0001162044-24-000738.txt : 20240725
0001162044-24-000738.hdr.sgml : 20240725
20240725153023
ACCESSION NUMBER: 0001162044-24-000738
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20240630
FILED AS OF DATE: 20240725
DATE AS OF CHANGE: 20240725
EFFECTIVENESS DATE: 20240725
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: RATIONAL ADVISORS LLC
CENTRAL INDEX KEY: 0001143565
ORGANIZATION NAME:
IRS NUMBER: 311759224
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-16191
FILM NUMBER: 241141696
BUSINESS ADDRESS:
STREET 1: 36 N. NEW YORK AVENUE
CITY: HUNTINGTON
STATE: NY
ZIP: 11743
BUSINESS PHONE: 631-629-4907
MAIL ADDRESS:
STREET 1: 36 N. NEW YORK AVENUE
CITY: HUNTINGTON
STATE: NY
ZIP: 11743
FORMER COMPANY:
FORMER CONFORMED NAME: HUNTINGTON ASSET ADVISORS, INC.
DATE OF NAME CHANGE: 20100617
FORMER COMPANY:
FORMER CONFORMED NAME: HUNTINGTON ASSET ADVISORS INC
DATE OF NAME CHANGE: 20010621
13F-HR
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primary_doc.xml
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06-30-2024
06-30-2024
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RATIONAL ADVISORS LLC
36 N. New York Avenue
Huntington
NY
11743
13F HOLDINGS REPORT
028-16191
000111452
N
Robert Glass
CCO
631-629-4907
Robert Glass
Huntington
NY
07-24-2024
0
204
1025444353
INFORMATION TABLE
2
infotable.xml
ABBOTT LABS
COM
002824100
245955
2367
SH
OTR
0
2367
0
ABBVIE INC
COM
00287Y109
252649
1473
SH
OTR
0
1473
0
ADVANCED MICRO DEVICES INC
COM
007903107
240557
1483
SH
OTR
0
1483
0
AIR PRODS & CHEMS INC
COM
009158106
44127
171
SH
OTR
0
171
0
ALEXANDRIA REAL ESTATE EQ IN
COM
015271109
40706
348
SH
OTR
0
348
0
ALLIANT ENERGY CORP
NOTE 3.875% 3/1
018802AC2
4184125
4250000
SH
OTR
0
4250000
0
ALPHABET INC
CAP STK CL A
02079K305
3388901
18605
SH
OTR
0
18605
0
ALPHABET INC
CAP STK CL C
02079K107
749821
4088
SH
OTR
0
4088
0
ALPHABET INC
CAP STK CL A
02079K305
836979
4595
SH
OTR
0
4595
0
ALPHABET INC
CAP STK CL A
02079K305
2550100
14000
SH
OTR
0
14000
0
ALPS ETF TR
ALERIAN MLP
00162Q452
61494814
1281676
SH
SOLE
1281676
0
0
AMAZON COM INC
COM
023135106
8192834
42395
SH
OTR
0
42395
0
AMAZON COM INC
COM
023135106
1387342
7179
SH
OTR
0
7179
0
AMERICAN ELEC PWR CO INC
COM
025537101
44747
510
SH
OTR
0
510
0
AMERICAN TOWER CORP NEW
COM
03027X100
31490
162
SH
OTR
0
162
0
AMERICAN WTR WKS CO INC NEW
COM
030420103
37198
288
SH
OTR
0
288
0
APOLLO GLOBAL MGMT INC
COM
03769M106
3483065
29500
SH
OTR
0
29500
0
APOLLO GLOBAL MGMT INC
SER A MAND CNV
03769M304
6534756
99600
SH
OTR
0
99600
0
APPLE INC
COM
037833100
3496292
16600
SH
OTR
0
16600
0
APPLE INC
COM
037833100
1383352
6568
SH
OTR
0
6568
0
ASML HOLDING N V
N Y REGISTRY SHS
N07059210
372274
364
SH
OTR
0
364
0
AT&T INC
COM
00206R102
173958
9103
SH
OTR
0
9103
0
ATLANTICA SUSTAINABLE INFR P
SHS
G0751N103
39576
1803
SH
OTR
0
1803
0
BANK AMERICA CORP
7.25%CNV PFD L
060505682
6277448
5248
SH
OTR
0
5248
0
BERKSHIRE HATHAWAY INC DEL
CL A
084670108
1224482
2
SH
OTR
0
2
0
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
1210637
2976
SH
OTR
0
2976
0
BLACKSTONE INC
COM
09260D107
2599800
21000
SH
OTR
0
21000
0
BOOKING HOLDINGS INC
COM
09857L108
5546100
1400
SH
OTR
0
1400
0
BOSTON SCIENTIFIC CORP
COM
101137107
2903277
37700
SH
OTR
0
37700
0
BROADCOM INC
COM
11135F101
544275
339
SH
OTR
0
339
0
BROADCOM INC
COM
11135F101
1284424
800
SH
OTR
0
800
0
BROOKFIELD INFRAST PARTNERS
LP INT UNIT
G16252101
34163
1245
SH
OTR
0
1245
0
CANADIAN NATL RY CO
COM
136375102
41936
355
SH
OTR
0
355
0
CANADIAN PACIFIC KANSAS CITY
COM
13646K108
44404
564
SH
OTR
0
564
0
CATERPILLAR INC
COM
149123101
49299
148
SH
OTR
0
148
0
CHEGG INC
NOTE 9/0
163092AF6
844323
1067000
SH
OTR
0
1067000
0
CHENIERE ENERGY INC
COM NEW
16411R208
59093
338
SH
OTR
0
338
0
CHIPOTLE MEXICAN GRILL INC
COM
169656105
3445750
55000
SH
OTR
0
55000
0
CISCO SYS INC
COM
17275R102
249903
5260
SH
OTR
0
5260
0
COCA COLA CO
COM
191216100
203298
3194
SH
OTR
0
3194
0
COHERENT CORP
COM
19247G107
1376740
19000
SH
OTR
0
19000
0
COMCAST CORP NEW
CL A
20030N101
208958
5336
SH
OTR
0
5336
0
CONOCOPHILLIPS
COM
20825C104
49984
437
SH
OTR
0
437
0
COSTCO WHSL CORP NEW
COM
22160K105
3144113
3699
SH
OTR
0
3699
0
COSTCO WHSL CORP NEW
COM
22160K105
288997
340
SH
OTR
0
340
0
CROWDSTRIKE HLDGS INC
CL A
22788C105
574402
1499
SH
OTR
0
1499
0
CROWN CASTLE INC
COM
22822V101
22178
227
SH
OTR
0
227
0
CSX CORP
COM
126408103
38869
1162
SH
OTR
0
1162
0
CYBERARK SOFTWARE LTD
SHS
M2682V108
2406096
8800
SH
OTR
0
8800
0
DANAHER CORPORATION
COM
235851102
219368
878
SH
OTR
0
878
0
DBX ETF TR
XTRACK USD HIGH
233051432
39257624
1107096
SH
SOLE
1107096
0
0
DEERE & CO
COM
244199105
38110
102
SH
OTR
0
102
0
DEXCOM INC
NOTE 0.250%11/1
252131AK3
6190000
6190000
SH
OTR
0
6190000
0
DIGITAL RLTY TR INC
COM
253868103
49568
326
SH
OTR
0
326
0
DIMENSIONAL ETF TRUST
CORE FIXED INCOM
25434V872
24565593
591372
SH
SOLE
591372
0
0
DISNEY WALT CO
COM
254687106
242665
2444
SH
OTR
0
2444
0
DOW INC
COM
260557103
50238
947
SH
OTR
0
947
0
DRAFTKINGS INC NEW
COM CL A
26142V105
3469653
90900
SH
OTR
0
90900
0
DRAFTKINGS INC NEW
NOTE 3/1
26142RAB0
4159070
5020000
SH
OTR
0
5020000
0
DUKE ENERGY CORP NEW
COM NEW
26441C204
44803
447
SH
OTR
0
447
0
DUPONT DE NEMOURS INC
COM
26614N102
55055
684
SH
OTR
0
684
0
ECOLAB INC
COM
278865100
54264
228
SH
OTR
0
228
0
ELEVANCE HEALTH INC
COM
036752103
179356
331
SH
OTR
0
331
0
ELI LILLY & CO
COM
532457108
3395175
3750
SH
OTR
0
3750
0
ELI LILLY & CO
COM
532457108
234493
259
SH
OTR
0
259
0
EMERSON ELEC CO
COM
291011104
45827
416
SH
OTR
0
416
0
ENBRIDGE INC
COM
29250N105
37868
1064
SH
OTR
0
1064
0
ENERGY TRANSFER L P
COM UT LTD PTN
29273V100
50022
3084
SH
OTR
0
3084
0
ENTERPRISE PRODS PARTNERS L
COM
293792107
43441
1499
SH
OTR
0
1499
0
EOG RES INC
COM
26875P101
41663
331
SH
OTR
0
331
0
EQUINIX INC
COM
29444U700
46153
61
SH
OTR
0
61
0
ETSY INC
NOTE 0.250% 6/1
29786AAN6
4089507
5200000
SH
OTR
0
5200000
0
EURONET WORLDWIDE INC
NOTE 0.750% 3/1
298736AL3
1977659
2040928
SH
OTR
0
2040928
0
EXPEDIA GROUP INC
NOTE 2/1
30212PBE4
1473390
1605000
SH
OTR
0
1605000
0
EXXON MOBIL CORP
COM
30231G102
677481
5885
SH
OTR
0
5885
0
EXXON MOBIL CORP
COM
30231G102
45242
393
SH
OTR
0
393
0
EXXON MOBIL CORP
COM
30231G102
2049136
17800
SH
OTR
0
17800
0
FIDELITY COVINGTON TRUST
MSCI INFO TECH I
316092808
746798
4354
SH
OTR
0
4354
0
FORD MTR CO DEL
NOTE 3/1
345370CZ1
6299280
6240000
SH
OTR
0
6240000
0
FORTIS INC
COM
349553107
39306
1012
SH
OTR
0
1012
0
FREEPORT-MCMORAN INC
CL B
35671D857
56668
1166
SH
OTR
0
1166
0
FRESHPET INC
COM
358039105
1746765
13500
SH
OTR
0
13500
0
GE VERNOVA INC
COM
36828A101
22468
131
SH
OTR
0
131
0
GENERAL DYNAMICS CORP
COM
369550108
51935
179
SH
OTR
0
179
0
GLOBAL X FDS
US PFD ETF
37954Y657
29249439
1486252
SH
SOLE
1486252
0
0
GOLDMAN SACHS GROUP INC
COM
38141G104
196307
434
SH
OTR
0
434
0
HILTON WORLDWIDE HLDGS INC
COM
43300A203
1856882
8510
SH
OTR
0
8510
0
HOME DEPOT INC
COM
437076102
282277
820
SH
OTR
0
820
0
HONEYWELL INTL INC
COM
438516106
183644
860
SH
OTR
0
860
0
HONEYWELL INTL INC
COM
438516106
45484
213
SH
OTR
0
213
0
INTERNATIONAL BUSINESS MACHS
COM
459200101
207886
1202
SH
OTR
0
1202
0
INTUIT
COM
461202103
243825
371
SH
OTR
0
371
0
INVESCO EXCH TRADED FD TR II
NASDAQ 100 ETF
46138G649
60559288
307236
SH
SOLE
307236
0
0
INVESCO EXCH TRADED FD TR II
TAXABLE MUN BD
46138G805
4916282
186364
SH
SOLE
186364
0
0
ISHARES TR
S&P 100 ETF
464287101
965752
3654
SH
OTR
0
3654
0
ISHARES TR
S&P 500 VAL ETF
464287408
556769
3059
SH
OTR
0
3059
0
ISHARES TR
CORE S&P500 ETF
464287200
19433232
35512
SH
SOLE
35512
0
0
ISHARES TR
CORE US AGGBD ET
464287226
89778878
924888
SH
SOLE
924888
0
0
ISHARES TR
MBS ETF
464288588
9756832
106272
SH
SOLE
106272
0
0
ISHARES TR
CORE S&P500 ETF
464287200
39427922
72050
SH
SOLE
72050
0
0
ISHARES TR
1 3 YR TREAS BD
464287457
67361
825
SH
SOLE
825
0
0
ISHARES TR
CORE MSCI EAFE
46432F842
1574109
21670
SH
SOLE
21670
0
0
J P MORGAN EXCHANGE TRADED F
EQUITY PREMIUM
46641Q332
43933121
775108
SH
SOLE
775108
0
0
JOHNSON & JOHNSON
COM
478160104
486274
3327
SH
OTR
0
3327
0
JPMORGAN CHASE & CO.
COM
46625H100
871134
4307
SH
OTR
0
4307
0
KBR INC
COM
48242W106
1045482
16300
SH
OTR
0
16300
0
KINDER MORGAN INC DEL
COM
49456B101
51543
2594
SH
OTR
0
2594
0
KKR & CO INC
COM
48251W104
3357156
31900
SH
OTR
0
31900
0
LINDE PLC
SHS
G54950103
52218
119
SH
OTR
0
119
0
LIVE NATION ENTERTAINMENT IN
COM
538034109
3548059
37850
SH
OTR
0
37850
0
LOCKHEED MARTIN CORP
COM
539830109
41105
88
SH
OTR
0
88
0
LOWES COS INC
COM
548661107
171297
777
SH
OTR
0
777
0
MANCHESTER UTD PLC NEW
ORD CL A
G5784H106
685950
42500
SH
OTR
0
42500
0
MASTERCARD INCORPORATED
CL A
57636Q104
157935
358
SH
OTR
0
358
0
MERCADOLIBRE INC
COM
58733R102
2300760
1400
SH
OTR
0
1400
0
MERCK & CO INC
COM
58933Y105
259485
2096
SH
OTR
0
2096
0
META PLATFORMS INC
CL A
30303M102
2697577
5350
SH
OTR
0
5350
0
META PLATFORMS INC
CL A
30303M102
1349293
2676
SH
OTR
0
2676
0
MICRON TECHNOLOGY INC
COM
595112103
177697
1351
SH
OTR
0
1351
0
MICROSOFT CORP
COM
594918104
3417827
7647
SH
OTR
0
7647
0
MICROSOFT CORP
COM
594918104
1313586
2939
SH
OTR
0
2939
0
MORGAN STANLEY
COM NEW
617446448
162988
1677
SH
OTR
0
1677
0
MPLX LP
COM UNIT REP LTD
55336V100
48766
1145
SH
OTR
0
1145
0
NETFLIX INC
COM
64110L106
3509376
5200
SH
OTR
0
5200
0
NEXTERA ENERGY INC
COM
65339F101
190691
2693
SH
OTR
0
2693
0
NEXTERA ENERGY INC
COM
65339F101
41920
592
SH
OTR
0
592
0
NEXTERA ENERGY INC
UNIT 09/01/2025
65339F713
6252543
150700
SH
OTR
0
150700
0
NORFOLK SOUTHN CORP
COM
655844108
31345
146
SH
OTR
0
146
0
NORTHROP GRUMMAN CORP
COM
666807102
54930
126
SH
OTR
0
126
0
NUCOR CORP
COM
670346105
43314
274
SH
OTR
0
274
0
NVIDIA CORPORATION
COM
67066G104
1604167
12985
SH
OTR
0
12985
0
OCCIDENTAL PETE CORP
COM
674599105
49731
789
SH
OTR
0
789
0
OKTA INC
NOTE 0.375% 6/1
679295AF2
3542362
3879000
SH
OTR
0
3879000
0
ONEOK INC NEW
COM
682680103
60592
743
SH
OTR
0
743
0
OREILLY AUTOMOTIVE INC
COM
67103H107
3294907
3120
SH
OTR
0
3120
0
PALANTIR TECHNOLOGIES INC
CL A
69608A108
203197
8022
SH
OTR
0
8022
0
PALO ALTO NETWORKS INC
COM
697435105
496989
1466
SH
OTR
0
1466
0
PEMBINA PIPELINE CORP
COM
706327103
47499
1281
SH
OTR
0
1281
0
PENTAIR PLC
SHS
G7S00T104
46155
602
SH
OTR
0
602
0
PEPSICO INC
COM
713448108
199565
1210
SH
OTR
0
1210
0
PETIQ INC
COM CL A
71639T106
719156
32600
SH
OTR
0
32600
0
PETIQ INC
NOTE 4.000% 6/0
71639TAB2
676096
635000
SH
OTR
0
635000
0
PFIZER INC
COM
717081103
215586
7705
SH
OTR
0
7705
0
PHILLIPS 66
COM
718546104
47857
339
SH
OTR
0
339
0
PLAINS GP HLDGS L P
LTD PARTNR INT A
72651A207
47295
2513
SH
OTR
0
2513
0
PPL CAP FDG INC
NOTE 2.875% 3/1
69352PAS2
5853780
6120000
SH
OTR
0
6120000
0
PROCTER AND GAMBLE CO
COM
742718109
319120
1935
SH
OTR
0
1935
0
PROLOGIS INC.
COM
74340W103
34030
303
SH
OTR
0
303
0
PROS HOLDINGS INC
NOTE 2.250% 9/1
74346YAG8
2138037
2211000
SH
OTR
0
2211000
0
PUBLIC STORAGE OPER CO
COM
74460D109
36819
128
SH
OTR
0
128
0
QUALCOMM INC
COM
747525103
609491
3060
SH
OTR
0
3060
0
RELIANCE INC
COM
759509102
43126
151
SH
OTR
0
151
0
REPUBLIC SVCS INC
COM
760759100
53249
274
SH
OTR
0
274
0
RTX CORPORATION
COM
75513E101
187629
1869
SH
OTR
0
1869
0
RTX CORPORATION
COM
75513E101
50295
501
SH
OTR
0
501
0
SCHLUMBERGER LTD
COM STK
806857108
27647
586
SH
OTR
0
586
0
SCHWAB STRATEGIC TR
5 10YR CORP BD
808524698
14707879
333512
SH
SOLE
333512
0
0
SCHWAB STRATEGIC TR
US REIT ETF
808524847
34760661
1740644
SH
SOLE
1740644
0
0
SELECT SECTOR SPDR TR
TECHNOLOGY
81369Y803
747011
3302
SH
OTR
0
3302
0
SELECT SECTOR SPDR TR
SBI INT-UTILS
81369Y886
18341108
269168
SH
SOLE
269168
0
0
SEMPRA
COM
816851109
42670
561
SH
OTR
0
561
0
SHERWIN WILLIAMS CO
COM
824348106
46854
157
SH
OTR
0
157
0
SHIFT4 PMTS INC
NOTE 0.500% 8/0
82452JAD1
4869842
5156000
SH
OTR
0
5156000
0
SHOPIFY INC
NOTE 0.125%11/0
82509LAA5
4977422
5332000
SH
OTR
0
5332000
0
SOUTHERN CO
COM
842587107
45921
592
SH
OTR
0
592
0
SOUTHWEST AIRLS CO
NOTE 1.250% 5/0
844741BG2
2332330
2330000
SH
OTR
0
2330000
0
SPDR SER TR
PRTFLO S&P500 VL
78464A508
558219
11453
SH
OTR
0
11453
0
SPDR SER TR
PORTFOLIO AGRGTE
78464A649
89722442
3576024
SH
SOLE
3576024
0
0
SPDR SER TR
PORTFOLIO S&P500
78464A854
19663872
307248
SH
SOLE
307248
0
0
SPOTIFY TECHNOLOGY S A
SHS
L8681T102
1631708
5200
SH
OTR
0
5200
0
STAG INDL INC
COM
85254J102
40856
1133
SH
OTR
0
1133
0
STEEL DYNAMICS INC
COM
858119100
46361
358
SH
OTR
0
358
0
TAIWAN SEMICONDUCTOR MFG LTD
SPONSORED ADS
874039100
246463
1418
SH
OTR
0
1418
0
TARGA RES CORP
COM
87612G101
61557
478
SH
OTR
0
478
0
TC ENERGY CORP
COM
87807B107
32177
849
SH
OTR
0
849
0
TESLA INC
COM
88160R101
265159
1340
SH
OTR
0
1340
0
TEXAS INSTRS INC
COM
882508104
147454
758
SH
OTR
0
758
0
THERMO FISHER SCIENTIFIC INC
COM
883556102
181384
328
SH
OTR
0
328
0
TRANSDIGM GROUP INC
COM
893641100
1533132
1200
SH
OTR
0
1200
0
TYLER TEX INDPT SCH DIST
NOTE 0.250% 3/1
902252AB1
6153900
5620000
SH
OTR
0
5620000
0
UBER TECHNOLOGIES INC
COM
90353T100
3532248
48600
SH
OTR
0
48600
0
UNION PAC CORP
COM
907818108
43442
192
SH
OTR
0
192
0
UNITED PARCEL SERVICE INC
CL B
911312106
30381
222
SH
OTR
0
222
0
UNITEDHEALTH GROUP INC
COM
91324P102
400788
787
SH
OTR
0
787
0
VANECK ETF TRUST
GOLD MINERS ETF
92189F106
160523
4731
SH
OTR
0
4731
0
VANECK ETF TRUST
SEMICONDUCTR ETF
92189F676
895505
3435
SH
OTR
0
3435
0
VANGUARD BD INDEX FDS
TOTAL BND MRKT
921937835
89778047
1246052
SH
SOLE
1246052
0
0
VANGUARD INDEX FDS
S&P 500 ETF SHS
922908363
19306018
38602
SH
SOLE
38602
0
0
VANGUARD SPECIALIZED FUNDS
DIV APP ETF
921908844
49313327
270136
SH
SOLE
270136
0
0
VANGUARD WORLD FD
INF TECH ETF
92204A702
746107
1294
SH
OTR
0
1294
0
VENTAS RLTY LTD PARTNERSHIP
NOTE 3.750% 6/0
92277GAZ0
1416825
1350000
SH
OTR
0
1350000
0
VERIZON COMMUNICATIONS INC
COM
92343V104
227150
5508
SH
OTR
0
5508
0
VISA INC
COM CL A
92826C839
189766
723
SH
OTR
0
723
0
WALMART INC
COM
931142103
375113
5540
SH
OTR
0
5540
0
WASTE CONNECTIONS INC
COM
94106B101
51030
291
SH
OTR
0
291
0
WASTE MGMT INC DEL
COM
94106L109
54188
254
SH
OTR
0
254
0
WELLS FARGO CO NEW
COM
949746101
284894
4797
SH
OTR
0
4797
0
WELLS FARGO CO NEW
PERP PFD CNV A
949746804
6420438
5400
SH
OTR
0
5400
0
WELLTOWER INC
COM
95040Q104
51917
498
SH
OTR
0
498
0
WEYERHAEUSER CO MTN BE
COM NEW
962166104
34551
1217
SH
OTR
0
1217
0
WILLIAMS COS INC
COM
969457100
67405
1586
SH
OTR
0
1586
0
WISDOMTREE TR
US EFFICIENT COR
97717Y790
56011069
1275588
SH
SOLE
1275588
0
0
WIX COM LTD
SHS
M98068105
1447537
9100
SH
OTR
0
9100
0
WIX COM LTD
NOTE 8/1
92940WAD1
1665573
1790000
SH
OTR
0
1790000
0