0001142495-20-000012.txt : 20201007
0001142495-20-000012.hdr.sgml : 20201007
20201007153119
ACCESSION NUMBER: 0001142495-20-000012
CONFORMED SUBMISSION TYPE: MA-I/A
PUBLIC DOCUMENT COUNT: 1
STRICKLIN,JAMES,LAWRENCE,
FILED AS OF DATE: 20201007
DATE AS OF CHANGE: 20201007
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: WEDBUSH SECURITIES INC
CENTRAL INDEX KEY: 0001142495
IRS NUMBER: 952495390
STATE OF INCORPORATION: CA
FISCAL YEAR END: 0630
FILING VALUES:
FORM TYPE: MA-I/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-04139
FILM NUMBER: 201229049
BUSINESS ADDRESS:
STREET 1: 1000 WILSHIRE BLVD., SUITE 900
STREET 2: ATTN: BUSINESS CONDUCT DEPT.
CITY: LOS ANGELES
STATE: CA
ZIP: 90017
BUSINESS PHONE: 213-688-8090
MAIL ADDRESS:
STREET 1: 1000 WILSHIRE BLVD., SUITE 900
STREET 2: ATTN: BUSINESS CONDUCT DEPT.
CITY: LOS ANGELES
STATE: CA
ZIP: 90017
FORMER COMPANY:
FORMER CONFORMED NAME: WEDBUSH MORGAN SECURITIES INC
DATE OF NAME CHANGE: 20010613
MA-I/A
1
primary_doc.xml
MA-I/A
0001142495
XXXXXXXX
Bill McIntosh
213-688-8090
compliance@wedbush.com
N
N
James
Lawrence
Stricklin
1508443
N
1
0001142495
WEDBUSH SECURITIES INC
Wedbush Securities Inc
10-17-2008
N
07-31-2014
0001142495
LOCATED
08-29-2016
14851 No. Scottsdale Rd, Ste 201
Scottsdale
AZ
85254
10-2008
Wedbush Securities
Phoenix
AZ
85018
Y
Y
Mng Director & Mngr Pub Fin
05-1989
10-2008
PEACOCK, HISLOP, STALEY & GIVEN, INC
Phoenix
AZ
85018
Y
Y
SENIOR VICE PRESIDENT
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
10-07-2020
William McIntosh
Complance Examiner