0001143362-16-000431.txt : 20161004
0001143362-16-000431.hdr.sgml : 20161004
20161004102927
ACCESSION NUMBER: 0001143362-16-000431
CONFORMED SUBMISSION TYPE: 25-NSE
PUBLIC DOCUMENT COUNT: 2
FILED AS OF DATE: 20161004
DATE AS OF CHANGE: 20161004
EFFECTIVENESS DATE: 20161004
SUBJECT COMPANY:
COMPANY DATA:
COMPANY CONFORMED NAME: DEUTSCHE BANK AKTIENGESELLSCHAFT
CENTRAL INDEX KEY: 0001159508
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 000000000
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 25-NSE
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-15242
FILM NUMBER: 161917494
BUSINESS ADDRESS:
STREET 1: DEUTSCHE BANK AG - LEGAL DEPARTMENT
STREET 2: 60 WALL STREET - 36TH FLOOR, ROOM 3609
CITY: NEW YORK
STATE: NY
ZIP: 10005
BUSINESS PHONE: 212-250-1306
MAIL ADDRESS:
STREET 1: DEUTSCHE BANK AG - LEGAL DEPARTMENT
STREET 2: 60 WALL STREET - 36TH FLOOR, ROOM 3609
CITY: NEW YORK
STATE: NY
ZIP: 10005
FILED BY:
COMPANY DATA:
COMPANY CONFORMED NAME: NYSE ARCA, INC.
CENTRAL INDEX KEY: 0001143362
IRS NUMBER: 000000000
FILING VALUES:
FORM TYPE: 25-NSE
BUSINESS ADDRESS:
STREET 1: 100 S. WACKER DRIVE
STREET 2: SUITE 1500
CITY: CHICAGO
STATE: IL
ZIP: 60606
BUSINESS PHONE: 312-442-7832
MAIL ADDRESS:
STREET 1: 100 S. WACKER DRIVE
STREET 2: SUITE 1500
CITY: CHICAGO
STATE: IL
ZIP: 60606
FORMER COMPANY:
FORMER CONFORMED NAME: PACIFIC EXCHANGE INC
DATE OF NAME CHANGE: 20010621
25-NSE
1
primary_doc.xml
X0203
0001143362
NYSE ARCA, INC.
1159508
DEUTSCHE BANK AKTIENGESELLSCHAFT
001-15242
Winchester House
1 Great Winchester Street
London, EC2N 2DB
+44 20 7545 8000
DB Base Metals Long Exchange Traded Notes due June 1, 2038
17 CFR 240.12d2-2(b)
Victoria Paper
Senior Analyst
2016-10-04
EX-99.25
2
ruleprovisionnotice.htm
NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES
NYSE Arca, Inc. ('NYSE Arca' or the 'Exchange') hereby notifies the Securities and Exchange Commission (the 'SEC') of its intention to remove the entire class of DB Base Metals Long Exchange Traded Notes due June 1, 2038 (the 'Notes') of Deutsche Bank AG (the 'Company') from listing and registration on the Exchange at the opening of business on October 17, 2016 pursuant to the provisions of Rule 12d2-2(b) because, in the opinion of the Exchange, the Notes are no longer suitable for continued listing and trading on the Exchange.
The Exchange is taking this action because the Notes fell below the minimum market value required for continued listing pursuant to NYSE Arca Equities Rule 5.2(j)(6)(B)(II).
1. The Exchange, on September 16, 2016, determined that the Notes should be suspended from trading and directed the preparation and filing with the SEC of this application for the removal of the Notes from listing and registration on the Exchange. The Company was notified by phone and letter on September 16, 2016.
2. Pursuant to the above authorization, a press release was issued September 16, 2016 and an announcement was made on the 'ticker' of the Exchange at the close of the trading session announcing the suspension of trading in the Notes. Similar information was included on the Exchange's website.
3. The Company had a right to appeal to the Committee for Review (the 'Committee') of the Board of Directors of NYSE Regulation, the determination to delist the Notes, provided that it filed a written request for such a review with the Secretary of the Exchange within five business days of receiving notice of the delisting determination. The Company did not file such request within the specified time period. Consequently, all conditions precedent under SEC Rule 12d2-2(b) to the filing of this application have been satisfied.