Administrator

0001420506-24-000087.txt : 20240129 0001420506-24-000087.hdr.sgml : 20240129 20240129105755 ACCESSION NUMBER: 0001420506-24-000087 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20231231 FILED AS OF DATE: 20240129 DATE AS OF CHANGE: 20240129 EFFECTIVENESS DATE: 20240129 FILER: COMPANY DATA: COMPANY CONFORMED NAME: EQUITEC PROPRIETARY MARKETS, LLC CENTRAL INDEX KEY: 0001143261 ORGANIZATION NAME: IRS NUMBER: 364433608 STATE OF INCORPORATION: IL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-16423 FILM NUMBER: 24571480 BUSINESS ADDRESS: STREET 1: 111 W. JACKSON STREET 2: 20TH FL.OOR CITY: CHICAGO STATE: IL ZIP: 60604 BUSINESS PHONE: 312 692-5009 MAIL ADDRESS: STREET 1: 111 W. JACKSON STREET 2: 20TH FLOOR CITY: CHICAGO STATE: IL ZIP: 60604 FORMER COMPANY: FORMER CONFORMED NAME: EQUITEC PROPRIETARY MARKETS LLC /BD DATE OF NAME CHANGE: 20010620 13F-HR 1 primary_doc.xml X0202 13F-HR LIVE false true true 0001143261 XXXXXXXX 12-31-2023 12-31-2023 false EQUITEC PROPRIETARY MARKETS, LLC

111 W. JACKSON 20TH FLOOR CHICAGO IL 60604

13F HOLDINGS REPORT 028-16423 N Robert Wenzel Administrator 312 692-5081 Robert Wenzel, Administrator CHICAGO IL 12-31-2023 0 109 135199863 false INFORMATION TABLE 2 Form13F_InfoTable.xml INFORMATION TABLE FOR EQUITEC PROPRIETARY MARKETS, LLC (7064) ACE GLOBAL BUSINESS ACQU LTD *W EXP 02/20/202 G0083E110 860 50000 SH SOLE 50000 0 0 ADIT EDTECH ACQUISITION CORP *W EXP 99/99/999 007024110 1852 22045 SH SOLE 22045 0 0 ADVANCED MICRO DEVICES INC COM 007903107 0 6500 SH Put SOLE 0 0 0 ALPHA TAU MEDICAL LTD *W EXP 03/07/202 M0740A116 366 1900 SH SOLE 1900 0 0 ALPHABET INC CAP STK CL C 02079K107 28186 200 SH SOLE 200 0 0 AMC ENTMT HLDGS INC CL A NEW 00165C302 37864 6187 SH SOLE 6187 0 0 AMC ENTMT HLDGS INC CL A NEW 00165C302 1962072 320600 SH Call SOLE 0 0 0 AMC ENTMT HLDGS INC CL A NEW 00165C302 344556 56300 SH Put SOLE 0 0 0 AMEDISYS INC COM 023436108 1901200 20000 SH Put SOLE 0 0 0 AMEDISYS INC COM 023436108 1435406 15100 SH SOLE 15100 0 0 ANGEL OAK FINL STRATEGIES IN COM BEN INT 03464A100 1733608 145559 SH SOLE 145559 0 0 ANGHAMI INC *W EXP 02/03/202 G0369L119 200 2500 SH SOLE 2500 0 0 APPLIED DIGITAL CORP COM NEW 038169207 28096748 4168657 SH SOLE 4168657 0 0 ARK ETF TR INNOVATION ETF 00214Q104 10474 200 SH SOLE 200 0 0 ASSET ENTITIES INC CLASS B COM 04541A105 511 800 SH SOLE 800 0 0 B. RILEY FINANCIAL INC COM 05580M108 21111742 1005800 SH SOLE 1005800 0 0 BABCOCK & WILCOX ENTERPRISES COM 05614L209 375938 257492 SH SOLE 257492 0 0 BANZAI INTERNATIONAL INC *W EXP 12/14/202 06682J118 230 5000 SH SOLE 5000 0 0 BIGBEAR AI HLDGS INC *W EXP 12/08/202 08975B117 59630 176369 SH SOLE 176369 0 0 BROOGE ENERGY LTD *W EXP 12/20/202 G1611B115 842 56885 SH SOLE 56885 0 0 BROOKFIELD INFRASTRUCTURE CO COM SB VTG SHS A 11275Q107 8079120 229000 SH Call SOLE 0 0 0 BROOKFIELD INFRASTRUCTURE CO COM SB VTG SHS A 11275Q107 3863160 109500 SH Put SOLE 0 0 0 BROOKFIELD INFRASTRUCTURE CO COM SB VTG SHS A 11275Q107 441494 12514 SH SOLE 12514 0 0 CADIZ INC COM NEW 127537207 679560 242700 SH SOLE 242700 0 0 CANADIAN PACIFIC KANSAS CITY COM 13646K108 2276928 28800 SH SOLE 28800 0 0 CANADIAN PACIFIC KANSAS CITY COM 13646K108 1138464 14400 SH Call SOLE 0 0 0 CANADIAN PACIFIC KANSAS CITY COM 13646K108 790600 10000 SH Put SOLE 0 0 0 CAPRI HOLDINGS LIMITED SHS G1890L107 5224960 104000 SH Call SOLE 0 0 0 CAPRI HOLDINGS LIMITED SHS G1890L107 5039072 100300 SH Put SOLE 0 0 0 CELULARITY INC *W EXP 07/16/202 151190113 424 10600 SH SOLE 10600 0 0 CEPTON INC *W EXP 06/01/202 15673X119 444 52800 SH SOLE 52800 0 0 CONNS INC COM 208242107 19980 4500 SH SOLE 4500 0 0 D-WAVE QUANTUM INC *W EXP 08/05/202 26740W117 481 5300 SH SOLE 5300 0 0 DOCEBO INC COM 25609L105 1369154 28300 SH SOLE 28300 0 0 DOCEBO INC COM 25609L105 483800 10000 SH Call SOLE 0 0 0 DOCEBO INC COM 25609L105 1906172 39400 SH Put SOLE 0 0 0 DOUBLEDOWN INTERACTIVE CO LT ADS 25862B109 963718 131127 SH SOLE 131127 0 0 ETF MANAGERS TR ETFMG ALTR HRVST 26924G508 3230 1000 SH SOLE 1000 0 0 EVE HLDG INC *W EXP 05/09/202 29970N112 4900 5000 SH SOLE 5000 0 0 GAMESTOP CORP NEW CL A 36467W109 12271 700 SH Call SOLE 0 0 0 GAMESTOP CORP NEW CL A 36467W109 71873 4100 SH SOLE 4100 0 0 GCM GROSVENOR INC *W EXP 11/17/202 36831E116 18000 50000 SH SOLE 50000 0 0 GINKGO BIOWORKS HOLDINGS INC CL A SHS 37611X100 4111074 2432588 SH SOLE 2432588 0 0 GLOBAL GAS CORP DEL *W EXP 12/21/202 37892P115 320 10000 SH SOLE 10000 0 0 GORILLA TECHNOLOGY GROUP INC *W EXP 07/13/202 G4000K118 450 15000 SH SOLE 15000 0 0 GRACELL BIOTECHNOLOGIES INC SPONSORED ADS 38406L103 74296 7400 SH SOLE 7400 0 0 GRACELL BIOTECHNOLOGIES INC SPONSORED ADS 38406L103 11044 1100 SH Call SOLE 0 0 0 GRACELL BIOTECHNOLOGIES INC SPONSORED ADS 38406L103 237948 23700 SH Put SOLE 0 0 0 HAWAIIAN ELEC INDUSTRIES COM 419870100 1419 100 SH SOLE 100 0 0 HIPPO HLDGS INC *W EXP 08/02/202 433539111 116 5800 SH SOLE 5800 0 0 ICAHN ENTERPRISES LP DEPOSITARY UNIT 451100101 3799 221 SH SOLE 221 0 0 ICOSAVAX INC COM 45114M109 567360 36000 SH SOLE 36000 0 0 ICOSAVAX INC COM 45114M109 6304 400 SH Call SOLE 0 0 0 ICOSAVAX INC COM 45114M109 947176 60100 SH Put SOLE 0 0 0 INPIXON COM NEW 2022 45790J867 422 7500 SH SOLE 7500 0 0 INVESCO QQQ TR UNIT SER 1 46090E103 4299960 10500 SH SOLE 10500 0 0 IROBOT CORP COM 462726100 170435 4404 SH SOLE 4404 0 0 IROBOT CORP COM 462726100 1280970 33100 SH Call SOLE 0 0 0 IROBOT CORP COM 462726100 356040 9200 SH Put SOLE 0 0 0 ISHARES TR 20 YR TR BD ETF 464287432 59328 600 SH SOLE 600 0 0 JD.COM INC SPON ADR CL A 47215P106 5778 200 SH SOLE 200 0 0 LAZYDAYS HLDGS INC COM 52110H100 52170 7400 SH SOLE 7400 0 0 LAZYDAYS HLDGS INC COM 52110H100 111390 15800 SH Put SOLE 0 0 0 LILIUM N V CLASS A ORD SHS N52586109 2671629 2264092 SH SOLE 2264092 0 0 LIVEWIRE GROUP INC *W EXP 09/26/202 53838J113 45964 113295 SH SOLE 113295 0 0 LUCID GROUP INC COM 549498103 33259 7900 SH SOLE 7900 0 0 MACYS INC COM 55616P104 20120 1000 SH SOLE 1000 0 0 MACYS INC COM 55616P104 20120 1000 SH Put SOLE 0 0 0 MARATHON DIGITAL HOLDINGS IN COM 565788106 2367792 100800 SH SOLE 100800 0 0 MIRATI THERAPEUTICS INC COM 60468T105 2062125 35100 SH SOLE 35100 0 0 MIRATI THERAPEUTICS INC COM 60468T105 2050375 34900 SH Put SOLE 0 0 0 MONEYHERO LIMITED *W EXP 09/13/202 G6202B119 701 10000 SH SOLE 10000 0 0 MSP RECOVERY INC *W EXP 05/20/202 553745126 2350 500000 SH SOLE 500000 0 0 MULTIMETAVERSE HOLDINGS LTD *W EXP 01/04/202 G6360J136 706 22138 SH SOLE 22138 0 0 NIOCORP DEVS LTD *W EXP 03/17/202 654484153 2650 5000 SH SOLE 5000 0 0 NVIDIA CORPORATION COM 67066G104 0 87800 SH Call SOLE 0 0 0 NVIDIA CORPORATION COM 67066G104 0 48300 SH Put SOLE 0 0 0 OCCIDENTAL PETE CORP *W EXP 08/03/202 674599162 5895365 151435 SH SOLE 151435 0 0 OCEANTECH ACQUISITIONS I COR *W EXP 99/99/999 675507115 1497 63700 SH SOLE 63700 0 0 ORIGIN MATERIALS INC COM 68622D106 23521 28128 SH SOLE 28128 0 0 ORION S.A. COM L72967109 884393 31893 SH SOLE 31893 0 0 OSIRIS ACQUISITION CORP *W EXP 05/01/202 68829A111 357 11900 SH SOLE 11900 0 0 OXUS ACQUISITION CORP *W EXP 99/99/999 G6859L121 750 15000 SH SOLE 15000 0 0 PHARMACYTE BIOTECH INC COM NEW 71715X203 178690 82727 SH SOLE 82727 0 0 PRESTO AUTOMATION INC *W EXP 09/21/202 74113T113 29 1600 SH SOLE 1600 0 0 PRIVETERRA ACQUISITION CORP *W EXP 01/07/202 876545112 84 4800 SH SOLE 4800 0 0 PROSHARES TR II ULTRA VIX SHORT 74347Y771 4220 500 SH SOLE 500 0 0 REVELATION BIOSCIENCES INC *W EXP 01/10/202 76135L119 212 20000 SH SOLE 20000 0 0 SABRE CORP COM 78573M104 4400 1000 SH SOLE 1000 0 0 SEASTAR MEDICAL HOLDING CORP *W EXP 10/28/202 81256L112 2444 80399 SH SOLE 80399 0 0 SILICON MOTION TECHNOLOGY CO SPONSORED ADR 82706C108 0 2700 SH Call SOLE 0 0 0 SONDER HOLDINGS INC *W EXP 01/18/202 83542D110 52 2600 SH SOLE 2600 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 8383042 17637 SH SOLE 17637 0 0 SPIRIT AIRLS INC COM 848577102 0 15000 SH Put SOLE 0 0 0 STRATASYS LTD SHS M85548101 112812 7900 SH SOLE 7900 0 0 STRATASYS LTD SHS M85548101 151368 10600 SH Call SOLE 0 0 0 STRATASYS LTD SHS M85548101 112812 7900 SH Put SOLE 0 0 0 SYNCHRONOSS TECHNOLOGIES INC COM NEW 87157B400 911653 146804 SH SOLE 146804 0 0 TEGNA INC COM 87901J105 0 1000 SH Call SOLE 0 0 0 TESLA INC COM 88160R101 3752048 15100 SH Call SOLE 0 0 0 TESLA INC COM 88160R101 577219 2323 SH SOLE 2323 0 0 TEUCRIUM COMMODITY TR WHEAT FD 88166A508 5970 1000 SH SOLE 1000 0 0 THE ARENA GROUP HOLDINGS INC COM 040044109 158313 66518 SH SOLE 66518 0 0 TMC THE METALS COMPANY INC COM 87261Y106 4400 4000 SH SOLE 4000 0 0 TOWER SEMICONDUCTOR LTD SHS NEW M87915274 12208 400 SH SOLE 400 0 0 TOWER SEMICONDUCTOR LTD SHS NEW M87915274 27468 900 SH Put SOLE 0 0 0 UNITED STATES STL CORP NEW COM 912909108 982730 20200 SH Call SOLE 0 0 0 UNITED STATES STL CORP NEW COM 912909108 1946000 40000 SH Put SOLE 0 0 0 VIEW INC *W EXP 03/08/202 92671V114 126 30000 SH SOLE 30000 0 0