0001143362-23-000165.txt : 20230505 0001143362-23-000165.hdr.sgml : 20230505 20230505132348 ACCESSION NUMBER: 0001143362-23-000165 CONFORMED SUBMISSION TYPE: 25-NSE PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 20230505 DATE AS OF CHANGE: 20230505 EFFECTIVENESS DATE: 20230505 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: Simplify Exchange Traded Funds CENTRAL INDEX KEY: 0001810747 IRS NUMBER: 851887571 FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: 25-NSE SEC ACT: 1934 Act SEC FILE NUMBER: 001-39475 FILM NUMBER: 23892622 BUSINESS ADDRESS: STREET 1: 222 BROADWAY STREET 2: 22ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10038 BUSINESS PHONE: 646-741-2438 MAIL ADDRESS: STREET 1: 222 BROADWAY STREET 2: 22ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10038 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: NYSE ARCA, INC. CENTRAL INDEX KEY: 0001143362 IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: 25-NSE BUSINESS ADDRESS: STREET 1: 11 Wall Street STREET 2: SUITE 1500 CITY: New York STATE: NY ZIP: 10005 BUSINESS PHONE: 312-442-7832 MAIL ADDRESS: STREET 1: 11 Wall Street STREET 2: SUITE 1500 CITY: New York STATE: NY ZIP: 10005 FORMER COMPANY: FORMER CONFORMED NAME: PACIFIC EXCHANGE INC DATE OF NAME CHANGE: 20010621 25-NSE 1 primary_doc.xml X0203 0001143362 NYSE ARCA, INC. 0001810747 Simplify Exchange Traded Funds 001-39475
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Simplify US Small Cap PLUS Downside Convexity ETF 17 CFR 240.12d2-2(a)(3) Daniel Contrastano Manager, Market Watch & Proxy Compliance 2023-05-05
EX-99.25 2 ruleprovisionnotice.htm NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES NYSE Arca hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on May 16, 2023, pursuant to the provisions of Rule 12d2-2 (a). [ X ] 17 CFR 240.12d2-2(a)(3) That on May 05, 2023 the instruments representing the securities comprising the entire class of this security came to evidence, by operation of law or otherwise, other securities in substitution therefore and represent no other right except, if such be the fact, the right to receive an immediate cash payment. The Exchange also notifies the Securities and Exchange Commission that as a result of the above indicated conditions this security was suspended from trading before market open on May 01, 2023.