET 1: 182 FARMERS LANE
STREET 2: STE 101
CITY: SANTA ROSA
STATE: CA
ZIP: 95405
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: EMH Howard LLC
CENTRAL INDEX KEY: 0001443099
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35493
FILM NUMBER: 23765944
BUSINESS ADDRESS:
STREET 1: 590 MADISON AVENUE, 32ND FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 212-520-2300
MAIL ADDRESS:
STREET 1: 590 MADISON AVENUE, 32ND FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: STEEL PARTNERS HOLDINGS L.P.
CENTRAL INDEX KEY: 0001452857
STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS PRIMARY METAL PRODUCTS [3390]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 590 MADISON AVENUE, 32ND FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 212-520-2300
MAIL ADDRESS:
STREET 1: 590 MADISON AVENUE, 32ND FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
FORMER COMPANY:
FORMER CONFORMED NAME: WEBFINANCIAL L.P.
DATE OF NAME CHANGE: 20081229
4
1
form404197how_03272023.xml
OWNERSHIP DOCUMENT
X0407
4
2023-01-10
0
0001452857
STEEL PARTNERS HOLDINGS L.P.
SPLP
0001144269
HOWARD JACK L
C/O STEEL PARTNERS HOLDINGS L.P.
590 MADISON AVENUE, 32ND FLOOR
NEW YORK
NY
10022
1
1
1
0
President
0001443099
EMH Howard LLC
590 MADISON AVENUE, 32ND FLOOR
NEW YORK
NY
10022
0
0
0
1
See Footnote 1
0
Common Units, no par value
2023-01-10
5
G
0
E
57488
0
D
2044929
D
Common Units, no par value
2023-01-10
5
G
0
E
57488
0
A
114794
I
By EMH Howard, LLC
6% Series A Preferred Units
2023-03-23
4
S
0
10000
22.9095
D
186375
D
6% Series A Preferred Units
2023-03-24
4
S
0
411
22.9000
D
185964
D
6% Series A Preferred Units
2023-03-27
4
S
0
11903
22.9000
D
174061
D
Common Units, no par value
312.5
I
By Spouse
Common Units, no par value
458611
I
By Article V Trust
Common Units, no par value
1551652
I
By II Trust
Common Units, no par value
755938
I
By III Trust
Common Units, no par value
1
I
By SPH SPV-I LLC
6% Series A Preferred Units
87649
I
By EMH Howard, LLC
This Form 4 is filed jointly by Jack L. Howard and EMH Howard, LLC ("EMH") (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding Common Units (the "Common Units"). Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of his or its pecuniary interest therein. Mr. Howard's direct ownership includes Common Units and 6% Series A Preferred Units of the Issuer (the "Series A Preferred") held by an entity that is 100% owned by him.
Mr. Howard, as the Managing Member of EMH, may be deemed to beneficially own the Common Units and Series A Preferred held by EMH.
Mr. Howard is a trustee of the Article V Trust. Mr. Howard does not have a pecuniary interest in the securities held by the Article V Trust.
Mr. Howard is a trustee of the II Trust. Mr. Howard does not have a pecuniary interest in the securities held by the II Trust.
Mr. Howard is a trustee of the III Trust. Mr. Howard does not have a pecuniary interest in the securities held by the III Trust.
By: /s/ Maria Reda as attorney-in-fact for Jack L. Howard
2023-03-27
By: EMH Howard, LLC, By: /s/ Maria Reda as attorney-in-fact for Jack L. Howard, Managing Member
2023-03-27