0001808665-20-000063.txt : 20201207
0001808665-20-000063.hdr.sgml : 20201207
20201207165125
ACCESSION NUMBER: 0001808665-20-000063
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20201205
FILED AS OF DATE: 20201207
DATE AS OF CHANGE: 20201207
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: HIGGINS ARTHUR J
CENTRAL INDEX KEY: 0001142083
STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836]
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0630
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39294
FILM NUMBER: 201373251
MAIL ADDRESS:
STREET 1: C/O ZIMMER, INC.
STREET 2: P.O. BOX 708
CITY: WARSAW
STATE: IN
ZIP: 46580
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Assertio Holdings, Inc.
CENTRAL INDEX KEY: 0001808665
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 850598378
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 100 S. SAUNDERS ROAD
STREET 2: SUITE 300
CITY: LAKE FOREST
STATE: IL
ZIP: 60045
BUSINESS PHONE: (224) 419-7106
MAIL ADDRESS:
STREET 1: 100 S. SAUNDERS ROAD
STREET 2: SUITE 300
CITY: LAKE FOREST
STATE: IL
ZIP: 60045
4
1
wf-form4_160737787298298.xml
FORM 4
X0306
4
2020-12-05
0
0001808665
Assertio Holdings, Inc.
ASRT
0001142083
HIGGINS ARTHUR J
ASSERTIO HOLDINGS, INC.
100 SOUTH SAUNDERS ROAD, SUITE 300
LAKE FOREST
IL
60045
1
0
0
0
Common Stock
2020-12-05
4
M
0
73529
0
A
564239
D
Common Stock
175000
I
By Trust
Common Stock
3000
I
By Child
Restricted Stock Units
2020-12-05
4
M
0
73529
0
D
2020-12-05
2020-12-05
Common Stock
73529.0
0
D
Each restricted stock unit represents the contingent right to receive one share of common stock. This transaction represents the settlement of vested restricted stock units in shares of common stock.
The derivative securities were granted to the reporting person, and were not sold to the reporting person. As such, the reporting person did not pay any consideration for the derivative securities.
/s/ Jennifer Hipelius, attorney-in-fact for Arthur J. Higgins
2020-12-07