0001143362-14-000103.txt : 20140916
0001143362-14-000103.hdr.sgml : 20140916
20140916144214
ACCESSION NUMBER: 0001143362-14-000103
CONFORMED SUBMISSION TYPE: 25-NSE
PUBLIC DOCUMENT COUNT: 2
FILED AS OF DATE: 20140916
DATE AS OF CHANGE: 20140916
EFFECTIVENESS DATE: 20140916
SUBJECT COMPANY:
COMPANY DATA:
COMPANY CONFORMED NAME: ALPS ETF Trust
CENTRAL INDEX KEY: 0001414040
IRS NUMBER: 000000000
FISCAL YEAR END: 1130
FILING VALUES:
FORM TYPE: 25-NSE
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34040
FILM NUMBER: 141105255
BUSINESS ADDRESS:
STREET 1: P.O. Box 328
CITY: Denver
STATE: CO
ZIP: 80201-0328
BUSINESS PHONE: 303.623.2577
MAIL ADDRESS:
STREET 1: P.O. Box 328
CITY: Denver
STATE: CO
ZIP: 80201-0328
FILED BY:
COMPANY DATA:
COMPANY CONFORMED NAME: NYSE ARCA, INC.
CENTRAL INDEX KEY: 0001143362
IRS NUMBER: 000000000
FILING VALUES:
FORM TYPE: 25-NSE
BUSINESS ADDRESS:
STREET 1: 100 S. WACKER DRIVE
STREET 2: SUITE 1500
CITY: CHICAGO
STATE: IL
ZIP: 60606
BUSINESS PHONE: 312-442-7832
MAIL ADDRESS:
STREET 1: 100 S. WACKER DRIVE
STREET 2: SUITE 1500
CITY: CHICAGO
STATE: IL
ZIP: 60606
FORMER COMPANY:
FORMER CONFORMED NAME: PACIFIC EXCHANGE INC
DATE OF NAME CHANGE: 20010621
25-NSE
1
primary_doc.xml
X0203
0001143362
NYSE ARCA, INC.
1414040
ALPS ETF Trust
001-34040
1290 Broadway
Suite 1100
Denver
CO
COLORADO
80203
ALPS/GS Momentum Builder Growth Markets Equities and US Treasuries Index ETF
17 CFR 240.12d2-2(a)(3)
Paras Madho
Director
2014-09-16
EX-99.25
2
ruleprovisionnotice.htm
NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES
The NYSE ARCA hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on September 29, 2014, pursuant to the provisions of Rule 12d2-2 (a).
[ X ] 17 CFR 240.12d2-2(a)(3) That on August 28, 2014 the instruments representing the securities comprising the entire class of this security came to evidence, by operation of law or otherwise, other securities in substitution therefore and represent no other right except, if such be the fact, the right to receive an immediate cash payment.
Pursuant to the liquidation/termination which became effective on August 28, 2014, a liquidation payment of $22.24 per share was distributed to holders.
The Exchange also notifies the Securities and Exchange Commission that as a result of the above indicated conditions this security was suspended from trading on August 28, 2014.