0001209191-17-063911.txt : 20171205 0001209191-17-063911.hdr.sgml : 20171205 20171205162139 ACCESSION NUMBER: 0001209191-17-063911 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20171201 FILED AS OF DATE: 20171205 DATE AS OF CHANGE: 20171205 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Layfield T. Gaylon CENTRAL INDEX KEY: 0001473168 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32968 FILM NUMBER: 171239919 MAIL ADDRESS: STREET 1: 901 E. CARY STREET STREET 2: ONE JAMES CENTER, SUITE 1700 CITY: RICHMOND STATE: VA ZIP: 23219 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Xenith Bankshares, Inc. CENTRAL INDEX KEY: 0001143155 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 542053718 STATE OF INCORPORATION: VA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE JAMES CENTER STREET 2: 901 E. CARY STREET, SUITE 1700 CITY: RICHMOND STATE: VA ZIP: 23219 BUSINESS PHONE: (804) 433-2200 MAIL ADDRESS: STREET 1: ONE JAMES CENTER STREET 2: 901 E. CARY STREET, SUITE 1700 CITY: RICHMOND STATE: VA ZIP: 23219 FORMER COMPANY: FORMER CONFORMED NAME: HAMPTON ROADS BANKSHARES INC DATE OF NAME CHANGE: 20010619 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2017-12-01 0 0001143155 Xenith Bankshares, Inc. XBKS 0001473168 Layfield T. Gaylon 901 E. CARY STREET SUITE 1700 RICHMOND VA 23219 1 1 0 0 Chief Executive Officer Common Stock 2017-12-01 4 M 0 11484 26.20 A 110449 D Common Stock 2017-12-01 4 M 0 4400 9.20 A 114849 D Common Stock 2017-12-01 4 M 0 5280 8.30 A 120129 D Common Stock 2017-12-01 4 M 0 30624 9.50 A 150753 D Option (right to buy) 26.20 2017-12-01 4 M 0 11484 0.00 D 2019-12-23 Common Stock 11484 0 D Option (right to buy) 9.20 2017-12-01 4 M 0 4400 0.00 D 2021-08-01 Common Stock 4400 0 D Option (right to buy) 8.30 2017-12-01 4 M 0 5280 0.00 D 2022-02-22 Common Stock 5280 0 D Option (right to buy) 9.50 2017-12-01 4 M 0 30624 0.00 D 2022-08-14 Common Stock 30624 0 D These options were exercisable in three equal installments on December 22, 2010, December 22, 2011, and December 22, 2012. These options were exercisable as follows: 33% on August 2, 2012, 33% on August 2, 2013, and 34% on August 2, 2014. These options were exercisable in three equal installments on February 23, 2013, February 23, 2014, and February 23, 2015. These options were exercisable in three equal installments on August 14, 2013, August 14, 2014, and August 14, 2015. /s/ Thomas W. Osgood, attorney-in-fact 2017-12-05 EX-24.4_755240 2 poa.txt POA DOCUMENT LIMITED POWER OF ATTORNEY FOR SECTION 16 REPORTING OBLIGATIONS Know all by these presents, that the undersigned's hereby makes, constitutes and appoints ________ as the undersigned's true and lawful attorney-in-fact, with full power and authority as hereinafter described on behalf of and in the name, place and stead of the undersigned to: (1) prepare, execute, acknowledge, deliver and file Forms 3, 4, and 5 (including any amendments thereto) with respect to the securities of __________________, a _________ corporation (the "Company"), with the United States Securities and Exchange Commission, any national securities exchanges and the Company, as considered necessary or advisable under Section 16(a) of the Securities Exchange Act of 1934 and the rules and regulations promulgated thereunder, as amended from time to time (the "Exchange Act"); (2) seek or obtain, as the undersigned's representative and on the undersigned's behalf, information on transactions in the Company's securities from any third party, including brokers, employee benefit plan administrators and trustees, and the undersigned hereby authorizes any such person to release any such information to the undersigned and approves and ratifies any such release of information; and (3) perform any and all other acts which in the discretion of such attorney-in-fact are necessary or desirable for and on behalf of the undersigned in connection with the foregoing. The undersigned acknowledges that: (1) this Power of Attorney authorizes, but does not require, such attorney-in-fact to act in their discretion on information provided to such attorney-in-fact without independent verification of such information; (2) any documents prepared and/or executed by such attorney-in-fact on behalf of the undersigned pursuant to this Power of Attorney will be in such form and will contain such information and disclosure as such attorney-in-fact, in his or her discretion, deems necessary or desirable; (3) neither the Company nor such attorney-in-fact assumes (i) any liability for the undersigned's responsibility to comply with the requirement of the Exchange Act, (ii) any liability of the undersigned for any failure to comply with such requirements, or (iii) any obligation or liability of the undersigned for profit disgorgement under Section 16(b) of the Exchange Act; and (4) this Power of Attorney does not relieve the undersigned from responsibility for compliance with the undersigned's obligations under the Exchange Act, including without limitation the reporting requirements under Section 16 of the Exchange Act. The undersigned hereby gives and grants the foregoing attorney-in-fact full power and authority to do and perform all and every act and thing whatsoever requisite, necessary or appropriate to be done in and about the foregoing matters as fully to all intents and purposes as the undersigned might or could do if present, hereby ratifying all that such attorney-in-fact of, for and on behalf of the undersigned, shall lawfully do or cause to be done by virtue of this Limited Power of Attorney. This Power of Attorney shall remain in full force and effect until revoked by the undersigned in a signed writing delivered to such attorney-in-fact. IN WITNESS WHEREOF, the undersigned has caused this Power of Attorney to be executed as of this _______ day of ___________, ___________. _________________________________ Signature _________________________________ Print Name STATE OF COUNTY OF On this ___________ day of ____________, ______________, ________________ personally appeared before me, and acknowledged that s/he executed the foregoing instrument for the purposes therein contained. IN WITNESS WHEREOF, I have hereunto set my hand and official seal. _________________________________ Notary Public _________________________________ My Commission Expires: