-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, EcdTfFcc6vBg0I3rcskPUJs9FR6kLImmBfIynIS70S1/+SaSIaJElLPr2re5EFX+ Zx+GpwrDhWK4XKBaYdbnuQ== 0001179110-04-010266.txt : 20040512 0001179110-04-010266.hdr.sgml : 20040512 20040512151440 ACCESSION NUMBER: 0001179110-04-010266 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040512 FILED AS OF DATE: 20040512 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NUVASIVE INC CENTRAL INDEX KEY: 0001142596 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 330768598 STATE OF INCORPORATION: DE BUSINESS ADDRESS: STREET 1: 10065 OLD GROVE RD CITY: SAN DIEGO STATE: CA ZIP: 92131 BUSINESS PHONE: 8582717070 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Valentine Keith CENTRAL INDEX KEY: 0001289408 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-50744 FILM NUMBER: 04799148 BUSINESS ADDRESS: BUSINESS PHONE: (858) 271-7070 MAIL ADDRESS: STREET 1: 10065 OLD GROVE ROAD CITY: SAN DIEGO STATE: CA ZIP: 92131 3 1 edgar.xml FORM 3 - X0202 3 2004-05-12 0 0001142596 NUVASIVE INC NUVA 0001289408 Valentine Keith 10065 OLD GROVE ROAD SAN DIEGO CA 92131 0 1 0 0 Executive Vice President Common Stock 213824 D Series D-1 Preferred Stock 39526 D Stock Option (Right to Buy) 0.63 2003-07-12 2012-07-31 Common Stock 7500 D Stock Option (Right to Buy) 0.63 2004-01-01 2013-01-15 Common Stock 5000 D Stock Option (Right to Buy) 3.75 2004-01-01 2014-01-02 Common Stock 26666 D Stock Option (Right to Buy) 3.75 2004-01-01 2014-01-02 Common Stock 53334 D Immediately following the closing of the initial public offering of the Issuer's Common Stock, all outstanding shares of Preferred Stock will be automatically converted into shares of the Issuer's Comon Stock. The option is immediately exercisable, but shares purchased under such option are subject to repurchase by the Issuer at the option exercise price, upon the Reporting Person's termination of service to the Issuer prior to vesting in these shares. Option shares vest in 6 equal monthly installments beginning on February 12, 2006. The option is immediately exercisable, but shares purchased under such option are subject to repurchase by the Issuer at the option exercise price, upon the Reporting Person's termination of service to the Issuer prior to vesting in these shares. Option shares vest in 12 equal monthly installments beginning on February 1, 2006. The option is immediately exercisable, but shares purchased under such option are subject to repurchase by the Issuer at the option exercise price, upon the Reporting Person's termination of service to the Issuer prior to vesting in these shares. 25% of the option shares vest on such date with the remaining option shares vesting in 36 equal monthly installments therafter. /s/ Keith Valentine 2004-05-12 -----END PRIVACY-ENHANCED MESSAGE-----