0001730168-21-000097.txt : 20210506
0001730168-21-000097.hdr.sgml : 20210506
20210506171122
ACCESSION NUMBER: 0001730168-21-000097
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210504
FILED AS OF DATE: 20210506
DATE AS OF CHANGE: 20210506
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: HARTENSTEIN EDDY W
CENTRAL INDEX KEY: 0001142524
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38449
FILM NUMBER: 21898905
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Broadcom Inc.
CENTRAL INDEX KEY: 0001730168
STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1031
BUSINESS ADDRESS:
STREET 1: 1320 RIDDER PARK DRIVE
CITY: SAN JOSE
STATE: CA
ZIP: 95131
BUSINESS PHONE: 408-433-8000
MAIL ADDRESS:
STREET 1: 1320 RIDDER PARK DRIVE
CITY: SAN JOSE
STATE: CA
ZIP: 95131
FORMER COMPANY:
FORMER CONFORMED NAME: Broadcom Ltd
DATE OF NAME CHANGE: 20180201
4
1
wf-form4_162033546087261.xml
FORM 4
X0306
4
2021-05-04
0
0001730168
Broadcom Inc.
AVGO
0001142524
HARTENSTEIN EDDY W
C/O BROADCOM INC.
1320 RIDDER PARK DRIVE
SAN JOSE
CA
95131
1
0
0
0
Common Stock, $0.001 par value
2021-05-04
4
S
0
60
439.75
D
3596
D
Common Stock, $0.001 par value
2021-05-04
4
S
0
108
440.601
D
3488
D
Common Stock, $0.001 par value
2021-05-04
4
S
0
155
442.336
D
3333
D
Common Stock, $0.001 par value
2021-05-04
4
S
0
177
443.691
D
3156
D
Common Stock, $0.001 par value
2021-05-04
4
S
0
30
445.32
D
3126
D
Common Stock, $0.001 par value
2021-05-05
4
S
0
133
444.218
D
2993
D
Common Stock, $0.001 par value
2021-05-05
4
S
0
60
446.07
D
2933
D
Common Stock, $0.001 par value
2021-05-05
4
S
0
90
447.643
D
2843
D
Common Stock, $0.001 par value
2021-05-05
4
S
0
127
448.403
D
2716
D
Common Stock, $0.001 par value
2021-05-05
4
S
0
90
450.117
D
2626
D
Common Stock, $0.001 par value
2021-05-05
4
S
0
30
451.08
D
2596
D
Common Stock, $0.001 par value
22892
I
See Footnote
Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
Transaction executed in multiple trades at prices ranging from $439.27 to $440.23 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
Includes 476 restricted stock units.
Transaction executed in multiple trades at prices ranging from $440.31 to $440.85 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
Transaction executed in multiple trades at prices ranging from $442.06 to $443.05 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
Transaction executed in multiple trades at prices ranging from $443.16 to $444.00 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
Transaction executed in multiple trades at prices ranging from $443.86 to $444.52 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
Transaction executed in multiple trades at prices ranging from $445.78 to $446.36 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
Transaction executed in multiple trades at prices ranging from $447.24 to $447.88 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
Transaction executed in multiple trades at prices ranging from $448.28 to $448.60 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
Transaction executed in multiple trades at prices ranging from $450.08 to $450.16 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
Shares held by the Hartenstein family trust, for which the Reporting Person serves as trustee.
/s/ Noelle Matteson, Attorney-in-Fact for Eddy W. Hartenstein
2021-05-06