0001143362-19-000336.txt : 20191230
0001143362-19-000336.hdr.sgml : 20191230
20191230103211
ACCESSION NUMBER: 0001143362-19-000336
CONFORMED SUBMISSION TYPE: 25-NSE
PUBLIC DOCUMENT COUNT: 2
FILED AS OF DATE: 20191230
DATE AS OF CHANGE: 20191230
EFFECTIVENESS DATE: 20191230
SUBJECT COMPANY:
COMPANY DATA:
COMPANY CONFORMED NAME: AdvisorShares Trust
CENTRAL INDEX KEY: 0001408970
IRS NUMBER: 260636087
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0630
FILING VALUES:
FORM TYPE: 25-NSE
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34450
FILM NUMBER: 191315245
BUSINESS ADDRESS:
STREET 1: 4800 MONTGOMERY LANE
STREET 2: SUITE 150
CITY: BETHESDA
STATE: MD
ZIP: 20814
BUSINESS PHONE: (877) 843-3831
MAIL ADDRESS:
STREET 1: 4800 MONTGOMERY LANE
STREET 2: SUITE 150
CITY: BETHESDA
STATE: MD
ZIP: 20814
FILED BY:
COMPANY DATA:
COMPANY CONFORMED NAME: NYSE ARCA, INC.
CENTRAL INDEX KEY: 0001143362
IRS NUMBER: 000000000
FILING VALUES:
FORM TYPE: 25-NSE
BUSINESS ADDRESS:
STREET 1: 11 Wall Street
STREET 2: SUITE 1500
CITY: New York
STATE: NY
ZIP: 10005
BUSINESS PHONE: 312-442-7832
MAIL ADDRESS:
STREET 1: 11 Wall Street
STREET 2: SUITE 1500
CITY: New York
STATE: NY
ZIP: 10005
FORMER COMPANY:
FORMER CONFORMED NAME: PACIFIC EXCHANGE INC
DATE OF NAME CHANGE: 20010621
25-NSE
1
primary_doc.xml
X0203
0001143362
NYSE ARCA, INC.
0001408970
AdvisorShares Trust
001-34450
4144 N. Central ExpresswaySuite 600
Dallas
TX
TEXAS
75204
AdvisorShares Pacific Asset Enhanced Floating Rate ETF
17 CFR 240.12d2-2(a)(3)
Christopher Rances
Senior Analyst
2019-12-30
EX-99.25
2
ruleprovisionnotice.htm
NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES
NYSE Arca hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on January 10, 2020, pursuant to the provisions of Rule 12d2-2 (a).
[ X ] 17 CFR 240.12d2-2(a)(3) That on December 27, 2019 the instruments representing the securities comprising the entire class of this security came to evidence, by operation of law or otherwise, other securities in substitution therefore and represent no other right except, if such be the fact, the right to receive an immediate cash payment.
Pursuant to the Agreement and Plan of Reorganization between AdvisorShares Trust and Pacific Global ETF Trust, which became effective after the close on December 27, 2019, holders of shares of AdvisorShares Pacific Asset Enhanced Floating Rate ETF ("Target Fund") will receive shares of Pacific Global Senior Loan ETF, a newly created series of Pacific Global ETF Trust, equal in aggregate value at the time of the Reorganization to the aggregate value of such shareholders shares of the Target Fund.
The Exchange also notifies the Securities and Exchange Commission that as a result of the above indicated conditions this security was suspended from trading before the open on December 30, 2019.