0001143313-16-000106.txt : 20160711
0001143313-16-000106.hdr.sgml : 20160711
20160711134826
ACCESSION NUMBER: 0001143313-16-000106
CONFORMED SUBMISSION TYPE: 25-NSE
PUBLIC DOCUMENT COUNT: 2
FILED AS OF DATE: 20160711
DATE AS OF CHANGE: 20160711
EFFECTIVENESS DATE: 20160711
SUBJECT COMPANY:
COMPANY DATA:
COMPANY CONFORMED NAME: DAKOTA PLAINS HOLDINGS, INC.
CENTRAL INDEX KEY: 0001367311
STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-PETROLEUM BULK STATIONS & TERMINALS [5171]
IRS NUMBER: 202543857
STATE OF INCORPORATION: NV
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 25-NSE
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36493
FILM NUMBER: 161761703
BUSINESS ADDRESS:
STREET 1: 294 GROVE LANE EAST
CITY: WAYZATA
STATE: MN
ZIP: 55391
BUSINESS PHONE: 952-473-9950
MAIL ADDRESS:
STREET 1: 294 GROVE LANE EAST
CITY: WAYZATA
STATE: MN
ZIP: 55391
FORMER COMPANY:
FORMER CONFORMED NAME: MCT HOLDING CORP
DATE OF NAME CHANGE: 20060623
FILED BY:
COMPANY DATA:
COMPANY CONFORMED NAME: NYSE MKT LLC
CENTRAL INDEX KEY: 0001143313
IRS NUMBER: 522127241
FILING VALUES:
FORM TYPE: 25-NSE
BUSINESS ADDRESS:
STREET 1: 20 BROAD STREET, 17TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10005
BUSINESS PHONE: 212-656-5024
MAIL ADDRESS:
STREET 1: 20 BROAD STREET, 17TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10005
FORMER COMPANY:
FORMER CONFORMED NAME: NYSE Amex
DATE OF NAME CHANGE: 20090402
FORMER COMPANY:
FORMER CONFORMED NAME: NYSE Alternext US LLC
DATE OF NAME CHANGE: 20081009
FORMER COMPANY:
FORMER CONFORMED NAME: AMERICAN STOCK EXCHANGE LLC
DATE OF NAME CHANGE: 20010620
25-NSE
1
primary_doc.xml
X0203
0001143313
NYSE MKT LLC
1367311
DAKOTA PLAINS HOLDINGS, INC.
001-36493
294 Grove Lane East
Wayzata
MN
MINNESOTA
55391
(952) 473-9950
Common Stock
17 CFR 240.12d2-2(b)
Benjamin Sawyer
Manager
2016-07-11
EX-99.25
2
ruleprovisionnotice.htm
NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES
NYSE MKT LLC (the 'Exchange' or 'NYSE MKT') hereby notifies the Securities and Exchange Commission ('SEC') of its intention to remove the entire class of common stock (the 'Common Stock') of Dakota Plains Holdings, Inc. (the 'Company') from listing and registration on the Exchange on July 22, 2016 pursuant to the provisions of Rule 12d2-2(b), because, in the opinion of the Exchange, the Common Stock is no longer suitable for continued listing and trading on the Exchange.
NYSE Regulation, Inc. ('NYSE Regulation') determined that the Company is no longer suitable for listing and initiated delisting proceedings pursuant to Section 1003 of the NYSE MKT Company Guide.
1. On June 30, 2016, NYSE Regulation determined that the Common Stock of the Company should be suspended immediately from trading, and directed the preparation and filing with the SEC of this application for the removal of the Common Stock from listing and registration on the Exchange. The Company was notified by phone and by letter on June 30, 2016.
2. Pursuant to the above authorization, on June 30, 2016, a press release was immediately issued and notice was made on the 'ticker' of the Exchange announcing the suspension of trading in the Common Stock. Similar information was included on the Exchange's website.
4. The Company had a right to appeal the determination to delist the Common Stock to the Committee for Review (the 'Committee') of the Board of Directors of NYSE Regulation provided that it filed a written request for such a review with the Secretary of the Exchange within seven calendar days of receiving notice of the delisting determination. The Company did not file such request within the specified time period. Consequently, all conditions precedent under SEC Rule 12d2-2(b) to the filing of this application have been satisfied.