0001420506-17-000644.txt : 20171023 0001420506-17-000644.hdr.sgml : 20171023 20171023104550 ACCESSION NUMBER: 0001420506-17-000644 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20170930 FILED AS OF DATE: 20171023 DATE AS OF CHANGE: 20171023 EFFECTIVENESS DATE: 20171023 FILER: COMPANY DATA: COMPANY CONFORMED NAME: EQUITEC PROPRIETARY MARKETS, LLC CENTRAL INDEX KEY: 0001143261 IRS NUMBER: 364433608 STATE OF INCORPORATION: IL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-16423 FILM NUMBER: 171148463 BUSINESS ADDRESS: STREET 1: 111 W. JACKSON STREET 2: 20TH FL.OOR CITY: CHICAGO STATE: IL ZIP: 60604 BUSINESS PHONE: 312 692-5009 MAIL ADDRESS: STREET 1: 111 W. JACKSON STREET 2: 20TH FLOOR CITY: CHICAGO STATE: IL ZIP: 60604 FORMER COMPANY: FORMER CONFORMED NAME: EQUITEC PROPRIETARY MARKETS LLC /BD DATE OF NAME CHANGE: 20010620 13F-HR 1 primary_doc.xml 13F-HR LIVE false true true 0001143261 XXXXXXXX 09-30-2017 09-30-2017 false EQUITEC PROPRIETARY MARKETS, LLC

111 W. JACKSON 20TH FLOOR CHICAGO IL 60604

13F HOLDINGS REPORT 028-16423 N Christopher Kuehner 312 692-5011 Christopher Kuehner , Compliance Officer CHICAGO IL 10-23-2017 0 96 425266 false INFORMATION TABLE 2 Form13F_InfoTable.xml INFORMATION TABLE FOR EQUITEC PROPRIETARY MARKETS, LLC AETNA INC NEW COM 00817Y108 1972 12400 SH Call SOLE 0 0 0 ALERE INC COM 01449J105 4194 82250 SH SOLE 82250 0 0 ALERE INC COM 01449J105 27101 531500 SH Call SOLE 0 0 0 ALERE INC COM 01449J105 9714 190500 SH Put SOLE 0 0 0 AQUABOUNTY TECHNOLOGIES INC COM NEW 03842K200 2 323 SH SOLE 323 0 0 AT&T INC COM 00206R102 118 3000 SH Put SOLE 0 0 0 AT&T INC COM 00206R102 1853 47300 SH Call SOLE 0 0 0 B RILEY FINL INC COM 05580M108 9089 533062 SH SOLE 533062 0 0 CADIZ INC COM NEW 127537207 184 14523 SH SOLE 14523 0 0 CIGNA CORPORATION COM 125509109 3141 16800 SH Put SOLE 0 0 0 CIGNA CORPORATION COM 125509109 3141 16800 SH SOLE 16800 0 0 DIGITAL TURBINE INC COM NEW 25400W102 262 173185 SH SOLE 173185 0 0 DISNEY WALT CO COM DISNEY 254687106 49 500 SH SOLE 500 0 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