0001209191-14-078322.txt : 20141230 0001209191-14-078322.hdr.sgml : 20141230 20141230134140 ACCESSION NUMBER: 0001209191-14-078322 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20141227 FILED AS OF DATE: 20141230 DATE AS OF CHANGE: 20141230 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Eclipse Resources Corp CENTRAL INDEX KEY: 0001600470 STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311] IRS NUMBER: 464812998 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2121 OLD GATESBURG ROAD, SUITE 110 CITY: STATE COLLEGE STATE: PA ZIP: 16803 BUSINESS PHONE: (866)590-2568 MAIL ADDRESS: STREET 1: 2121 OLD GATESBURG ROAD, SUITE 110 CITY: STATE COLLEGE STATE: PA ZIP: 16803 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PHILLIPS D MARTIN CENTRAL INDEX KEY: 0001142791 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36511 FILM NUMBER: 141315496 MAIL ADDRESS: STREET 1: 1100 LOUISIANA STREET STREET 2: SUITE 4900 CITY: HOUSTON STATE: TX ZIP: 77002 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MILLER DAVID B CENTRAL INDEX KEY: 0001167138 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36511 FILM NUMBER: 141315498 MAIL ADDRESS: STREET 1: 3811 TURTLE CREEK BLVD. STREET 2: SUITE 1080 CITY: DALLAS STATE: TX ZIP: 75219 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PETERSEN GARY R CENTRAL INDEX KEY: 0001181757 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36511 FILM NUMBER: 141315499 MAIL ADDRESS: STREET 1: 210 HEDWIG CITY: HOUSTON STATE: TX ZIP: 77019 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RNBD GP LLC CENTRAL INDEX KEY: 0001290912 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36511 FILM NUMBER: 141315500 BUSINESS ADDRESS: STREET 1: 1100 LOUISIANA STREET 2: SUITE 3150 CITY: HOUSTON STATE: TX ZIP: 77002 BUSINESS PHONE: 7136596100 MAIL ADDRESS: STREET 1: 1100 LOUISIANA STREET 2: SUITE 3150 CITY: HOUSTON STATE: TX ZIP: 77002 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: EnCap Investments GP, L.L.C. CENTRAL INDEX KEY: 0001290911 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36511 FILM NUMBER: 141315501 BUSINESS ADDRESS: STREET 1: 1100 LOUISIANA STREET 2: SUITE 3150 CITY: HOUSTON STATE: TX ZIP: 77002 BUSINESS PHONE: 7136596100 MAIL ADDRESS: STREET 1: 1100 LOUISIANA STREET 2: SUITE 3150 CITY: HOUSTON STATE: TX ZIP: 77002 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: EnCap Energy Capital Fund VIII, L.P. CENTRAL INDEX KEY: 0001504103 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36511 FILM NUMBER: 141315504 BUSINESS ADDRESS: STREET 1: 1100 LOUISIANA, SUITE 3150 CITY: HOUSTON STATE: TX ZIP: 77002 BUSINESS PHONE: 713.659.6100 MAIL ADDRESS: STREET 1: 1100 LOUISIANA, SUITE 3150 CITY: HOUSTON STATE: TX ZIP: 77002 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: EnCap Energy Capital Fund IX, L.P. CENTRAL INDEX KEY: 0001565683 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36511 FILM NUMBER: 141315502 BUSINESS ADDRESS: STREET 1: 1100 LOUISIANA STREET, SUITE 4900 CITY: HOUSTON STATE: TX ZIP: 77002 BUSINESS PHONE: 713-659-6100 MAIL ADDRESS: STREET 1: 1100 LOUISIANA STREET, SUITE 4900 CITY: HOUSTON STATE: TX ZIP: 77002 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ZORICH ROBERT L CENTRAL INDEX KEY: 0001229915 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36511 FILM NUMBER: 141315497 MAIL ADDRESS: STREET 1: 1100 LOUISIANA STREET 2: SUITE 4900 CITY: HOUSTON STATE: TX ZIP: 77002 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: EnCap Energy Capital Fund VIII Co-Investors, L.P. CENTRAL INDEX KEY: 0001537403 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36511 FILM NUMBER: 141315503 BUSINESS ADDRESS: STREET 1: 1100 LOUISIANA STREET, SUITE 3150 CITY: HOUSTON STATE: TX ZIP: 77002 BUSINESS PHONE: 713.659.6100 MAIL ADDRESS: STREET 1: 1100 LOUISIANA STREET, SUITE 3150 CITY: HOUSTON STATE: TX ZIP: 77002 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2014-12-27 0 0001600470 Eclipse Resources Corp ECR 0001504103 EnCap Energy Capital Fund VIII, L.P. 1100 LOUISIANA STREET, SUITE 4900 HOUSTON TX 77002 0 0 1 0 0001537403 EnCap Energy Capital Fund VIII Co-Investors, L.P. 1100 LOUISIANA STREET, SUITE 4900 HOUSTON TX 77002 0 0 1 0 0001565683 EnCap Energy Capital Fund IX, L.P. 1100 LOUISIANA STREET, SUITE 4900 HOUSTON TX 77002 0 0 1 0 0001290911 EnCap Investments GP, L.L.C. 1100 LOUISIANA STREET, SUITE 4900 HOUSTON TX 77002 0 0 1 0 0001290912 RNBD GP LLC 1100 LOUISIANA STREET, SUITE 4900 HOUSTON TX 77002 0 0 1 0 0001181757 PETERSEN GARY R 1100 LOUISIANA STREET, SUITE 4900 HOUSTON TX 77002 0 0 1 0 0001167138 MILLER DAVID B 1100 LOUISIANA STREET, SUITE 4900 HOUSTON TX 77002 0 0 1 0 0001229915 ZORICH ROBERT L 1100 LOUISIANA STREET, SUITE 4900 HOUSTON TX 77002 1 0 1 0 0001142791 PHILLIPS D MARTIN 1100 LOUISIANA STREET, SUITE 4900 HOUSTON TX 77002 1 0 1 0 Common Stock, par value $0.01 per share 2014-12-27 4 P 0 4136353 7.04 A 4136353 D Common Stock, par value $0.01 per share 2014-12-27 4 P 0 9558304 7.04 A 9558304 I See footnote Common Stock, par value $0.01 per share 2014-12-27 4 P 0 30967616 7.04 A 30967616 I See footnote Common Stock, par value $0.01 per share 129700000 I See footnotes On December 27, 2014, EnCap Energy Capital Fund VIII, L.P. ("EnCap Fund VIII"), EnCap Energy Capital Fund VIII Co-Investors, L.P. ("EnCap Fund VIII Co-Invest") and EnCap Energy Capital Fund IX, L.P. ("EnCap Fund IX" and collectively with EnCap Fund VIII and EnCap Fund VIII Co-Invest, the "EnCap Funds") entered into a Securities Purchase Agreement with the Issuer to purchase shares of common stock in a private placement transaction. The issuance of the foregoing is subject to the satisfaction of customary closing conditions. These securities are directly held by EnCap Fund VIII. The EnCap Funds are controlled indirectly by David B. Miller, D. Martin Phillips, Gary R. Petersen, and Robert L. Zorich, who are the controlling members of RNBD GP LLC ("RNBD") and any action taken by RNBD to dispose or acquire securities has to be unanimously approved by all four members. RNBD is the sole member of EnCap Investments GP, L.L.C. ("EnCap Investments GP"), which is the general partner of EnCap Investments L.P. ("EnCap Investments"), which is the general partner of EnCap Equity Fund VIII GP, L.P. ("EnCap Fund VIII GP"), the sole general partner of EnCap Fund VIII. Therefore, Messrs. Miller, Phillips, Petersen and Zorich, RNBD, EnCap Investments GP, EnCap Investments and EnCap Fund VIII GP may be deemed to beneficially own these securities. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the reported securities for purposes of Section 16 or for any other purpose. These securities are directly held by EnCap Fund VIII Co-Invest. The EnCap Funds are controlled indirectly by Messrs. Miller, Phillips, Petersen, and Zorich, who are the controlling members of RNBD and any action taken by RNBD to dispose or acquire securities has to be unanimously approved by all four members. RNBD is the sole member of EnCap Investments GP, which is the general partner of EnCap Investments, which is the general partner of EnCap Fund VIII GP, the sole general partner of EnCap Fund VIII Co-Invest. Therefore, Messrs. Miller, Phillips, Petersen and Zorich, RNBD, EnCap Investments GP, EnCap Investments and EnCap Fund VIII GP may be deemed to beneficially own these securities. These securities are directly held by EnCap Fund IX. The EnCap Funds are controlled indirectly by Messrs. Miller, Phillips, Petersen, and Zorich, who are the controlling members of RNBD and any action taken by RNBD to dispose or acquire securities has to be unanimously approved by all four members. RNBD is the sole member of EnCap Investments GP, which is the general partner of EnCap Investments, which is the general partner of EnCap Equity Fund IX GP, L.P. ("EnCap Fund IX GP"), the sole general partner of EnCap Fund IX. Therefore, Messrs. Miller, Phillips, Petersen and Zorich, RNBD, EnCap Investments GP, EnCap Investments and EnCap Fund IX GP may be deemed to beneficially own these securities. Eclipse Resources Holdings, L.P. ("Eclipse Holdings") directly holds 129,700,000 shares of common stock. The EnCap Funds collectively own 100% of the Class A Units of Eclipse Holdings. The EnCap Funds are controlled indirectly by Messrs. Miller, Phillips, Petersen, and Zorich, who are the controlling members of RNBD and any action taken by RNBD to dispose or acquire securities has to be unanimously approved by all four members. RNBD is the sole member of EnCap Investments GP, which is the general partner of EnCap Investments, which is the general partner of EnCap Equity Fund VIII GP and EnCap Equity Fund IX GP. EnCap Fund VIII GP is the sole general partner of each of EnCap Fund VIII and EnCap Fund VIII Co-Invest. EnCap Fund IX GP is the sole general partner of EnCap Fund IX. (Continued from footnote 6) Therefore, Messrs. Miller, Phillips, Petersen and Zorich, RNBD, EnCap Investments GP, EnCap Investments, EnCap VIII GP, EnCap Fund IX GP, EnCap Fund VIII, EnCap Fund VIII Co-Invest and EnCap Fund IX may be deemed to beneficially own these securities. Exhibit List Exhibit 99 - Joint Filer Information EnCap Energy Capital Fund VIII, L.P., By: EnCap Equity Fund VIII GP, L.P.,its general partner, EnCap Investments L.P., its general partner,EnCap Investments GP, L.L.C, its general partner, /s/ D. Martin Phillips, Sr. Managing Director 2014-12-30 EX-99 2 attachment1.htm EX-99 DOCUMENT

                                                                      Exhibit 99

                         Form 4 Joint Filer Information


Name:                          EnCap Energy Capital Fund VIII Co-Investors, L.P.

Address:                       1100 LOUISIANA STREET, SUITE 4900
                               HOUSTON, TX 77002

Issuer & Ticket Symbol:        Eclipse Resources Corporation [ECR]

Date of Event Requiring
Statement:                     12/27/2014

Relationship of Reporting
Person to Issuer:              10% Owner

Signature:                     EnCap Energy Capital Fund VIII Co-Investors, L.P.

                               By: EnCap Equity Fund VIII GP, L.P.,
                                   its general partner

                               By: EnCap Investments L.P.,
                                   its general partner

                               By: EnCap Investments GP, L.L.C,
                                   its general partner

                               By: /s/ D. Martin Phillips, Sr. Managing Director
                                   ---------------------------------------------

Date:                              12/30/2014


Name:                          EnCap Energy Capital Fund IX, L.P.

Address:                       1100 LOUISIANA STREET, SUITE 4900
                               HOUSTON, TX 77002

Issuer & Ticket Symbol:        Eclipse Resources Corporation [ECR]

Date of Event Requiring        12/27/2014
Statement:

Relationship of Reporting
Person to Issuer:              10% Owner

Signature:                     EnCap Energy Capital Fund IX, L.P.

                               By: EnCap Equity Fund IX GP, L.P.,
                                   its general partner

                               By: EnCap Investments L.P.,
                                   its general partner

                               By: EnCap Investments GP, L.L.C,
                                   its general partner

                               By: /s/ D. Martin Phillips, Sr. Managing Director
                                   ---------------------------------------------

Date:                          12/30/2014


Name:                          EnCap Investments GP, L.L.C.

Address:                       1100 LOUISIANA STREET, SUITE 4900
                               HOUSTON, TX 77002

Issuer & Ticket Symbol:        Eclipse Resources Corporation [ECR]

Date of Event Requiring
Statement:                     12/27/2014

Relationship of Reporting
Person to Issuer:              10% Owner

Signature:                     EnCap Investments GP, L.L.C.

                               By: /s/ D. Martin Phillips, Sr. Managing Director
                                   ---------------------------------------------

Date:                          12/30/2014


Name:                          RNBD GP LLC

Address:                       1100 LOUISIANA STREET, SUITE 4900
                               HOUSTON, TX 77002

Issuer & Ticket Symbol:             Eclipse Resources Corporation [ECR]

Date of Event Requiring
Statement:                     12/27/2014

Relationship of Reporting
Person to Issuer:              10% Owner

Signature:                     RNBD GP LLC

                               By: /s/ D. Martin Phillips, Member
                                   ---------------------------------------------

Date:                          12/30/2014

Name:                          Gary R. Petersen

Address:                       1100 LOUISIANA STREET, SUITE 4900
                               HOUSTON, TX 77002

Issuer & Ticket Symbol:        Eclipse Resources Corporation [ECR]

Date of Event Requiring
Statement:                     12/27/2014

Relationship of Reporting
Person to Issuer:              10% Owner

Signature:
                               /s/ Gary R. Petersen
                               ------------------------------------------------

Date:                          12/30/2014


Name:                          David B. Miller

Address:                       1100 LOUISIANA STREET, SUITE 4900
                               HOUSTON, TX 77002

Issuer & Ticket Symbol:        Eclipse Resources Corporation [ECR]

Date of Event Requiring
Statement:                     12/27/2014

Relationship of Reporting
Person to Issuer:              10% Owner

Signature:
                               /s/ David B. Miller
                               -------------------------------------------------

Date:                          12/30/2014


Name:                          Robert L. Zorich

Address:                       1100 LOUISIANA STREET, SUITE 4900
                               HOUSTON, TX 77002

Issuer & Ticket Symbol:        Eclipse Resources Corporation [ECR]

Date of Event Requiring
Statement:                     12/27/2014

Relationship of Reporting
Person to Issuer:              10% Owner and Director

Signature:
                               /s/ Robert L. Zorich
                               ------------------------------------------------

Date:                          12/30/2014


Name:                          D. Martin Phillips

Address:                       1100 LOUISIANA STREET, SUITE 4900
                               HOUSTON, TX 77002

Issuer & Ticket Symbol:        Eclipse Resources Corporation [ECR]

Date of Event Requiring
Statement:                     12/27/2014

Relationship of Reporting
Person to Issuer:              10% Owner and Director

Signature:                     /s/ D. Martin Phillips
                               ------------------------------------------------

Date:                          12/30/2014