0001143362-22-000314.txt : 20221017
0001143362-22-000314.hdr.sgml : 20221017
20221017153712
ACCESSION NUMBER: 0001143362-22-000314
CONFORMED SUBMISSION TYPE: 25-NSE
PUBLIC DOCUMENT COUNT: 2
FILED AS OF DATE: 20221017
DATE AS OF CHANGE: 20221017
EFFECTIVENESS DATE: 20221017
SUBJECT COMPANY:
COMPANY DATA:
COMPANY CONFORMED NAME: Listed Funds Trust
CENTRAL INDEX KEY: 0001683471
IRS NUMBER: 826272597
FISCAL YEAR END: 0831
FILING VALUES:
FORM TYPE: 25-NSE
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38243
FILM NUMBER: 221313698
BUSINESS ADDRESS:
STREET 1: 615 E. MICHIGAN STREET
CITY: MILWAUKEE
STATE: WI
ZIP: 53202
BUSINESS PHONE: 414-765-5144
MAIL ADDRESS:
STREET 1: 615 E. MICHIGAN STREET
CITY: MILWAUKEE
STATE: WI
ZIP: 53202
FORMER COMPANY:
FORMER CONFORMED NAME: Active Weighting Funds ETF Trust
DATE OF NAME CHANGE: 20160830
FILED BY:
COMPANY DATA:
COMPANY CONFORMED NAME: NYSE ARCA, INC.
CENTRAL INDEX KEY: 0001143362
IRS NUMBER: 000000000
FILING VALUES:
FORM TYPE: 25-NSE
BUSINESS ADDRESS:
STREET 1: 11 Wall Street
STREET 2: SUITE 1500
CITY: New York
STATE: NY
ZIP: 10005
BUSINESS PHONE: 312-442-7832
MAIL ADDRESS:
STREET 1: 11 Wall Street
STREET 2: SUITE 1500
CITY: New York
STATE: NY
ZIP: 10005
FORMER COMPANY:
FORMER CONFORMED NAME: PACIFIC EXCHANGE INC
DATE OF NAME CHANGE: 20010621
25-NSE
1
primary_doc.xml
X0203
0001143362
NYSE ARCA, INC.
0001683471
Listed Funds Trust
001-38243
615 East Michigan Street
Milwaukee
WI
WISCONSIN
53202
AAF First Priority CLO Bond ETF
17 CFR 240.12d2-2(a)(3)
Victoria Paper
Manager, Market Watch and Proxy Compliance
2022-10-17
EX-99.25
2
ruleprovisionnotice.htm
NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES
NYSE Arca hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on October 28, 2022, pursuant to the provisions of Rule 12d2-2 (a).
[ X ] 17 CFR 240.12d2-2(a)(3) That on October 14, 2022 the instruments representing the securities comprising the entire class of this security came to evidence, by operation of law or otherwise, other securities in substitution therefore and represent no other right except, if such be the fact, the right to receive an immediate cash payment.
Pursuant to a plan of reorganization and merger agreement dated October 14, 2022, each shareholder of the AAF First Priority CLO Bond ETF will receive after the closing of the Reorganization a number of shares of beneficial interest of AXS First Priority CLO Bond ETF equal in value to the aggregate net asset value of the shares of the AAF First Priority CLO Bond ETF immediately prior to the Reorganization.
The Exchange also notifies the Securities and Exchange Commission that as a result of the above indicated conditions this security was suspended from trading before market open on October 17, 2022.