Administrator

0001420506-23-001283.txt : 20230712 0001420506-23-001283.hdr.sgml : 20230712 20230712113127 ACCESSION NUMBER: 0001420506-23-001283 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20230630 FILED AS OF DATE: 20230712 DATE AS OF CHANGE: 20230712 EFFECTIVENESS DATE: 20230712 FILER: COMPANY DATA: COMPANY CONFORMED NAME: EQUITEC PROPRIETARY MARKETS, LLC CENTRAL INDEX KEY: 0001143261 IRS NUMBER: 364433608 STATE OF INCORPORATION: IL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-16423 FILM NUMBER: 231083565 BUSINESS ADDRESS: STREET 1: 111 W. JACKSON STREET 2: 20TH FL.OOR CITY: CHICAGO STATE: IL ZIP: 60604 BUSINESS PHONE: 312 692-5009 MAIL ADDRESS: STREET 1: 111 W. JACKSON STREET 2: 20TH FLOOR CITY: CHICAGO STATE: IL ZIP: 60604 FORMER COMPANY: FORMER CONFORMED NAME: EQUITEC PROPRIETARY MARKETS LLC /BD DATE OF NAME CHANGE: 20010620 13F-HR 1 primary_doc.xml X0202 13F-HR LIVE false true true 0001143261 XXXXXXXX 06-30-2023 06-30-2023 false EQUITEC PROPRIETARY MARKETS, LLC

111 W. JACKSON 20TH FLOOR CHICAGO IL 60604

13F HOLDINGS REPORT 028-16423 N Robert Wenzel Administrator 312 692-5081 Robert Wenzel, Administrator CHICAGO IL 06-30-2023 0 106 331374637 false INFORMATION TABLE 2 Form13F_InfoTable.xml INFORMATION TABLE FOR EQUITEC PROPRIETARY MARKETS, LLC (6262) ACE GLOBAL BUSINESS ACQU LTD *W EXP 02/20/202 G0083E110 2190 50000 SH SOLE 50000 0 0 ACTIVISION BLIZZARD INC COM 00507V109 9218121 109349 SH SOLE 109349 0 0 ACTIVISION BLIZZARD INC COM 00507V109 11565960 137200 SH Call SOLE 0 0 0 ACTIVISION BLIZZARD INC COM 00507V109 18444840 218800 SH Put SOLE 0 0 0 ADIT EDTECH ACQUISITION CORP *W EXP 99/99/999 007024110 1764 22045 SH SOLE 22045 0 0 ADVANCED MICRO DEVICES INC COM 007903107 2152443 18896 SH SOLE 18896 0 0 ADVANCED MICRO DEVICES INC COM 007903107 740415 6500 SH Put SOLE 0 0 0 AEROJET ROCKETDYNE HLDGS INC COM 007800105 548700 10000 SH Call SOLE 0 0 0 AEROJET ROCKETDYNE HLDGS INC COM 007800105 274350 5000 SH Put SOLE 0 0 0 AGILETHOUGHT INC *W EXP 08/23/202 00857F118 1504 40000 SH SOLE 40000 0 0 ALPHA TAU MEDICAL LTD *W EXP 03/07/202 M0740A116 6401 16200 SH SOLE 16200 0 0 ALPHABET INC CAP STK CL A 02079K305 1400490 11700 SH SOLE 11700 0 0 AMC ENTMT HLDGS INC CL A COM 00165C104 306240 69600 SH Call SOLE 0 0 0 AMC ENTMT HLDGS INC CL A COM 00165C104 1245200 283000 SH Put SOLE 0 0 0 ANGEL OAK FINL STRATEGIES IN COM BEN INT 03464A100 2480561 210039 SH SOLE 210039 0 0 ANGEL OAK MORTGAGE REIT INC COM 03464Y108 967178 117376 SH SOLE 117376 0 0 APPLIED DIGITAL CORP COM NEW 038169207 2261896 241914 SH SOLE 241914 0 0 B. RILEY FINANCIAL INC COM 05580M108 51267010 1114985 SH SOLE 1114985 0 0 BABCOCK & WILCOX ENTERPRISES COM 05614L209 1519203 257492 SH SOLE 257492 0 0 BERKSHIRE GREY INC *W EXP 07/21/202 084656115 3348 10000 SH SOLE 10000 0 0 BIGBEAR AI HLDGS INC *W EXP 12/08/202 08975B117 54421 247369 SH SOLE 247369 0 0 BIOHAVEN LTD COM G1110E107 1034540 43250 SH SOLE 43250 0 0 BIOHAVEN LTD COM G1110E107 3690856 154300 SH Put SOLE 0 0 0 BRIDGETOWN HOLDINGS LTD *W EXP 09/30/202 G1355U121 4960 20000 SH SOLE 20000 0 0 BROOGE ENERGY LTD *W EXP 12/20/202 G1611B115 1451 73633 SH SOLE 73633 0 0 CANADIAN PACIFIC KANSAS CITY COM 13646K108 1163088 14400 SH Call SOLE 0 0 0 CANADIAN PACIFIC KANSAS CITY COM 13646K108 807700 10000 SH Put SOLE 0 0 0 CANADIAN PACIFIC KANSAS CITY COM 13646K108 2326176 28800 SH SOLE 28800 0 0 CELULARITY INC *W EXP 07/16/202 151190113 2006 35000 SH SOLE 35000 0 0 CEPTON INC *W EXP 06/01/202 15673X119 2355 55800 SH SOLE 55800 0 0 CHINOOK THERAPEUTICS INC COM 16961L106 772242 20100 SH SOLE 20100 0 0 CHINOOK THERAPEUTICS INC COM 16961L106 1087286 28300 SH Put SOLE 0 0 0 CIRCOR INTL INC COM 17273K109 327410 5800 SH SOLE 5800 0 0 CIRCOR INTL INC COM 17273K109 660465 11700 SH Put SOLE 0 0 0 CXAPP INC *W EXP 03/14/202 23248B117 18900 35000 SH SOLE 35000 0 0 DOUBLEDOWN INTERACTIVE CO LT ADS 25862B109 1254885 131127 SH SOLE 131127 0 0 DUNE ACQUISITION CORP *W EXP 10/29/202 265334110 423 10000 SH SOLE 10000 0 0 EVE HLDG INC *W EXP 05/09/202 29970N112 30804 35000 SH SOLE 35000 0 0 FAT PROJECTS ACQUISITION COR *W EXP 08/31/202 G3400W110 938 20843 SH SOLE 20843 0 0 FERROGLOBE PLC SHS G33856108 79659 16700 SH SOLE 16700 0 0 FORGEROCK INC CL A 34631B101 603876 29400 SH SOLE 29400 0 0 FORGEROCK INC CL A 34631B101 1113268 54200 SH Put SOLE 0 0 0 FRANCHISE GROUP INC COM 35180X105 32167532 1123168 SH SOLE 1123168 0 0 GCM GROSVENOR INC *W EXP 11/17/202 36831E116 18870 65000 SH SOLE 65000 0 0 GINKGO BIOWORKS HOLDINGS INC CL A SHS 37611X100 5953094 3200588 SH SOLE 3200588 0 0 GLOBAL BLUE GROUP HOLDING AG *W EXP 08/28/202 H33700115 1125 10000 SH SOLE 10000 0 0 GORILLA TECHNOLOGY GROUP INC *W EXP 07/13/202 G4000K118 1950 15000 SH SOLE 15000 0 0 HORIZON THERAPEUTICS PUB L SHS G46188101 14327005 139300 SH Call SOLE 0 0 0 HORIZON THERAPEUTICS PUB L SHS G46188101 13730475 133500 SH Put SOLE 0 0 0 HORIZON THERAPEUTICS PUB L SHS G46188101 673668 6550 SH SOLE 6550 0 0 IMEDIA BRANDS INC COM CL A 452465206 3191 24175 SH SOLE 24175 0 0 INNOVATIVE INTL ACQUSITIN CO *W EXP 07/01/202 G4809M125 1263 23169 SH SOLE 23169 0 0 IVERIC BIO INC COM 46583P102 16880794 429100 SH Call SOLE 0 0 0 IVERIC BIO INC COM 46583P102 20527612 521800 SH Put SOLE 0 0 0 JASPER THERAPEUTICS INC *W EXP 09/24/202 471871111 4131 33586 SH SOLE 33586 0 0 LILIUM N V CLASS A ORD SHS N52586109 949062 539240 SH SOLE 539240 0 0 LIVEWIRE GROUP INC *W EXP 09/26/202 53838J113 57995 94300 SH SOLE 94300 0 0 LUCID GROUP INC COM 549498103 94393 13700 SH SOLE 13700 0 0 MARATHON DIGITAL HOLDINGS IN COM 565788106 139986 10100 SH SOLE 10100 0 0 MINORITY EQUALITY OPPORTUNIT *W EXP 08/26/202 60436Q118 0 20000 SH SOLE 20000 0 0 MONEYLION INC *W EXP 09/22/202 60938K114 220 10000 SH SOLE 10000 0 0 MONTEREY INNOVATION ACQUI CO *W EXP 09/30/202 61240F116 269 10000 SH SOLE 10000 0 0 MSP RECOVERY INC *W EXP 05/20/202 553745126 2000 500000 SH SOLE 500000 0 0 MULTIMETAVERSE HOLDINGS LTD *W EXP 01/04/202 G6360J136 1757 29887 SH SOLE 29887 0 0 NATIONAL INSTRS CORP COM 636518102 2301740 40100 SH SOLE 40100 0 0 NATIONAL INSTRS CORP COM 636518102 2657620 46300 SH Put SOLE 0 0 0 NVIDIA CORPORATION COM 67066G104 22589268 53400 SH Call SOLE 0 0 0 OCCIDENTAL PETE CORP *W EXP 08/03/202 674599162 8202936 219800 SH SOLE 219800 0 0 OCEANTECH ACQUISITIONS I COR *W EXP 99/99/999 675507115 2548 63700 SH SOLE 63700 0 0 ORIGIN MATERIALS INC COM 68622D106 119825 28128 SH SOLE 28128 0 0 ORION S.A. 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