0001143362-19-000198.txt : 20190722
0001143362-19-000198.hdr.sgml : 20190722
20190722150932
ACCESSION NUMBER: 0001143362-19-000198
CONFORMED SUBMISSION TYPE: 25-NSE
PUBLIC DOCUMENT COUNT: 2
FILED AS OF DATE: 20190722
DATE AS OF CHANGE: 20190722
EFFECTIVENESS DATE: 20190722
SUBJECT COMPANY:
COMPANY DATA:
COMPANY CONFORMED NAME: ALPS ETF Trust
CENTRAL INDEX KEY: 0001414040
IRS NUMBER: 000000000
FISCAL YEAR END: 1130
FILING VALUES:
FORM TYPE: 25-NSE
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34040
FILM NUMBER: 19965510
BUSINESS ADDRESS:
STREET 1: P.O. Box 328
CITY: Denver
STATE: CO
ZIP: 80201-0328
BUSINESS PHONE: 303.623.2577
MAIL ADDRESS:
STREET 1: P.O. Box 328
CITY: Denver
STATE: CO
ZIP: 80201-0328
FILED BY:
COMPANY DATA:
COMPANY CONFORMED NAME: NYSE ARCA, INC.
CENTRAL INDEX KEY: 0001143362
IRS NUMBER: 000000000
FILING VALUES:
FORM TYPE: 25-NSE
BUSINESS ADDRESS:
STREET 1: 11 Wall Street
STREET 2: SUITE 1500
CITY: New York
STATE: NY
ZIP: 10005
BUSINESS PHONE: 312-442-7832
MAIL ADDRESS:
STREET 1: 11 Wall Street
STREET 2: SUITE 1500
CITY: New York
STATE: NY
ZIP: 10005
FORMER COMPANY:
FORMER CONFORMED NAME: PACIFIC EXCHANGE INC
DATE OF NAME CHANGE: 20010621
25-NSE
1
primary_doc.xml
X0203
0001143362
NYSE ARCA, INC.
0001414040
ALPS ETF Trust
001-34040
1290 Broadway, Suite 1100
Denver
CO
COLORADO
80203
Sprott Junior Gold Miners ETF
17 CFR 240.12d2-2(a)(3)
Victoria Paper
Lead Analyst
2019-07-22
EX-99.25
2
ruleprovisionnotice.htm
NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES
NYSE Arca hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on August 2, 2019 pursuant to the provisions of Rule 12d2-2 (a).
[ X ] 17 CFR 240.12d2-2(a)(3) That on July 19, 2019, the instruments representing the securities comprising the entire class of this security came to evidence, by operation of law or otherwise, other securities in substitution therefore and represent no other right except, if such be the fact, the right to receive an immediate cash payment.
Effective as of the close of business on July 19, 2019, the Sprott Gold Miners ETF (NYSE Arca: SGDM) and the Sprott Junior Gold Miners ETF (NYSE Arca: SGDJ), each series of ALPS ETF Trust have been reorganized into newly-created exchange-traded funds of the Sprott ETF Trust. Each share of the Sprott Gold Miners ETF (NYSE Arca: SGDM) and the Sprott Junior Gold Miners ETF (NYSE Arca: SGDJ) will be exchanged for one share of the corresponding New Fund, a series of Sprott ETF Trust, with the same aggregate net asset value.
The Exchange also notifies the Securities and Exchange Commission that as a result of the above indicated conditions this security was suspended from trading before market open on July 22, 2019.