0001143362-20-000425.txt : 20201102
0001143362-20-000425.hdr.sgml : 20201102
20201102165246
ACCESSION NUMBER: 0001143362-20-000425
CONFORMED SUBMISSION TYPE: 25-NSE
PUBLIC DOCUMENT COUNT: 2
FILED AS OF DATE: 20201102
DATE AS OF CHANGE: 20201102
EFFECTIVENESS DATE: 20201102
SUBJECT COMPANY:
COMPANY DATA:
COMPANY CONFORMED NAME: FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND II
CENTRAL INDEX KEY: 0001510337
IRS NUMBER: 000000000
STATE OF INCORPORATION: MA
FILING VALUES:
FORM TYPE: 25-NSE
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35142
FILM NUMBER: 201281072
BUSINESS ADDRESS:
STREET 1: 120 EAST LIBERTY DRIVE, SUITE 400
CITY: WHEATON
STATE: IL
ZIP: 60187
BUSINESS PHONE: 630-765-8000
MAIL ADDRESS:
STREET 1: 120 EAST LIBERTY DRIVE, SUITE 400
CITY: WHEATON
STATE: IL
ZIP: 60187
FILED BY:
COMPANY DATA:
COMPANY CONFORMED NAME: NYSE ARCA, INC.
CENTRAL INDEX KEY: 0001143362
IRS NUMBER: 000000000
FILING VALUES:
FORM TYPE: 25-NSE
BUSINESS ADDRESS:
STREET 1: 11 Wall Street
STREET 2: SUITE 1500
CITY: New York
STATE: NY
ZIP: 10005
BUSINESS PHONE: 312-442-7832
MAIL ADDRESS:
STREET 1: 11 Wall Street
STREET 2: SUITE 1500
CITY: New York
STATE: NY
ZIP: 10005
FORMER COMPANY:
FORMER CONFORMED NAME: PACIFIC EXCHANGE INC
DATE OF NAME CHANGE: 20010621
25-NSE
1
primary_doc.xml
X0203
0001143362
NYSE ARCA, INC.
0001510337
FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND II
001-35142
First Trust Australia AlphaDEX Fund
17 CFR 240.12d2-2(a)(3)
Jonathan Martin
Manager, Market Watch and Proxy Compliance
2020-11-02
EX-99.25
2
ruleprovisionnotice.htm
NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES
NYSE Arca hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on November 13, 2020, pursuant to the provisions of Rule 12d2-2 (a).
[ X ] 17 CFR 240.12d2-2(a)(3) That on November 2, 2020 the instruments representing the securities comprising the entire class of this security came to evidence, by operation of law or otherwise, other securities in substitution therefore and represent no other right except, if such be the fact, the right to receive an immediate cash payment.
The merger of First Trust Exchange-Traded Alphadex Fund II First Trust Australia AlphaDEX Fund and First Trust Developed Markets ex-US AlphaDEX Fund became effective before the open on November 2, 2020. Shares of First Trust Exchange-Traded Alphadex Fund II First Trust Australia AlphaDEX Fund were converted into shares equal in aggregate net asset value at the time of the exchange to the aggregate net asset value of shares of First Trust Developed Markets ex-US AlphaDEX Fund.
The Exchange also notifies the Securities and Exchange Commission that as a result of the above indicated conditions this security was suspended from trading on Novemeber 2, 2020.