0000899243-22-000232.txt : 20220103 0000899243-22-000232.hdr.sgml : 20220103 20220103210042 ACCESSION NUMBER: 0000899243-22-000232 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20211229 FILED AS OF DATE: 20220103 DATE AS OF CHANGE: 20220103 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KIRKLAND J BRYANT III CENTRAL INDEX KEY: 0001142748 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-41054 FILM NUMBER: 22503784 MAIL ADDRESS: STREET 1: 4400 BISCAYNE BLVD STREET 2: 10TH FLOOR CITY: MIAMI STATE: FL ZIP: 33137 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Douglas Elliman Inc. CENTRAL INDEX KEY: 0001878897 STANDARD INDUSTRIAL CLASSIFICATION: BLANK CHECKS [6770] IRS NUMBER: 872176850 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4400 BISCAYNE BLVD STREET 2: FLOOR 10 CITY: MIAMI STATE: FL ZIP: 33137 BUSINESS PHONE: 3055798026 MAIL ADDRESS: STREET 1: 4400 BISCAYNE BLVD STREET 2: FLOOR 10 CITY: MIAMI STATE: FL ZIP: 33137 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-12-29 0 0001878897 Douglas Elliman Inc. DOUG 0001142748 KIRKLAND J BRYANT III C/O DOUGLAS ELLIMAN INC.. 4400 BISCAYNE BLVD; 10TH FLOOR MIAMI FL 33137 0 1 0 0 SVP, Treasurer & CFO Common Stock 2021-12-29 4 J 0 244010 0.00 A 244010 D Common Stock 2021-12-31 4 A 0 150000 0.00 A 394010 D Represents 244,010 shares of Common Stock of the Issuer acquired by the Reporting Person in a pro rata distribution by Vector Group Ltd. ("Vector") to holders of its common stock (including Vector common stock underlying outstanding stock option awards and restricted stock awards), which occurred on December 29, 2021 in a transaction exempt under Rules 16a-9 and 16b-3 of the Securities Exchange Act of 1934, as amended (the "Distribution"), comprised of (x) 97,434 shares of Common Stock acquired in respect of shares of Vector common stock held outright and (y) 146,576 shares of Common Stock acquired in respect of Vector common stock underlying outstanding stock option awards and restricted stock awards. (continued from Footnote 1) The Reporting Person's tax obligations arising from the portion of the Distribution made in respect of Vector common stock underlying stock option awards and restricted stock awards were satisfied by reducing the number of shares of Issuer Common Stock that would otherwise have been distributed to the Reporting Person by 95,098 shares. Following the Distribution, on December 31, 2021, the Issuer granted the Reporting Person a restricted stock award of 150,000 shares of Issuer Common Stock pursuant to Issuer's 2021 Management Incentive Plan. The award will vest in four equal annual installments commencing on December 15, 2022, subject to the Reporting Person's continued employment through each such vesting date or earlier vesting upon the Reporting Person's death or disability, termination of employment without cause or resignation for good reason and change-of-control. /s/ J Bryant Kirkland III 2022-01-03