0001143362-19-000219.txt : 20190916
0001143362-19-000219.hdr.sgml : 20190916
20190916152822
ACCESSION NUMBER: 0001143362-19-000219
CONFORMED SUBMISSION TYPE: 25-NSE
PUBLIC DOCUMENT COUNT: 2
FILED AS OF DATE: 20190916
DATE AS OF CHANGE: 20190916
EFFECTIVENESS DATE: 20190916
SUBJECT COMPANY:
COMPANY DATA:
COMPANY CONFORMED NAME: FIRST TRUST EXCHANGE-TRADED FUND IV
CENTRAL INDEX KEY: 0001517936
IRS NUMBER: 000000000
STATE OF INCORPORATION: MA
FILING VALUES:
FORM TYPE: 25-NSE
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35578
FILM NUMBER: 191094555
BUSINESS ADDRESS:
STREET 1: 120 EAST LIBERTY DRIVE, SUITE 400
CITY: WHEATON
STATE: IL
ZIP: 60187
BUSINESS PHONE: 630-765-8000
MAIL ADDRESS:
STREET 1: 120 EAST LIBERTY DRIVE, SUITE 400
CITY: WHEATON
STATE: IL
ZIP: 60187
FILED BY:
COMPANY DATA:
COMPANY CONFORMED NAME: NYSE ARCA, INC.
CENTRAL INDEX KEY: 0001143362
IRS NUMBER: 000000000
FILING VALUES:
FORM TYPE: 25-NSE
BUSINESS ADDRESS:
STREET 1: 11 Wall Street
STREET 2: SUITE 1500
CITY: New York
STATE: NY
ZIP: 10005
BUSINESS PHONE: 312-442-7832
MAIL ADDRESS:
STREET 1: 11 Wall Street
STREET 2: SUITE 1500
CITY: New York
STATE: NY
ZIP: 10005
FORMER COMPANY:
FORMER CONFORMED NAME: PACIFIC EXCHANGE INC
DATE OF NAME CHANGE: 20010621
25-NSE
1
primary_doc.xml
X0203
0001143362
NYSE ARCA, INC.
0001517936
FIRST TRUST EXCHANGE-TRADED FUND IV
001-35578
120 East Liberty Drive, Suite 400
Wheaton
IL
ILLINOIS
60187
800-621-1675
First Trust Heitman Global Prime Real Estate ETF
17 CFR 240.12d2-2(a)(3)
Christopher Rances
Senior Analyst
2019-09-16
EX-99.25
2
ruleprovisionnotice.htm
NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES
NYSE Arca hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on September 27, 2019, pursuant to the provisions of Rule 12d2-2 (a).
[ X ] 17 CFR 240.12d2-2(a)(3) That on September 13, 2019, the instruments representing the securities comprising the entire class of this security came to evidence, by operation of law or otherwise, other securities in substitution therefore and represent no other right except, if such be the fact, the right to receive an immediate cash payment.
The reorganization of First Trust Heitman Global Prime Real Estate ETF into First Trust FTSE EPRA/NAREIT Developed Markets Real Estate Index Fund became effective after the close on September 13, 2019. Shares of First Trust Heitman Global Prime Real Estate ETF wwere exchanged for shares of First Trust FTSE EPRA/NAREIT Developed Markets Real Estate Index Fund with an equal aggregate net asset value.
The Exchange also notifies the Securities and Exchange Commission that as a result of the above indicated conditions this security was suspended from trading before market open on September 16, 2019.