0001142495-20-000012.txt : 20201007 0001142495-20-000012.hdr.sgml : 20201007 20201007153119 ACCESSION NUMBER: 0001142495-20-000012 CONFORMED SUBMISSION TYPE: MA-I/A PUBLIC DOCUMENT COUNT: 1 STRICKLIN,JAMES,LAWRENCE, FILED AS OF DATE: 20201007 DATE AS OF CHANGE: 20201007 FILER: COMPANY DATA: COMPANY CONFORMED NAME: WEDBUSH SECURITIES INC CENTRAL INDEX KEY: 0001142495 IRS NUMBER: 952495390 STATE OF INCORPORATION: CA FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: MA-I/A SEC ACT: 1934 Act SEC FILE NUMBER: 868-04139 FILM NUMBER: 201229049 BUSINESS ADDRESS: STREET 1: 1000 WILSHIRE BLVD., SUITE 900 STREET 2: ATTN: BUSINESS CONDUCT DEPT. CITY: LOS ANGELES STATE: CA ZIP: 90017 BUSINESS PHONE: 213-688-8090 MAIL ADDRESS: STREET 1: 1000 WILSHIRE BLVD., SUITE 900 STREET 2: ATTN: BUSINESS CONDUCT DEPT. CITY: LOS ANGELES STATE: CA ZIP: 90017 FORMER COMPANY: FORMER CONFORMED NAME: WEDBUSH MORGAN SECURITIES INC DATE OF NAME CHANGE: 20010613 MA-I/A 1 primary_doc.xml MA-I/A 0001142495 XXXXXXXX Bill McIntosh 213-688-8090 compliance@wedbush.com N N James Lawrence Stricklin 1508443 N 1 0001142495 WEDBUSH SECURITIES INC Wedbush Securities Inc 10-17-2008 N 07-31-2014 0001142495 LOCATED 08-29-2016 14851 No. Scottsdale Rd, Ste 201 Scottsdale AZ 85254 10-2008 Wedbush Securities Phoenix AZ 85018 Y Y Mng Director & Mngr Pub Fin 05-1989 10-2008 PEACOCK, HISLOP, STALEY & GIVEN, INC Phoenix AZ 85018 Y Y SENIOR VICE PRESIDENT N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 10-07-2020 William McIntosh Complance Examiner