0001140361-15-028220.txt : 20150721 0001140361-15-028220.hdr.sgml : 20150721 20150721211423 ACCESSION NUMBER: 0001140361-15-028220 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150717 FILED AS OF DATE: 20150721 DATE AS OF CHANGE: 20150721 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GENCO SHIPPING & TRADING LTD CENTRAL INDEX KEY: 0001326200 STANDARD INDUSTRIAL CLASSIFICATION: DEEP SEA FOREIGN TRANSPORTATION OF FREIGHT [4412] IRS NUMBER: 000000000 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 299 PARK AVENUE STREET 2: 12TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10171 BUSINESS PHONE: (646) 443-8550 MAIL ADDRESS: STREET 1: 299 PARK AVENUE STREET 2: 12TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10171 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GEORGIOPOULOS PETER C CENTRAL INDEX KEY: 0001142165 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33393 FILM NUMBER: 15998860 4 1 doc1.xml FORM 4 X0306 4 2015-07-17 0 0001326200 GENCO SHIPPING & TRADING LTD GNK 0001142165 GEORGIOPOULOS PETER C C/O GENCO SHIPPING & TRADING LIMITED 299 PARK AVENUE, 12TH FLOOR NEW YORK NY 10171 1 0 0 0 Common Stock 2015-07-17 4 A 0 422899 A 1255850 D Warrant 25.91 2015-08-07 2020-08-07 Common Stock 1785498 1785498 D Warrant 28.73 2015-08-07 2020-08-07 Common Stock 1850257 1850257 D Warrant 34.19 2015-08-07 2020-08-07 Common Stock 2782341 2782341 D Warrant 20.99 2014-07-09 2021-07-09 Common Stock 380127 380127 D Warrant 20.99 2014-07-09 2021-07-09 Common Stock 39304 39304 I By Fleet Acquisition LLC Represents shares acquired pursuant to that certain Agreement and Plan of Merger, dated as of April 7, 2015, as amended (the "Merger Agreement") by and among Genco Shipping & Trading Limited ("Genco"), Baltic Trading Limited, a Marshall Islands corporation ("Baltic Trading"), and Poseidon Merger Sub Limited, a Marshall Islands corporation and wholly owned subsidiary of Genco ("Merger Sub"), pursuant to which Merger Sub merged with and into Baltic Trading, with Baltic Trading surviving the Merger as a wholly owned subsidiary of Genco (the "Merger"). Pursuant to the Merger Agreement, at the effective time of the Merger, each of the reporting person's shares of Baltic Trading common stock was cancelled in exchange for the right to receive 0.216 shares of Genco common stock. /s/ Peter C. Georgiopoulos 2015-07-21