0001145549-23-072350.txt : 20231128 0001145549-23-072350.hdr.sgml : 20231128 20231128110811 ACCESSION NUMBER: 0001145549-23-072350 CONFORMED SUBMISSION TYPE: NPORT-P PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230930 FILED AS OF DATE: 20231128 DATE AS OF CHANGE: 20231128 PERIOD START: 20230930 FILER: COMPANY DATA: COMPANY CONFORMED NAME: TRUST FOR PROFESSIONAL MANAGERS CENTRAL INDEX KEY: 0001141819 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: NPORT-P SEC ACT: 1940 Act SEC FILE NUMBER: 811-10401 FILM NUMBER: 231442950 BUSINESS ADDRESS: STREET 1: U.S. BANCORP FUND SERVICES LLC STREET 2: 615 EAST MICHIGAN ST 2ND FLOOR CITY: MILWAUKEE STATE: WI ZIP: 53202 BUSINESS PHONE: 4147655067 MAIL ADDRESS: STREET 1: U.S. BANCORP FUND SERVICES LLC STREET 2: 615 EAST MICHIGAN ST 2ND FLOOR CITY: MILWAUKEE STATE: WI ZIP: 53202 FORMER COMPANY: FORMER CONFORMED NAME: ZODIAC TRUST DATE OF NAME CHANGE: 20010601 0001141819 S000080182 RiverPark Strategic Income Fund C000241885 Institutional Class Shares RSIIX C000241886 Retail Class Shares RSIVX NPORT-P 1 primary_doc.xml NPORT-P false 0001141819 XXXXXXXX S000080182 C000241885 C000241886 Trust for Professional Managers 811-10401 0001141819 549300O1N816L3GGRD45 615 East Michigan Street Milwaukee 53202 513-629-8104 RiverPark Strategic Income Fund S000080182 549300MW0PJLP8U34W36 2023-09-30 2023-09-30 N 399966538.010000000000 28747431.270000000000 371219106.740000000000 0.000000000000 0.000000000000 0.000000000000 0.000000000000 0.000000000000 0.000000000000 0.000000000000 0.000000000000 0.000000000000 0.000000000000 6562491.957106524200 0.000000000000 0.000000000000 8771991.940000000000 SEK EUR NOK USD N N/A N/A BX Trust N/A BX Commercial Mortgage Trust 2020-VKNG 12433YAJ6 1309000.000000000000 PA USD 1288205.620000000000 0.3470202898 Long ABS-MBS CORP US N 2 2037-10-15 Floating 6.846680000000 N N N N N N CARBON REVOLUTION LTD N/A Carbon Revolution Ltd 14115DAA2 1250000.000000000000 PA USD 1250000.000000000000 0.3367283573 Long DBT CORP AU N 2 2027-05-15 None 8.500000000000 N N N N N N CARROLS HOLDCO INC 529900HZEMNWQSAKFJ98 Carrols Restaurant Group Inc 14576JAE3 7000000.000000000000 PA USD 6828745.000000000000 1.8395456689 Long LON CORP US N 2 2026-04-30 Floating 8.681060000000 N N N N N N DEAG DEUTSCHE ENTERTAINM 529900KBQWH91N5V5D11 DEAG Deutsche Entertainment AG ZK9039155 2161000.000000000000 PA 2329639.080000000000 0.6275644324 Long DBT CORP DE N 2 2026-07-12 Fixed 8.000000000000 N N N N N N BX Commercial Mortgage Trust 2 N/A BX Commercial Mortgage Trust 2019-XL 056054AA7 3613585.880000000000 PA USD 3604468.800000000000 0.9709814863 Long ABS-MBS CORP US N 2 2036-10-15 Floating 6.366680000000 N N N N N N BX Trust N/A BX Commercial Mortgage Trust 2021-SOAR 05608WAJ3 1084376.880000000000 PA USD 1056574.430000000000 0.2846228577 Long ABS-MBS CORP US N 2 2038-06-15 Floating 6.547480000000 N N N N N N Bitcoin Depot Inc N/A Bitcoin Depot Inc 09174P105 161950.000000000000 NS USD 425928.500000000000 0.1147377633 Long EC CORP US N 1 N N N LIKEWIZE CORP TF9O1XIG83ZLXX7WN472 Likewize Corp 10947XAA0 -2019000.000000000000 PA USD -2001507.590000000000 -0.5391714903 Short DBT CORP US N 2 2025-10-15 Fixed 9.750000000000 N N N N N N CANNABIST CO HLDGS INC SR ACRD NT9.5% 26 N/A CANNABIST CO HLDGS INC SR ACRD NT9.5% 26 13765YAG8 5068000.000000000000 PA USD 4383820.000000000000 1.1809252057 Long DBT CORP CA N 2 2026-02-03 Fixed 9.500000000000 N N N N N N ENERGY TRANSFER LP MTLVN9N7JE8MIBIJ1H73 Energy Transfer LP 29273RBA6 1000000.000000000000 PA USD 828600.000000000000 0.2232104935 Long DBT CORP US N 2 2066-11-01 Floating 8.651020000000 N N N N N N First American Government Obli 549300R5MYM6VZF1RM44 First American Government Obligations Fund 31846V336 14158030.990000000000 NS USD 14158030.990000000000 3.8139284140 Long STIV RF US N 1 N N N FIVE POINT OP CO LP/FIVE N/A Five Point Operating Co LP / Five Point Capital Corp 33834YAA6 2152000.000000000000 PA USD 2032967.500000000000 0.5476462453 Long DBT CORP US N 2 2025-11-15 Fixed 7.875000000000 N N N N N N GLENCORE FUNDING LLC 213800STG1QDNBY87K49 Glencore Funding LLC 37790BXH9 4494000.000000000000 PA USD 4481441.520000000000 1.2072227530 Long STIV CORP US N 2 2023-10-17 Fixed .000000000000 N N N N N N HAWAII ELECTRIC LIGHT CO. INC. N/A HAWAII ELECTRIC LIGHT CO. INC. N/A 1500000.000000000000 PA USD 855000.000000000000 0.2303221964 Long DBT CORP US N 3 2040-12-30 Variable 3.280000000000 N N N N N N HERCULES ACHIEVEMENT/VAR N/A Hercules Achievement Inc / Varsity Brands Holding Co Inc 42704WAA8 160000.000000000000 PA USD 159603.760000000000 0.0429944895 Long DBT CORP US N 2 2024-12-22 Floating 13.503480000000 N N N N N N HORIZON THERAPEUTICS USA 254900IS87RLPXY88S03 Horizon Therapeutics USA Inc 44055PAA4 10192000.000000000000 PA USD 10472280.000000000000 2.8210509130 Long DBT CORP US N 2 2027-08-01 Fixed 5.500000000000 N N N N N N ICAHN ENTERPRISES/FIN N/A Icahn Enterprises LP / Icahn Enterprises Finance Corp 451102BQ9 4747000.000000000000 PA USD 4521663.710000000000 1.2180579146 Long DBT CORP US N 2 2025-12-15 Fixed 6.375000000000 N N N N N N ICAHN ENTERPRISES/FIN N/A Icahn Enterprises LP / Icahn Enterprises Finance Corp 451102BW6 2095000.000000000000 PA USD 2019649.780000000000 0.5440586821 Long DBT CORP US N 2 2024-09-15 Fixed 4.750000000000 N N N N N N IEA ENERGY SERVICES LLC N/A IEA Energy Services LLC 45174AAA0 8723000.000000000000 PA USD 8384983.750000000000 2.2587694431 Long DBT CORP US N 2 2029-08-15 Fixed 6.625000000000 N N N N N N INTL FLAVORS & FRAGRANCE BZLRL03D3GPGMOGFO832 International Flavors & Fragrances Inc 4595A3XS1 6255000.000000000000 PA USD 6229062.080000000000 1.6780014732 Long STIV CORP US N 2 2023-10-26 Fixed .000000000000 N N N N N N ZIFF DAVIS INC 5493008OJYGLHD7MXA18 Ziff Davis Inc 48123VAF9 2617000.000000000000 PA USD 2217756.240000000000 0.5974251324 Long DBT CORP US N 2 2030-10-15 Fixed 4.625000000000 N N N N N N K HOVNANIAN ENTERPRISES 549300JJCQ0KAI7CJG32 K Hovnanian Enterprises Inc 48251UAH1 648000.000000000000 PA USD 651292.570000000000 0.1754469418 Long DBT CORP US N 2 2025-11-15 Fixed 10.000000000000 N N N N N N KORE Group Holdings Inc N/A KORE Group Holdings Inc 50066V107 20218.000000000000 NS USD 12231.890000000000 0.0032950594 Long EC CORP US N 1 N N N Life Financial Services Trust N/A Life 2022-BMR Mortgage Trust 53218DAA6 4340000.000000000000 PA USD 4267858.350000000000 1.1496871450 Long ABS-MBS CORP US N 2 2039-05-15 Floating 6.627440000000 N N N N N N SUMMIT MID HLDS LLC / FI N/A Summit Midstream Holdings LLC / Summit Midstream Finance Corp 86614WAE6 2372000.000000000000 PA USD 2280735.400000000000 0.6143906277 Long SN CORP US N 2 2026-10-15 Variable 9.000000000000 N N N N N N UPHEALTH INC 549300OSKGXG2OH2XE50 UpHealth Inc 91532BAA9 3906000.000000000000 PA USD 1152270.000000000000 0.3104015874 Long DBT CORP US N 2 2026-06-15 Fixed 6.250000000000 N N N N N UpHealth Inc UpHealth Inc USD XXXX N N N UPHEALTH INC 549300OSKGXG2OH2XE50 UpHealth Inc 91532BAC5 850000.000000000000 PA USD 675750.000000000000 0.1820353499 Long DBT CORP US N 2 2025-12-15 Floating 14.320000000000 N N N N N UpHealth Inc UpHealth Inc USD XXXX N N N Verizon Communications Inc 2S72QS2UO2OESLG6Y829 Verizon Communications Inc 92343V104 43100.000000000000 NS USD 1396871.000000000000 0.3762928617 Long EC CORP US N 1 N N N XPO INC 54930096DB9LCLPN7H13 XPO Inc 98379KAA0 3542000.000000000000 PA USD 3433755.770000000000 0.9249943518 Long DBT CORP US N 2 2028-06-01 Fixed 6.250000000000 N N N N N N LINK MOBILITY GROUP HLDG 2549006RH08XJGKC2Y14 LINK Mobility Group Holding ASA BM9294729 800000.000000000000 PA 773907.070000000000 0.2084771651 Long DBT CORP NO N 2 2025-12-15 Fixed 3.375000000000 N N N N N N FLOATEL INTERNATIONAL LT 549300WL84OZOSWF0U42 Floatel International Ltd ZL4910093 877000.000000000000 PA USD 898925.000000000000 0.2421548308 Long DBT CORP BM N 2 2026-03-23 Fixed 11.250000000000 N N N N N N MCDERMOTT INTERNATIONAL LTD 54930004RAXI4B3L4752 Mcdermott International Ltd N/A 258269.000000000000 NS USD .000000000000 0.0000000000 N/A DE CORP US N 3 OTC US N/A Call Purchased Mcdermott International Ltd Mcdermott International Ltd 1.000000000000 0.010000000000 USD 2027-06-30 XXXX -88082.440000000000 N N N FOGO DE CHAO INC 549300MOPGNZTXUHVM05 Fogo De Chao Inc 74166RAD7 869968.140000000000 PA USD 871059.950000000000 0.2346484688 Long LON CORP US N 2 2025-04-05 Floating 9.725710000000 N N N N N N CHOBANI LLC 549300ISVDMZ91KNTR38 Chobani LLC 17026YAH2 4638153.460000000000 PA USD 4646850.000000000000 1.2517809336 Long LON CORP US N 2 2027-10-23 Floating 8.945540000000 N N N N N N FIRST BRANDS GROUP LLC N/A First Brands Group LLC 31935HAF4 3393361.000000000000 PA USD 3203892.690000000000 0.8630732179 Long LON CORP US N 2 2028-03-30 Floating 13.602290000000 N N N N N N INOTIV INC 549300FH5Z13X0Q5SK81 Inotiv Inc 45783RAC2 4749995.050000000000 PA USD 4583745.220000000000 1.2347815985 Long LON CORP US N 2 2026-11-05 Floating 11.460430800000 N N N N N N DAIRYLAND USA CORP N/A Dairyland USA Corp 16308TAE1 502025.460000000000 PA USD 504849.350000000000 0.1359976738 Long LON CORP US N 2 2029-08-23 Floating 10.179680000000 N N N N N N GO NORTH GROUP AB FRN GTD 02/2026 USD1 'REGS' N/A GO NORTH GROUP AB FRN GTD 02/2026 USD1 'REGS' N/A 5763870.000000000000 PA USD 5792689.350000000000 1.5604502152 Long DBT CORP SE N 2 2026-02-09 Floating 14.996000000000 N N N N N N AUSTEVOLL SEAFOOD ASA 5967007LIEEXZXFFDC03 Austevoll Seafood ASA ZK9696269 20500000.000000000000 PA 1926070.310000000000 0.5188499932 Long DBT CORP NO N 2 2028-06-21 Floating 6.710000000000 N N N N N N KISTEFOS AS 5967007LIEEXZXGL1C83 Kistefos AS ZI6174331 4100000.000000000000 PA 380901.960000000000 0.1026083930 Long DBT CORP NO N 2 2028-09-13 Floating 9.770000000000 N N N N N N ESMAEILZADEH HOLDING AB 549300T6QRNXUOE2MB11 Esmaeilzadeh Holding AB BT4292509 20000000.000000000000 PA 1737614.400000000000 0.4680832340 Long DBT CORP SE N 2 2025-01-26 Floating 11.435000000000 N N N N N N N/A N/A SEK/USD FWD 20231013 N/A 1.000000000000 NC USD -94006.610000000000 -0.0253237531 N/A DFE US N 2 U.S. BANCORP INVESTMENTS INC. H85Z6XZP8B10ES0M2G89 -67150000.000000000000 SEK 6055634.910000000000 USD 2023-10-13 -94006.610000000000 N N N BX Trust N/A BX Commercial Mortgage Trust 2021-XL2 05609KAE9 978976.560000000000 PA USD 952228.380000000000 0.2565138385 Long ABS-MBS CORP US N 2 2038-10-15 Floating 6.643680000000 N N N N N N ELEVATE TEXTILES INC M4ZRS7E9USM0DKM0N876 Elevate Textiles Inc 28622DAD2 194846.800000000000 PA USD 194603.240000000000 0.0524227435 Long LON CORP US N 2 2027-09-30 Floating 13.650020000000 N N N N N N INNOVATE CORP 549300S6O246JWQQ1K58 INNOVATE Corp 404139AJ6 7002000.000000000000 PA USD 5382577.440000000000 1.4499731674 Long DBT CORP US N 2 2026-02-01 Fixed 8.500000000000 N N N N N N JP Morgan Chase Commercial Mor N/A JP Morgan Chase Commercial Mortgage Securities Trust 2021-MHC 466330AG2 970000.000000000000 PA USD 956455.110000000000 0.2576524464 Long ABS-MBS CORP US N 2 2038-04-15 Floating 6.496480000000 N N N N N N JOHNSON & JOHNSON 549300G0CFPGEF6X2043 Johnson & Johnson 478160AL8 -862000.000000000000 PA USD -868741.530000000000 -0.2340239266 Short DBT CORP US N 2 2033-05-15 Fixed 4.950000000000 N N N N N N REVELSTONE CAPITAL ACQUISI-A N/A Revelstone Capital Acquisition Corp 76137R114 5925.000000000000 NS USD 383.350000000000 0.0001032679 N/A DE CORP US N 3 NASDAQ GM N/A Call Purchased Revelstone Capital Acquisition Revelstone Capital Acquisition Corp 1.000000000000 11.500000000000 USD 2028-05-24 XXXX 343.850000000000 N N N SMRT N/A SMRT 2022-MINI 78457JAG7 1375000.000000000000 PA USD 1338839.560000000000 0.3606601966 Long ABS-MBS CORP US N 2 2039-01-15 Floating 6.683000000000 N N N N N N SARATOGA INVESTMENT CORP 54930023WJCWPAGSWE41 Saratoga Investment Corp 80349A802 40765.000000000000 NS USD 942486.800000000000 0.2538896255 Long EP CORP US N 1 N N N Southland Holdings Inc N/A Southland Holdings Inc 84445C100 15374.000000000000 NS USD 93320.180000000000 0.0251388407 Long EC CORP US N 1 N N N TRULIEVE CANNABIS CORP 549300122MBOJDGEZ014 Trulieve Cannabis Corp 89788CAB0 1250000.000000000000 PA USD 1226562.500000000000 0.3304147006 Long DBT CORP CA N 2 2024-06-18 Fixed 9.750000000000 N N N N N N GEMMACERT LTD WTS N/A GEMMACERT LTD WTS N/A 21135.000000000000 NS USD .000000000000 0.0000000000 Long EC CORP US N 3 N N N FINANCIALS ACQUISITIO-DI 254900SWRQCI5ZUQEF15 Financials Acquisition Corp N/A 33086.000000000000 NS 1211.050000000000 0.0003262359 N/A DE CORP GB N 1 London 213800D1EI4B9WTWWD28 Call Purchased Financials Acquisition Corp Financials Acquisition Corp 1.000000000000 11.500000000000 GBP 2027-04-04 XXXX 348.630000000000 N N N Screaming Eagle Acquisition Co N/A Screaming Eagle Acquisition Corp N/A 182532.000000000000 NS USD 1909284.720000000000 0.5143282459 Long EC CORP US N 1 N N N MOUNTAINEER MERGER CORP 254900GJKZ8ZX0D5KG41 Mountaineer Merger Corp 62450LAB4 5837403.850000000000 PA USD 4650484.530000000000 1.2527600130 Long LON CORP US N 2 2028-10-26 Floating 12.299140800000 N N N N N N N/A N/A NCR Corp N/A -108.000000000000 NC USD -10584.000000000000 -0.0028511463 N/A DE US N 2 CHICAGO N/A Call Written NCR Corp NCR Corp 100.000000000000 30.000000000000 USD 2024-01-19 XXXX 5454.730000000000 N N N CCO HLDGS LLC/CAP CORP N/A CCO Holdings LLC / CCO Holdings Capital Corp 1248EPCD3 -2019000.000000000000 PA USD -1697404.590000000000 -0.4572514074 Short DBT CORP US N 2 2030-03-01 Fixed 4.750000000000 N N N N N N CTO Realty Growth Inc N/A CTO Realty Growth Inc 22948Q101 131933.000000000000 NS USD 2138633.930000000000 0.5761109520 Long EC CORP US N 1 N N N ELEVATE TEXTILES HOLDING CORPORATION N/A ELEVATE TEXTILES HOLDING CORPORATION N/A 16902.999912000000 NS USD 59160.500000000000 0.0159368144 Long EC CORP US N 2 N N N BERENSON ACQUISITION CO-CL A N/A Berenson Acquisition Corp I 083690115 12570.000000000000 NS USD .000000000000 0.0000000000 N/A DE CORP US N 3 OTC US N/A Call Purchased Berenson Acquisition Corp I Berenson Acquisition Corp I 1.000000000000 11.500000000000 USD 2026-08-01 XXXX -50.280000000000 N N N CROWN CASTLE INC. 54930012H97VSM0I2R19 Crown Castle Inc 22823QXK2 6950000.000000000000 PA USD 6927621.000000000000 1.8661811513 Long STIV CORP US N 2 2023-10-19 Fixed .000000000000 N N N N N N GAP INC/THE T2ZG1WRWZ4BUCMQL9224 Gap Inc/The 364760AQ1 5049000.000000000000 PA USD 3553312.620000000000 0.9572008971 Long DBT CORP US N 2 2031-10-01 Fixed 3.875000000000 N N N N N N HAWAIIAN AIRLINES 13-1A N/A Hawaiian Airlines 2013-1 Class A Pass Through Certificates 419838AA5 5668542.219500000000 PA USD 5042939.230000000000 1.3584805142 Long DBT CORP US N 2 2026-01-15 Fixed 3.900000000000 N N N N N N STONEX GROUP INC 549300JUF07L8VF02M60 StoneX Group Inc 46116VAE5 5685000.000000000000 PA USD 5737842.080000000000 1.5456753103 Long DBT CORP US N 2 2025-06-15 Fixed 8.625000000000 N N N N N N MSCG Trust N/A MSCG Trust 2018-SELF 55358PAL0 810604.130000000000 PA USD 801490.100000000000 0.2159075558 Long ABS-MBS CORP US N 2 2037-10-15 Floating 7.030000000000 N N N N N N PROSOMNUS HOLD 04/06/26 N/A PROSOMNUS HOLD 04/06/26 N/A 1661583.000000000000 PA USD 1428037.540000000000 0.3846885880 Long DBT CORP US Y 3 2026-04-06 Fixed 14.250000000000 N N N N N N GEMMACERT LTD N/A GEMMACERT LTD N/A 479392.490000000000 PA USD 200999.680000000000 0.0541458336 Long LON CORP US N 3 2024-05-19 Fixed 9.000000000000 N N N N N N LIFEFITGROUP MIDCO 254900T3Z0SCF415OF78 Lifefit Group Midco GmbH AZ7303839 1172866.000000000000 PA 1213662.420000000000 0.3269396424 Long DBT CORP DE N 2 2025-01-26 Fixed 13.112000000000 N N Y N N N NOVEDO HOLDINGS AB 984500F0A56FIF3C6091 Novedo Holding AB BS3076053 15000000.000000000000 PA 1335173.060000000000 0.3596725049 Long DBT CORP SE N 2 2024-11-26 Floating 10.564000000000 N N N N N N AMERICAN GREETINGS CORP 549300WMJOT8C9DNMF90 American Greetings Corp 02639DAM8 2707395.000000000000 PA USD 2715855.610000000000 0.7316044785 Long LON CORP US N 2 2028-04-06 Floating 11.331060000000 N N N N N N N/A N/A NCR Corp N/A -108.000000000000 NC USD -7992.000000000000 -0.0021529064 N/A DE US N 2 CHICAGO N/A Put Written NCR Corp NCR Corp 100.000000000000 24.000000000000 USD 2024-01-19 XXXX 3942.760000000000 N N N IMPALA GROUP PLC 549300H2NW5AUSWVQK84 Impala BondCo PLC BR8492349 7500000.000000000000 PA 600934.280000000000 0.1618812903 Long DBT CORP GB N 2 2024-10-20 Floating 12.868000000000 N N N N N N ANA INTL/ANA HOLD N/A Anagram International Inc / Anagram Holdings LLC 03254TAA1 1640012.000000000000 PA USD 1566957.670000000000 0.4221112657 Long DBT CORP US N 2 2025-08-15 None 15.000000000000 N Y N N N N BX Trust N/A BX 2021-MFM1 05608VAJ5 1364506.130000000000 PA USD 1333789.050000000000 0.3592996766 Long ABS-MBS CORP US N 2 2034-01-15 Floating 6.946480000000 N N N N N N BACARDI-MARTINI BV 5493002XXBV8B88K2408 Bacardi-Martini BV 05634FXQ7 6364000.000000000000 PA USD 6339609.080000000000 1.7077809210 Long STIV CORP NL N 2 2023-10-24 Fixed .000000000000 N N N N N N Credit Suisse Mortgage Trust N/A Credit Suisse Mortgage Capital Certificates 2019-ICE4 12653VAG1 624446.500000000000 PA USD 620548.460000000000 0.1671650108 Long ABS-MBS CORP US N 2 2036-05-15 Floating 6.980010000000 N N N N N N CAMPBELL SOUP COMPANY 5493007JDSMX8Z5Z1902 Campbell Soup Co 13443DX53 3602000.000000000000 PA USD 3598743.790000000000 0.9694392677 Long STIV CORP US N 2 2023-10-05 Fixed .000000000000 N N N N N N CLEAR CHANNEL INTL BV N/A Clear Channel International BV 18452MAB2 4186000.000000000000 PA USD 4143324.150000000000 1.1161397877 Long DBT CORP NL N 2 2025-08-01 Fixed 6.625000000000 N N N N N N FOSSIL GROUP INC DDMY8YZ6L8UEMS1FDM73 Fossil Group Inc 34988V304 130336.000000000000 NS USD 2158364.160000000000 0.5814259344 Long EP CORP US N 1 N N N FREEDOM MORTGAGE CORP 549300LYRWPSYPK6S325 Freedom Mortgage Corp 35640YAB3 8074000.000000000000 PA USD 8083228.580000000000 2.1774818249 Long DBT CORP US N 2 2025-04-15 Fixed 8.250000000000 N N N N N N PROSOMNUS INC N/A ProSomnus Inc 50535E116 151260.000000000000 NS USD 9831.900000000000 0.0026485436 N/A DE CORP US N 1 NASDAQ CM N/A Call Purchased ProSomnus Inc ProSomnus Inc 1.000000000000 11.500000000000 USD 2028-04-20 XXXX 9831.880000000000 N N N NGL ENERGY PARTNERS LP 5299005YSRP46BE8Z459 NGL Energy Partners LP 62913M206 48669.000000000000 NS USD 1226458.800000000000 0.3303867656 Long EP CORP US N 1 N N N 99 ESCROW ISSUER INC N/A 99 Escrow Issuer Inc 65442QAA9 4193000.000000000000 PA USD 1621382.450000000000 0.4367723591 Long DBT CORP US N 2 2026-01-15 Fixed 7.500000000000 N N N N N N TACORA RESOURCES INC 549300L67A19OXSFBA84 Tacora Resources Inc 87356LAC4 1182908.000000000000 PA USD 1182908.000000000000 0.3186549341 Long DBT CORP CA N 3 2023-11-08 Fixed 13.000000000000 N N Y N N N SECOP GROUP HLDG GMBH 3912009IWWPURB35WO49 Secop Group Holding GmbH ZK8432245 1443000.000000000000 PA 1540868.000000000000 0.4150831603 Long DBT CORP DE N 2 2026-12-29 Floating 12.372000000000 N N N N N N AZERION HOLDINGS BV 724500FAF2LMHPRX9R42 Azerion Holding BV BP1112450 850000.000000000000 PA 900891.260000000000 0.2426845072 Long DBT CORP NL N 2 2024-04-28 Fixed 7.250000000000 N N N N N N PHM GROUP HOLDING 7437002P82P6OBDFWT48 PHM Group Holding Oy ZN8219885 1625000.000000000000 PA 1739506.790000000000 0.4685930111 Long DBT CORP FI N 2 2026-06-19 Floating 11.378000000000 N N N N N N ALPHA PARTNERS TECHNOLOGY-A N/A Alpha Partners Technology Merger Corp N/A 8594.000000000000 NS USD 690.100000000000 0.0001859010 N/A DE CORP US N 3 NASDAQ CM N/A Call Purchased Alpha Partners Technology Merg Alpha Partners Technology Merger Corp 1.000000000000 11.500000000000 USD 2028-03-31 XXXX 690.090000000000 N N N N/A N/A iShares iBoxx High Yield Corporate Bond ETF N/A 1010.000000000000 NC USD 117160.000000000000 0.0315608755 N/A DE US N 1 NYSEAmerican N/A Put Purchased iShares iBoxx High Yield Corpo iShares iBoxx High Yield Corporate Bond ETF 100.000000000000 73.000000000000 USD 2023-12-15 XXXX 40874.600000000000 N N N ENERGY ACQUISITION LP N/A Energy Acquisition Co Inc 29279EAG7 1807300.000000000000 PA USD 1735008.000000000000 0.4673811150 Long LON CORP US N 2 2025-06-26 Fixed 12.750000000000 N N N N N N QUARTERNORTH ENERGY HOLD 549300BC3OH5VUTNXB92 Quarternorth Energy Holding Inc 74771KAB3 2980117.400000000000 PA USD 2973903.860000000000 0.8011182092 Long LON CORP US N 2 2026-08-27 Floating 13.445540000000 N N N N N N CROCS INC 549300B0J6YCXD63OG72 Crocs Inc 22704NAE2 2039172.629500000000 PA USD 2047512.850000000000 0.5515645108 Long LON CORP US N 2 2029-02-19 Floating 8.431060000000 N N N N N N MIME PETROLEUM AS 213800RJDWTCWEMG1513 Mime Petroleum AS ZL5884792 1487286.000000000000 PA USD 1398048.840000000000 0.3766101514 Long DBT CORP NO N 2 2026-09-17 Fixed 9.750000000000 N N Y N N N QUARTERNORTH ENERGY INC N/A QUARTERNORTH ENERGY INC N/A 4187.000000000000 NS USD 548497.000000000000 0.1477555950 Long EC CORP US N 2 N N N TACORA WARRANTS N/A TACORA WARRANTS N/A 20243861.000000000000 NS USD .000000000000 0.0000000000 N/A DE CORP US N 3 Unknown N/A Call Purchased TACORA RESOURCES INC TACORA RESOURCES INC 1.000000000000 0.010000000000 USD 2025-05-11 XXXX .000000000000 N N N N/A N/A Warner Bros Discovery Inc N/A -126.000000000000 NC USD -22932.000000000000 -0.0061774838 N/A DE US N 1 NYSEAmerican N/A Put Written Warner Bros Discovery Inc Warner Bros Discovery Inc 100.000000000000 12.500000000000 USD 2023-11-17 XXXX -7516.540000000000 N N N ADVANCE AUTO PARTS 529900UCNQ5H9FSL0Y70 Advance Auto Parts Inc 00751YAF3 4375000.000000000000 PA USD 3551309.520000000000 0.9566612967 Long DBT CORP US N 2 2027-10-01 Fixed 1.750000000000 N N N N N N ARAMARK SERVICES INC 42YMHYH0XMHJEXDUB065 Aramark Services Inc 038522AR9 10593000.000000000000 PA USD 10761852.420000000000 2.8990567093 Long DBT CORP US N 2 2025-05-01 Fixed 6.375000000000 N N N N N N BX Trust N/A BX Commercial Mortgage Trust 2021-VINO 05608KAE0 157968.140000000000 PA USD 154059.680000000000 0.0415010104 Long ABS-MBS CORP US N 2 2038-05-15 Floating 6.548810000000 N N N N N N BX Trust N/A BX Commercial Mortgage Trust 2021-VOLT 05609VAJ4 2982000.000000000000 PA USD 2870191.700000000000 0.7731799490 Long ABS-MBS CORP US N 2 2036-09-15 Floating 6.546680000000 N N N N N N First American Treasury Obliga 549300UU586IAH2B8H03 First American Treasury Obligations Fund 31846V328 17544963.420000000000 NS USD 17544963.420000000000 4.7263093686 Long STIV RF US N 1 N N N COOK & BOARDMAN GROUP LL 54930031KT8PDC6K0K34 Cook & Boardman Group LLC/The 21620EAB1 635593.220000000000 PA USD 619703.390000000000 0.1669373636 Long LON CORP US N 2 2025-10-18 Floating 11.179680000000 N N N N N N CONTAINER STORE RU4H3CU9QRX4TIC35822 Container Store Inc/The 21075BAM3 2416969.870000000000 PA USD 2199442.580000000000 0.5924917495 Long LON CORP US N 2 2026-01-31 Floating 9.909140000000 N N N N N N DUETT SOFTWARE GROUP AS 9845007554C7945DAC83 Duett Software Group AS BO7101765 4589000.000000000000 PA 418287.500000000000 0.1126794102 Long DBT CORP NO N 2 2026-04-12 Floating 9.450000000000 N N N N N N AZERION GROUP NV 7245007RB3M5PMWY6N86 Azerion Group N.V. ZI6849254 3772000.000000000000 PA 3908188.400000000000 1.0527982879 Long DBT CORP NL N 2 2026-10-02 Floating 10.628000000000 N N N N N N TARGA RESOURCES CORP 5493003QENHHS261UR94 Targa Resources Corp 87613LXP9 4465000.000000000000 PA USD 4449464.790000000000 1.1986087756 Long STIV CORP US N 2 2023-10-23 Fixed .000000000000 N N N N N N AMERICAN GREETINGS CORP 549300WMJOT8C9DNMF90 American Greetings Corp 026375AR6 1397000.000000000000 PA USD 1384350.170000000000 0.3729199669 Long DBT CORP US N 2 2025-04-15 Fixed 8.750000000000 N N N N N N ARGO BLOCKCHAIN PLC 213800WPCCYSDYY26J54 Argo Blockchain PLC 040126203 8481.000000000000 NS USD 58349.280000000000 0.0157182858 Long EP CORP GB N 2 N N N BX Trust N/A BX Trust 2022-IND 05609WAG8 669783.970000000000 PA USD 660093.540000000000 0.1778177707 Long ABS-MBS CORP US N 2 2037-04-15 Floating 7.272200000000 N N N N N N CAMB Commercial Mortgage Trust N/A CAMB Commercial Mortgage Trust 2019-LIFE 12482HAL8 2550000.000000000000 PA USD 2522708.120000000000 0.6795738889 Long ABS-MBS CORP US N 2 2037-12-15 Floating 7.130000000000 N N N N N N CNH INDUSTRIAL CAP LLC 549300PNSJ5B81UMVO28 CNH Industrial Capital LLC 12592BAJ3 2395000.000000000000 PA USD 2381776.560000000000 0.6416093667 Long DBT CORP US N 2 2024-01-15 Fixed 4.200000000000 N N N N N N CENGAGE LEARNING INC 549300BYGM0FWUSVXJ88 Cengage Learning Inc 15137NAA1 476000.000000000000 PA USD 479239.990000000000 0.1290989557 Long DBT CORP US N 2 2024-06-15 Fixed 9.500000000000 N N N N N N CONAGRA BRANDS INC 54930035UDEIH090K650 Conagra Brands Inc 205887AF9 -1000000.000000000000 PA USD -1033546.130000000000 -0.2784194324 Short DBT CORP US N 2 2026-10-01 Fixed 7.125000000000 N N N N N N CONNECT FINCO SARL/CONNE N/A Connect Finco SARL / Connect US Finco LLC 20752TAA2 3222000.000000000000 PA USD 3009049.480000000000 0.8105858307 Long DBT CORP US N 2 2026-10-01 Fixed 6.750000000000 N N N N N N BUZZFEED INC N/A BuzzFeed Inc 28250AAA3 5400000.000000000000 PA USD 3472421.400000000000 0.9354102030 Long DBT CORP US N 2 2026-12-03 Fixed 8.500000000000 N N N N N BuzzFeed Inc BuzzFeed Inc USD XXXX N N N INFRABUILD AUSTRALIA PTY 549300W2CPB5W6GFH859 Infrabuild Australia Pty Ltd 45682RAA8 9281000.000000000000 PA USD 9063229.040000000000 2.4414769810 Long DBT CORP AU N 2 2024-10-01 Fixed 12.000000000000 N N N N N N JABIL INC 5493000CGCQY2OQU7669 Jabil Inc 46652MX67 8801000.000000000000 PA USD 8790484.040000000000 2.3680042003 Long STIV CORP US N 2 2023-10-06 Fixed .000000000000 N N N N N N LEAFLY HOLDINGS INC N/A Leafly Holdings Inc 58953MAA4 4163000.000000000000 PA USD 3538550.000000000000 0.9532241029 Long DBT CORP US N 3 2025-01-31 Fixed 8.000000000000 N N N N N Leafly Holdings Inc Leafly Holdings Inc USD XXXX N N N PARKER-HANNIFIN CORP 5493002CONDB4N2HKI23 Parker-Hannifin Corp 70109MXH2 5238000.000000000000 PA USD 5223653.120000000000 1.4071617072 Long STIV CORP US N 2 2023-10-17 Fixed .000000000000 N N N N N N UBER TECHNOLOGIES INC 549300B2FTG34FILDR98 Uber Technologies Inc 90353TAC4 2717000.000000000000 PA USD 2751682.510000000000 0.7412556251 Long DBT CORP US N 2 2026-11-01 Fixed 8.000000000000 N N N N N N VALVOLINE INC 549300CMHPBEY6VPOT75 Valvoline Inc 92047WAD3 7550000.000000000000 PA USD 7422208.700000000000 1.9994145143 Long DBT CORP US N 2 2030-02-15 Fixed 4.250000000000 N N N N N N BULK INFRASTRUCTURE AS 5493005OITT4ZDW0U217 Bulk Infrastructure Holding AS ZQ0314604 33000000.000000000000 PA 3112072.470000000000 0.8383384404 Long DBT CORP NO N 2 2024-10-15 Floating 8.990000000000 N N N N N N SKILL BIDCO APS 636700YQKGLXCPPUYE74 Skill Bidco ApS ZL0669289 2181000.000000000000 PA 2308767.840000000000 0.6219420817 Long DBT CORP DK N 2 2028-03-02 Floating 10.545000000000 N N N N N N AKER HORIZONS ASA 549300SX4Z9T612Q0N59 Aker Horizons ASA BN8921890 8500000.000000000000 PA 770802.480000000000 0.2076408423 Long DBT CORP NO N 2 2025-08-15 Floating 7.930000000000 N N N N N N MCDERMOTT INTERNATIONAL LTD 54930004RAXI4B3L4752 Mcdermott International Ltd N/A 286965.000000000000 NS USD .000000000000 0.0000000000 N/A DE CORP US N 3 OTC US N/A Call Purchased Mcdermott International Ltd Mcdermott International Ltd 1.000000000000 0.000000000000 USD 2027-06-30 XXXX -65246.120000000000 N N N ENERGY ACQUISITION LP N/A Energy Acquisition Co Inc 29279EAB8 4309168.350000000000 PA USD 4276849.590000000000 1.1521092294 Long LON CORP US N 2 2025-06-26 Floating 9.613740000000 N N N N N N ABE INVESTMENT HOLDINGS N/A Abe Investment Holdings Inc 37427UAJ9 2216986.090000000000 PA USD 2225854.030000000000 0.5996065368 Long LON CORP US N 2 2026-02-19 Floating 9.841870000000 N N N N N N FIRST BRANDS GROUP LLC N/A First Brands Group LLC 31935HAG2 2076665.000000000000 PA USD 2054610.820000000000 0.5534765810 Long LON CORP US N 2 2027-03-30 Floating 10.881090000000 N N N N N N N/A N/A MasTec Inc N/A -113.000000000000 NC USD -4802.500000000000 -0.0012937103 N/A DE US N 2 NYSEAmerican N/A Call Written MasTec Inc MasTec Inc 100.000000000000 115.000000000000 USD 2023-12-15 XXXX 13104.560000000000 N N N N/A N/A NOK/USD FWD 20231013 N/A 1.000000000000 NC USD -8356.400000000000 -0.0022510695 N/A DFE US N 2 U.S. BANCORP INVESTMENTS INC. H85Z6XZP8B10ES0M2G89 -71705000.000000000000 NOK 6697833.860000000000 USD 2023-10-13 -8356.400000000000 N N N RA PARENT INC N/A RA PARENT INC N/A 43.140000000000 NS USD 2553888.000000000000 0.6879732087 Long EC CORP US N 3 N N N STOCKWIK FORVALTNING 213800X1259MBEKD5H24 Stockwik Forvaltning AB ZL4689937 27500000.000000000000 PA 2384891.380000000000 0.6424484453 Long DBT CORP SE N 2 2026-03-20 Floating 12.106000000000 N N N N N N N/A N/A SEK/USD FWD 20231013 N/A 1.000000000000 NC USD 8971.950000000000 0.0024168880 N/A DFE US N 2 U.S. BANCORP INVESTMENTS INC. H85Z6XZP8B10ES0M2G89 -352130.600000000000 USD 3943000.000000000000 SEK 2023-10-13 8971.950000000000 N N N N/A N/A Verizon Communications Inc N/A -216.000000000000 NC USD -864.000000000000 -0.0002327466 N/A DE US N 1 NYSEAmerican N/A Call Written Verizon Communications Inc Verizon Communications Inc 100.000000000000 35.000000000000 USD 2023-10-20 XXXX 5717.650000000000 N N N OPNET SPA 8156008F52B23E338F42 Opnet SpA BA0032827 5699000.000000000000 PA 6062926.200000000000 1.6332473437 Long DBT CORP IT N 2 2026-02-09 Floating 9.848000000000 N N N N N N PUFFIN FINANCE SARL 213800XAQ7JFH13UZL50 Puffin Finance Sarl ZI4175306 4411000.000000000000 PA USD 4704475.080000000000 1.2673041324 Long DBT CORP LU N 2 2025-09-11 Fixed 15.000000000000 N N N N N N Cold Storage Trust N/A Cold Storage Trust 2020-ICE5 193051AN9 3258613.580000000000 PA USD 3238904.830000000000 0.8725048822 Long ABS-MBS CORP US N 2 2037-11-15 Floating 7.546680000000 N N N N N N ENERGY TRANSFER LP MTLVN9N7JE8MIBIJ1H73 Energy Transfer LP 29277FX48 5316000.000000000000 PA USD 5311770.800000000000 1.4308990845 Long STIV CORP US N 2 2023-10-04 Fixed .000000000000 N N N N N N LEAFLY HOLDINGS INC N/A Leafly Holdings Inc 52178J113 21228.000000000000 NS USD 742.980000000000 0.0002001459 N/A DE CORP US N 2 NASDAQ CM N/A Call Purchased Leafly Holdings Inc Leafly Holdings Inc 1.000000000000 11.500000000000 USD 2026-11-07 XXXX 742.970000000000 N N N NGL ENRGY OP/FIN CORP N/A NGL Energy Operating LLC / NGL Energy Finance Corp 62922LAA6 4258000.000000000000 PA USD 4214513.340000000000 1.1353169229 Long DBT CORP US N 2 2026-02-01 Fixed 7.500000000000 N N N N N N LR GLOBAL HOLDING 529900YM1HDMG9MCJD66 LR Global Holding GmbH BN6772238 2694000.000000000000 PA 2777025.960000000000 0.7480827117 Long DBT CORP DE N 2 2025-02-03 Floating 11.033000000000 N N N N N N CENGAGE LEARNING INC 549300BYGM0FWUSVXJ88 Cengage Learning Inc 15134NAF3 6666619.120000000000 PA USD 6645785.940000000000 1.7902596659 Long LON CORP US N 2 2026-07-14 Floating 10.322660000000 N N N N N N DIEBOLD NIXDORF INC 549300XZK6EWDBAZSY16 Diebold Nixdorf Inc 25365TAM4 1252155.880000000000 PA USD 1257897.010000000000 0.3388556750 Long LON CORP US N 2 2028-08-11 Floating 12.810480000000 N N N N N N GENERAL MOTORS FINL CO 5493008B6JBRUJ90QL97 General Motors Financial Co Inc 37046UYL9 7422000.000000000000 PA USD 7360549.110000000000 1.9828044883 Long STIV CORP US N 2 2023-11-20 Fixed .000000000000 N N N N N N GETTY IMAGES INC 5493005NV20IG4VEKZ40 Getty Images Inc 374276AJ2 2568000.000000000000 PA USD 2568034.820000000000 0.6917841171 Long DBT CORP US N 2 2027-03-01 Fixed 9.750000000000 N N N N N N WARNERMEDIA HOLDINGS INC 549300DXR29GD4N0A520 Warnermedia Holdings Inc 55903VBD4 2156000.000000000000 PA USD 1670391.740000000000 0.4499746133 Long DBT CORP US N 2 2042-03-15 Fixed 5.050000000000 N N N N N N WALGREENS BOOTS ALLIANCE 549300RPTUOIXG4LIH86 Walgreens Boots Alliance Inc 93142XXD8 6867000.000000000000 PA USD 6851025.090000000000 1.8455475393 Long STIV CORP US N 2 2023-10-13 Fixed .000000000000 N N N N N N MIME PETROLEUM AS 13.5% PIK 21/03/2083 USD1 N/A MIME PETROLEUM AS 13.5% PIK 21/03/2083 USD1 N/A 109999.000000000000 PA USD 32999.700000000000 0.0088895478 Long DBT CORP NO N 2 2083-03-21 Fixed 13.500000000000 N N N N N N N/A N/A EUR/USD FWD 20231013 N/A 1.000000000000 NC USD 290128.310000000000 0.0781555434 N/A DFE US N 2 U.S. BANCORP INVESTMENTS INC. H85Z6XZP8B10ES0M2G89 -17065000.000000000000 EUR 18342656.550000000000 USD 2023-10-13 290128.310000000000 N N N N/A N/A iShares iBoxx High Yield Corporate Bond ETF N/A -1010.000000000000 NC USD -40400.000000000000 -0.0108830605 N/A DE US N 1 NYSEAmerican N/A Put Written iShares iBoxx High Yield Corpo iShares iBoxx High Yield Corporate Bond ETF 100.000000000000 70.000000000000 USD 2023-12-15 XXXX 3502.510000000000 N N N 2023-11-28 Trust for Professional Managers /s/ John Buckel John Buckel President