0001145549-23-072350.txt : 20231128
0001145549-23-072350.hdr.sgml : 20231128
20231128110811
ACCESSION NUMBER: 0001145549-23-072350
CONFORMED SUBMISSION TYPE: NPORT-P
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230930
FILED AS OF DATE: 20231128
DATE AS OF CHANGE: 20231128
PERIOD START: 20230930
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: TRUST FOR PROFESSIONAL MANAGERS
CENTRAL INDEX KEY: 0001141819
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FILING VALUES:
FORM TYPE: NPORT-P
SEC ACT: 1940 Act
SEC FILE NUMBER: 811-10401
FILM NUMBER: 231442950
BUSINESS ADDRESS:
STREET 1: U.S. BANCORP FUND SERVICES LLC
STREET 2: 615 EAST MICHIGAN ST 2ND FLOOR
CITY: MILWAUKEE
STATE: WI
ZIP: 53202
BUSINESS PHONE: 4147655067
MAIL ADDRESS:
STREET 1: U.S. BANCORP FUND SERVICES LLC
STREET 2: 615 EAST MICHIGAN ST 2ND FLOOR
CITY: MILWAUKEE
STATE: WI
ZIP: 53202
FORMER COMPANY:
FORMER CONFORMED NAME: ZODIAC TRUST
DATE OF NAME CHANGE: 20010601
0001141819
S000080182
RiverPark Strategic Income Fund
C000241885
Institutional Class Shares
RSIIX
C000241886
Retail Class Shares
RSIVX
NPORT-P
1
primary_doc.xml
NPORT-P
false
0001141819
XXXXXXXX
S000080182
C000241885
C000241886
Trust for Professional Managers
811-10401
0001141819
549300O1N816L3GGRD45
615 East Michigan Street
Milwaukee
53202
513-629-8104
RiverPark Strategic Income Fund
S000080182
549300MW0PJLP8U34W36
2023-09-30
2023-09-30
N
399966538.010000000000
28747431.270000000000
371219106.740000000000
0.000000000000
0.000000000000
0.000000000000
0.000000000000
0.000000000000
0.000000000000
0.000000000000
0.000000000000
0.000000000000
0.000000000000
6562491.957106524200
0.000000000000
0.000000000000
8771991.940000000000
SEK
EUR
NOK
USD
N
N/A
N/A
BX Trust
N/A
BX Commercial Mortgage Trust 2020-VKNG
12433YAJ6
1309000.000000000000
PA
USD
1288205.620000000000
0.3470202898
Long
ABS-MBS
CORP
US
N
2
2037-10-15
Floating
6.846680000000
N
N
N
N
N
N
CARBON REVOLUTION LTD
N/A
Carbon Revolution Ltd
14115DAA2
1250000.000000000000
PA
USD
1250000.000000000000
0.3367283573
Long
DBT
CORP
AU
N
2
2027-05-15
None
8.500000000000
N
N
N
N
N
N
CARROLS HOLDCO INC
529900HZEMNWQSAKFJ98
Carrols Restaurant Group Inc
14576JAE3
7000000.000000000000
PA
USD
6828745.000000000000
1.8395456689
Long
LON
CORP
US
N
2
2026-04-30
Floating
8.681060000000
N
N
N
N
N
N
DEAG DEUTSCHE ENTERTAINM
529900KBQWH91N5V5D11
DEAG Deutsche Entertainment AG
ZK9039155
2161000.000000000000
PA
2329639.080000000000
0.6275644324
Long
DBT
CORP
DE
N
2
2026-07-12
Fixed
8.000000000000
N
N
N
N
N
N
BX Commercial Mortgage Trust 2
N/A
BX Commercial Mortgage Trust 2019-XL
056054AA7
3613585.880000000000
PA
USD
3604468.800000000000
0.9709814863
Long
ABS-MBS
CORP
US
N
2
2036-10-15
Floating
6.366680000000
N
N
N
N
N
N
BX Trust
N/A
BX Commercial Mortgage Trust 2021-SOAR
05608WAJ3
1084376.880000000000
PA
USD
1056574.430000000000
0.2846228577
Long
ABS-MBS
CORP
US
N
2
2038-06-15
Floating
6.547480000000
N
N
N
N
N
N
Bitcoin Depot Inc
N/A
Bitcoin Depot Inc
09174P105
161950.000000000000
NS
USD
425928.500000000000
0.1147377633
Long
EC
CORP
US
N
1
N
N
N
LIKEWIZE CORP
TF9O1XIG83ZLXX7WN472
Likewize Corp
10947XAA0
-2019000.000000000000
PA
USD
-2001507.590000000000
-0.5391714903
Short
DBT
CORP
US
N
2
2025-10-15
Fixed
9.750000000000
N
N
N
N
N
N
CANNABIST CO HLDGS INC SR ACRD NT9.5% 26
N/A
CANNABIST CO HLDGS INC SR ACRD NT9.5% 26
13765YAG8
5068000.000000000000
PA
USD
4383820.000000000000
1.1809252057
Long
DBT
CORP
CA
N
2
2026-02-03
Fixed
9.500000000000
N
N
N
N
N
N
ENERGY TRANSFER LP
MTLVN9N7JE8MIBIJ1H73
Energy Transfer LP
29273RBA6
1000000.000000000000
PA
USD
828600.000000000000
0.2232104935
Long
DBT
CORP
US
N
2
2066-11-01
Floating
8.651020000000
N
N
N
N
N
N
First American Government Obli
549300R5MYM6VZF1RM44
First American Government Obligations Fund
31846V336
14158030.990000000000
NS
USD
14158030.990000000000
3.8139284140
Long
STIV
RF
US
N
1
N
N
N
FIVE POINT OP CO LP/FIVE
N/A
Five Point Operating Co LP / Five Point Capital Corp
33834YAA6
2152000.000000000000
PA
USD
2032967.500000000000
0.5476462453
Long
DBT
CORP
US
N
2
2025-11-15
Fixed
7.875000000000
N
N
N
N
N
N
GLENCORE FUNDING LLC
213800STG1QDNBY87K49
Glencore Funding LLC
37790BXH9
4494000.000000000000
PA
USD
4481441.520000000000
1.2072227530
Long
STIV
CORP
US
N
2
2023-10-17
Fixed
.000000000000
N
N
N
N
N
N
HAWAII ELECTRIC LIGHT CO. INC.
N/A
HAWAII ELECTRIC LIGHT CO. INC.
N/A
1500000.000000000000
PA
USD
855000.000000000000
0.2303221964
Long
DBT
CORP
US
N
3
2040-12-30
Variable
3.280000000000
N
N
N
N
N
N
HERCULES ACHIEVEMENT/VAR
N/A
Hercules Achievement Inc / Varsity Brands Holding Co Inc
42704WAA8
160000.000000000000
PA
USD
159603.760000000000
0.0429944895
Long
DBT
CORP
US
N
2
2024-12-22
Floating
13.503480000000
N
N
N
N
N
N
HORIZON THERAPEUTICS USA
254900IS87RLPXY88S03
Horizon Therapeutics USA Inc
44055PAA4
10192000.000000000000
PA
USD
10472280.000000000000
2.8210509130
Long
DBT
CORP
US
N
2
2027-08-01
Fixed
5.500000000000
N
N
N
N
N
N
ICAHN ENTERPRISES/FIN
N/A
Icahn Enterprises LP / Icahn Enterprises Finance Corp
451102BQ9
4747000.000000000000
PA
USD
4521663.710000000000
1.2180579146
Long
DBT
CORP
US
N
2
2025-12-15
Fixed
6.375000000000
N
N
N
N
N
N
ICAHN ENTERPRISES/FIN
N/A
Icahn Enterprises LP / Icahn Enterprises Finance Corp
451102BW6
2095000.000000000000
PA
USD
2019649.780000000000
0.5440586821
Long
DBT
CORP
US
N
2
2024-09-15
Fixed
4.750000000000
N
N
N
N
N
N
IEA ENERGY SERVICES LLC
N/A
IEA Energy Services LLC
45174AAA0
8723000.000000000000
PA
USD
8384983.750000000000
2.2587694431
Long
DBT
CORP
US
N
2
2029-08-15
Fixed
6.625000000000
N
N
N
N
N
N
INTL FLAVORS & FRAGRANCE
BZLRL03D3GPGMOGFO832
International Flavors & Fragrances Inc
4595A3XS1
6255000.000000000000
PA
USD
6229062.080000000000
1.6780014732
Long
STIV
CORP
US
N
2
2023-10-26
Fixed
.000000000000
N
N
N
N
N
N
ZIFF DAVIS INC
5493008OJYGLHD7MXA18
Ziff Davis Inc
48123VAF9
2617000.000000000000
PA
USD
2217756.240000000000
0.5974251324
Long
DBT
CORP
US
N
2
2030-10-15
Fixed
4.625000000000
N
N
N
N
N
N
K HOVNANIAN ENTERPRISES
549300JJCQ0KAI7CJG32
K Hovnanian Enterprises Inc
48251UAH1
648000.000000000000
PA
USD
651292.570000000000
0.1754469418
Long
DBT
CORP
US
N
2
2025-11-15
Fixed
10.000000000000
N
N
N
N
N
N
KORE Group Holdings Inc
N/A
KORE Group Holdings Inc
50066V107
20218.000000000000
NS
USD
12231.890000000000
0.0032950594
Long
EC
CORP
US
N
1
N
N
N
Life Financial Services Trust
N/A
Life 2022-BMR Mortgage Trust
53218DAA6
4340000.000000000000
PA
USD
4267858.350000000000
1.1496871450
Long
ABS-MBS
CORP
US
N
2
2039-05-15
Floating
6.627440000000
N
N
N
N
N
N
SUMMIT MID HLDS LLC / FI
N/A
Summit Midstream Holdings LLC / Summit Midstream Finance Corp
86614WAE6
2372000.000000000000
PA
USD
2280735.400000000000
0.6143906277
Long
SN
CORP
US
N
2
2026-10-15
Variable
9.000000000000
N
N
N
N
N
N
UPHEALTH INC
549300OSKGXG2OH2XE50
UpHealth Inc
91532BAA9
3906000.000000000000
PA
USD
1152270.000000000000
0.3104015874
Long
DBT
CORP
US
N
2
2026-06-15
Fixed
6.250000000000
N
N
N
N
N
UpHealth Inc
UpHealth Inc
USD
XXXX
N
N
N
UPHEALTH INC
549300OSKGXG2OH2XE50
UpHealth Inc
91532BAC5
850000.000000000000
PA
USD
675750.000000000000
0.1820353499
Long
DBT
CORP
US
N
2
2025-12-15
Floating
14.320000000000
N
N
N
N
N
UpHealth Inc
UpHealth Inc
USD
XXXX
N
N
N
Verizon Communications Inc
2S72QS2UO2OESLG6Y829
Verizon Communications Inc
92343V104
43100.000000000000
NS
USD
1396871.000000000000
0.3762928617
Long
EC
CORP
US
N
1
N
N
N
XPO INC
54930096DB9LCLPN7H13
XPO Inc
98379KAA0
3542000.000000000000
PA
USD
3433755.770000000000
0.9249943518
Long
DBT
CORP
US
N
2
2028-06-01
Fixed
6.250000000000
N
N
N
N
N
N
LINK MOBILITY GROUP HLDG
2549006RH08XJGKC2Y14
LINK Mobility Group Holding ASA
BM9294729
800000.000000000000
PA
773907.070000000000
0.2084771651
Long
DBT
CORP
NO
N
2
2025-12-15
Fixed
3.375000000000
N
N
N
N
N
N
FLOATEL INTERNATIONAL LT
549300WL84OZOSWF0U42
Floatel International Ltd
ZL4910093
877000.000000000000
PA
USD
898925.000000000000
0.2421548308
Long
DBT
CORP
BM
N
2
2026-03-23
Fixed
11.250000000000
N
N
N
N
N
N
MCDERMOTT INTERNATIONAL LTD
54930004RAXI4B3L4752
Mcdermott International Ltd
N/A
258269.000000000000
NS
USD
.000000000000
0.0000000000
N/A
DE
CORP
US
N
3
OTC US
N/A
Call
Purchased
Mcdermott International Ltd
Mcdermott International Ltd
1.000000000000
0.010000000000
USD
2027-06-30
XXXX
-88082.440000000000
N
N
N
FOGO DE CHAO INC
549300MOPGNZTXUHVM05
Fogo De Chao Inc
74166RAD7
869968.140000000000
PA
USD
871059.950000000000
0.2346484688
Long
LON
CORP
US
N
2
2025-04-05
Floating
9.725710000000
N
N
N
N
N
N
CHOBANI LLC
549300ISVDMZ91KNTR38
Chobani LLC
17026YAH2
4638153.460000000000
PA
USD
4646850.000000000000
1.2517809336
Long
LON
CORP
US
N
2
2027-10-23
Floating
8.945540000000
N
N
N
N
N
N
FIRST BRANDS GROUP LLC
N/A
First Brands Group LLC
31935HAF4
3393361.000000000000
PA
USD
3203892.690000000000
0.8630732179
Long
LON
CORP
US
N
2
2028-03-30
Floating
13.602290000000
N
N
N
N
N
N
INOTIV INC
549300FH5Z13X0Q5SK81
Inotiv Inc
45783RAC2
4749995.050000000000
PA
USD
4583745.220000000000
1.2347815985
Long
LON
CORP
US
N
2
2026-11-05
Floating
11.460430800000
N
N
N
N
N
N
DAIRYLAND USA CORP
N/A
Dairyland USA Corp
16308TAE1
502025.460000000000
PA
USD
504849.350000000000
0.1359976738
Long
LON
CORP
US
N
2
2029-08-23
Floating
10.179680000000
N
N
N
N
N
N
GO NORTH GROUP AB FRN GTD 02/2026 USD1 'REGS'
N/A
GO NORTH GROUP AB FRN GTD 02/2026 USD1 'REGS'
N/A
5763870.000000000000
PA
USD
5792689.350000000000
1.5604502152
Long
DBT
CORP
SE
N
2
2026-02-09
Floating
14.996000000000
N
N
N
N
N
N
AUSTEVOLL SEAFOOD ASA
5967007LIEEXZXFFDC03
Austevoll Seafood ASA
ZK9696269
20500000.000000000000
PA
1926070.310000000000
0.5188499932
Long
DBT
CORP
NO
N
2
2028-06-21
Floating
6.710000000000
N
N
N
N
N
N
KISTEFOS AS
5967007LIEEXZXGL1C83
Kistefos AS
ZI6174331
4100000.000000000000
PA
380901.960000000000
0.1026083930
Long
DBT
CORP
NO
N
2
2028-09-13
Floating
9.770000000000
N
N
N
N
N
N
ESMAEILZADEH HOLDING AB
549300T6QRNXUOE2MB11
Esmaeilzadeh Holding AB
BT4292509
20000000.000000000000
PA
1737614.400000000000
0.4680832340
Long
DBT
CORP
SE
N
2
2025-01-26
Floating
11.435000000000
N
N
N
N
N
N
N/A
N/A
SEK/USD FWD 20231013
N/A
1.000000000000
NC
USD
-94006.610000000000
-0.0253237531
N/A
DFE
US
N
2
U.S. BANCORP INVESTMENTS INC.
H85Z6XZP8B10ES0M2G89
-67150000.000000000000
SEK
6055634.910000000000
USD
2023-10-13
-94006.610000000000
N
N
N
BX Trust
N/A
BX Commercial Mortgage Trust 2021-XL2
05609KAE9
978976.560000000000
PA
USD
952228.380000000000
0.2565138385
Long
ABS-MBS
CORP
US
N
2
2038-10-15
Floating
6.643680000000
N
N
N
N
N
N
ELEVATE TEXTILES INC
M4ZRS7E9USM0DKM0N876
Elevate Textiles Inc
28622DAD2
194846.800000000000
PA
USD
194603.240000000000
0.0524227435
Long
LON
CORP
US
N
2
2027-09-30
Floating
13.650020000000
N
N
N
N
N
N
INNOVATE CORP
549300S6O246JWQQ1K58
INNOVATE Corp
404139AJ6
7002000.000000000000
PA
USD
5382577.440000000000
1.4499731674
Long
DBT
CORP
US
N
2
2026-02-01
Fixed
8.500000000000
N
N
N
N
N
N
JP Morgan Chase Commercial Mor
N/A
JP Morgan Chase Commercial Mortgage Securities Trust 2021-MHC
466330AG2
970000.000000000000
PA
USD
956455.110000000000
0.2576524464
Long
ABS-MBS
CORP
US
N
2
2038-04-15
Floating
6.496480000000
N
N
N
N
N
N
JOHNSON & JOHNSON
549300G0CFPGEF6X2043
Johnson & Johnson
478160AL8
-862000.000000000000
PA
USD
-868741.530000000000
-0.2340239266
Short
DBT
CORP
US
N
2
2033-05-15
Fixed
4.950000000000
N
N
N
N
N
N
REVELSTONE CAPITAL ACQUISI-A
N/A
Revelstone Capital Acquisition Corp
76137R114
5925.000000000000
NS
USD
383.350000000000
0.0001032679
N/A
DE
CORP
US
N
3
NASDAQ GM
N/A
Call
Purchased
Revelstone Capital Acquisition
Revelstone Capital Acquisition Corp
1.000000000000
11.500000000000
USD
2028-05-24
XXXX
343.850000000000
N
N
N
SMRT
N/A
SMRT 2022-MINI
78457JAG7
1375000.000000000000
PA
USD
1338839.560000000000
0.3606601966
Long
ABS-MBS
CORP
US
N
2
2039-01-15
Floating
6.683000000000
N
N
N
N
N
N
SARATOGA INVESTMENT CORP
54930023WJCWPAGSWE41
Saratoga Investment Corp
80349A802
40765.000000000000
NS
USD
942486.800000000000
0.2538896255
Long
EP
CORP
US
N
1
N
N
N
Southland Holdings Inc
N/A
Southland Holdings Inc
84445C100
15374.000000000000
NS
USD
93320.180000000000
0.0251388407
Long
EC
CORP
US
N
1
N
N
N
TRULIEVE CANNABIS CORP
549300122MBOJDGEZ014
Trulieve Cannabis Corp
89788CAB0
1250000.000000000000
PA
USD
1226562.500000000000
0.3304147006
Long
DBT
CORP
CA
N
2
2024-06-18
Fixed
9.750000000000
N
N
N
N
N
N
GEMMACERT LTD WTS
N/A
GEMMACERT LTD WTS
N/A
21135.000000000000
NS
USD
.000000000000
0.0000000000
Long
EC
CORP
US
N
3
N
N
N
FINANCIALS ACQUISITIO-DI
254900SWRQCI5ZUQEF15
Financials Acquisition Corp
N/A
33086.000000000000
NS
1211.050000000000
0.0003262359
N/A
DE
CORP
GB
N
1
London
213800D1EI4B9WTWWD28
Call
Purchased
Financials Acquisition Corp
Financials Acquisition Corp
1.000000000000
11.500000000000
GBP
2027-04-04
XXXX
348.630000000000
N
N
N
Screaming Eagle Acquisition Co
N/A
Screaming Eagle Acquisition Corp
N/A
182532.000000000000
NS
USD
1909284.720000000000
0.5143282459
Long
EC
CORP
US
N
1
N
N
N
MOUNTAINEER MERGER CORP
254900GJKZ8ZX0D5KG41
Mountaineer Merger Corp
62450LAB4
5837403.850000000000
PA
USD
4650484.530000000000
1.2527600130
Long
LON
CORP
US
N
2
2028-10-26
Floating
12.299140800000
N
N
N
N
N
N
N/A
N/A
NCR Corp
N/A
-108.000000000000
NC
USD
-10584.000000000000
-0.0028511463
N/A
DE
US
N
2
CHICAGO
N/A
Call
Written
NCR Corp
NCR Corp
100.000000000000
30.000000000000
USD
2024-01-19
XXXX
5454.730000000000
N
N
N
CCO HLDGS LLC/CAP CORP
N/A
CCO Holdings LLC / CCO Holdings Capital Corp
1248EPCD3
-2019000.000000000000
PA
USD
-1697404.590000000000
-0.4572514074
Short
DBT
CORP
US
N
2
2030-03-01
Fixed
4.750000000000
N
N
N
N
N
N
CTO Realty Growth Inc
N/A
CTO Realty Growth Inc
22948Q101
131933.000000000000
NS
USD
2138633.930000000000
0.5761109520
Long
EC
CORP
US
N
1
N
N
N
ELEVATE TEXTILES HOLDING CORPORATION
N/A
ELEVATE TEXTILES HOLDING CORPORATION
N/A
16902.999912000000
NS
USD
59160.500000000000
0.0159368144
Long
EC
CORP
US
N
2
N
N
N
BERENSON ACQUISITION CO-CL A
N/A
Berenson Acquisition Corp I
083690115
12570.000000000000
NS
USD
.000000000000
0.0000000000
N/A
DE
CORP
US
N
3
OTC US
N/A
Call
Purchased
Berenson Acquisition Corp I
Berenson Acquisition Corp I
1.000000000000
11.500000000000
USD
2026-08-01
XXXX
-50.280000000000
N
N
N
CROWN CASTLE INC.
54930012H97VSM0I2R19
Crown Castle Inc
22823QXK2
6950000.000000000000
PA
USD
6927621.000000000000
1.8661811513
Long
STIV
CORP
US
N
2
2023-10-19
Fixed
.000000000000
N
N
N
N
N
N
GAP INC/THE
T2ZG1WRWZ4BUCMQL9224
Gap Inc/The
364760AQ1
5049000.000000000000
PA
USD
3553312.620000000000
0.9572008971
Long
DBT
CORP
US
N
2
2031-10-01
Fixed
3.875000000000
N
N
N
N
N
N
HAWAIIAN AIRLINES 13-1A
N/A
Hawaiian Airlines 2013-1 Class A Pass Through Certificates
419838AA5
5668542.219500000000
PA
USD
5042939.230000000000
1.3584805142
Long
DBT
CORP
US
N
2
2026-01-15
Fixed
3.900000000000
N
N
N
N
N
N
STONEX GROUP INC
549300JUF07L8VF02M60
StoneX Group Inc
46116VAE5
5685000.000000000000
PA
USD
5737842.080000000000
1.5456753103
Long
DBT
CORP
US
N
2
2025-06-15
Fixed
8.625000000000
N
N
N
N
N
N
MSCG Trust
N/A
MSCG Trust 2018-SELF
55358PAL0
810604.130000000000
PA
USD
801490.100000000000
0.2159075558
Long
ABS-MBS
CORP
US
N
2
2037-10-15
Floating
7.030000000000
N
N
N
N
N
N
PROSOMNUS HOLD 04/06/26
N/A
PROSOMNUS HOLD 04/06/26
N/A
1661583.000000000000
PA
USD
1428037.540000000000
0.3846885880
Long
DBT
CORP
US
Y
3
2026-04-06
Fixed
14.250000000000
N
N
N
N
N
N
GEMMACERT LTD
N/A
GEMMACERT LTD
N/A
479392.490000000000
PA
USD
200999.680000000000
0.0541458336
Long
LON
CORP
US
N
3
2024-05-19
Fixed
9.000000000000
N
N
N
N
N
N
LIFEFITGROUP MIDCO
254900T3Z0SCF415OF78
Lifefit Group Midco GmbH
AZ7303839
1172866.000000000000
PA
1213662.420000000000
0.3269396424
Long
DBT
CORP
DE
N
2
2025-01-26
Fixed
13.112000000000
N
N
Y
N
N
N
NOVEDO HOLDINGS AB
984500F0A56FIF3C6091
Novedo Holding AB
BS3076053
15000000.000000000000
PA
1335173.060000000000
0.3596725049
Long
DBT
CORP
SE
N
2
2024-11-26
Floating
10.564000000000
N
N
N
N
N
N
AMERICAN GREETINGS CORP
549300WMJOT8C9DNMF90
American Greetings Corp
02639DAM8
2707395.000000000000
PA
USD
2715855.610000000000
0.7316044785
Long
LON
CORP
US
N
2
2028-04-06
Floating
11.331060000000
N
N
N
N
N
N
N/A
N/A
NCR Corp
N/A
-108.000000000000
NC
USD
-7992.000000000000
-0.0021529064
N/A
DE
US
N
2
CHICAGO
N/A
Put
Written
NCR Corp
NCR Corp
100.000000000000
24.000000000000
USD
2024-01-19
XXXX
3942.760000000000
N
N
N
IMPALA GROUP PLC
549300H2NW5AUSWVQK84
Impala BondCo PLC
BR8492349
7500000.000000000000
PA
600934.280000000000
0.1618812903
Long
DBT
CORP
GB
N
2
2024-10-20
Floating
12.868000000000
N
N
N
N
N
N
ANA INTL/ANA HOLD
N/A
Anagram International Inc / Anagram Holdings LLC
03254TAA1
1640012.000000000000
PA
USD
1566957.670000000000
0.4221112657
Long
DBT
CORP
US
N
2
2025-08-15
None
15.000000000000
N
Y
N
N
N
N
BX Trust
N/A
BX 2021-MFM1
05608VAJ5
1364506.130000000000
PA
USD
1333789.050000000000
0.3592996766
Long
ABS-MBS
CORP
US
N
2
2034-01-15
Floating
6.946480000000
N
N
N
N
N
N
BACARDI-MARTINI BV
5493002XXBV8B88K2408
Bacardi-Martini BV
05634FXQ7
6364000.000000000000
PA
USD
6339609.080000000000
1.7077809210
Long
STIV
CORP
NL
N
2
2023-10-24
Fixed
.000000000000
N
N
N
N
N
N
Credit Suisse Mortgage Trust
N/A
Credit Suisse Mortgage Capital Certificates 2019-ICE4
12653VAG1
624446.500000000000
PA
USD
620548.460000000000
0.1671650108
Long
ABS-MBS
CORP
US
N
2
2036-05-15
Floating
6.980010000000
N
N
N
N
N
N
CAMPBELL SOUP COMPANY
5493007JDSMX8Z5Z1902
Campbell Soup Co
13443DX53
3602000.000000000000
PA
USD
3598743.790000000000
0.9694392677
Long
STIV
CORP
US
N
2
2023-10-05
Fixed
.000000000000
N
N
N
N
N
N
CLEAR CHANNEL INTL BV
N/A
Clear Channel International BV
18452MAB2
4186000.000000000000
PA
USD
4143324.150000000000
1.1161397877
Long
DBT
CORP
NL
N
2
2025-08-01
Fixed
6.625000000000
N
N
N
N
N
N
FOSSIL GROUP INC
DDMY8YZ6L8UEMS1FDM73
Fossil Group Inc
34988V304
130336.000000000000
NS
USD
2158364.160000000000
0.5814259344
Long
EP
CORP
US
N
1
N
N
N
FREEDOM MORTGAGE CORP
549300LYRWPSYPK6S325
Freedom Mortgage Corp
35640YAB3
8074000.000000000000
PA
USD
8083228.580000000000
2.1774818249
Long
DBT
CORP
US
N
2
2025-04-15
Fixed
8.250000000000
N
N
N
N
N
N
PROSOMNUS INC
N/A
ProSomnus Inc
50535E116
151260.000000000000
NS
USD
9831.900000000000
0.0026485436
N/A
DE
CORP
US
N
1
NASDAQ CM
N/A
Call
Purchased
ProSomnus Inc
ProSomnus Inc
1.000000000000
11.500000000000
USD
2028-04-20
XXXX
9831.880000000000
N
N
N
NGL ENERGY PARTNERS LP
5299005YSRP46BE8Z459
NGL Energy Partners LP
62913M206
48669.000000000000
NS
USD
1226458.800000000000
0.3303867656
Long
EP
CORP
US
N
1
N
N
N
99 ESCROW ISSUER INC
N/A
99 Escrow Issuer Inc
65442QAA9
4193000.000000000000
PA
USD
1621382.450000000000
0.4367723591
Long
DBT
CORP
US
N
2
2026-01-15
Fixed
7.500000000000
N
N
N
N
N
N
TACORA RESOURCES INC
549300L67A19OXSFBA84
Tacora Resources Inc
87356LAC4
1182908.000000000000
PA
USD
1182908.000000000000
0.3186549341
Long
DBT
CORP
CA
N
3
2023-11-08
Fixed
13.000000000000
N
N
Y
N
N
N
SECOP GROUP HLDG GMBH
3912009IWWPURB35WO49
Secop Group Holding GmbH
ZK8432245
1443000.000000000000
PA
1540868.000000000000
0.4150831603
Long
DBT
CORP
DE
N
2
2026-12-29
Floating
12.372000000000
N
N
N
N
N
N
AZERION HOLDINGS BV
724500FAF2LMHPRX9R42
Azerion Holding BV
BP1112450
850000.000000000000
PA
900891.260000000000
0.2426845072
Long
DBT
CORP
NL
N
2
2024-04-28
Fixed
7.250000000000
N
N
N
N
N
N
PHM GROUP HOLDING
7437002P82P6OBDFWT48
PHM Group Holding Oy
ZN8219885
1625000.000000000000
PA
1739506.790000000000
0.4685930111
Long
DBT
CORP
FI
N
2
2026-06-19
Floating
11.378000000000
N
N
N
N
N
N
ALPHA PARTNERS TECHNOLOGY-A
N/A
Alpha Partners Technology Merger Corp
N/A
8594.000000000000
NS
USD
690.100000000000
0.0001859010
N/A
DE
CORP
US
N
3
NASDAQ CM
N/A
Call
Purchased
Alpha Partners Technology Merg
Alpha Partners Technology Merger Corp
1.000000000000
11.500000000000
USD
2028-03-31
XXXX
690.090000000000
N
N
N
N/A
N/A
iShares iBoxx High Yield Corporate Bond ETF
N/A
1010.000000000000
NC
USD
117160.000000000000
0.0315608755
N/A
DE
US
N
1
NYSEAmerican
N/A
Put
Purchased
iShares iBoxx High Yield Corpo
iShares iBoxx High Yield Corporate Bond ETF
100.000000000000
73.000000000000
USD
2023-12-15
XXXX
40874.600000000000
N
N
N
ENERGY ACQUISITION LP
N/A
Energy Acquisition Co Inc
29279EAG7
1807300.000000000000
PA
USD
1735008.000000000000
0.4673811150
Long
LON
CORP
US
N
2
2025-06-26
Fixed
12.750000000000
N
N
N
N
N
N
QUARTERNORTH ENERGY HOLD
549300BC3OH5VUTNXB92
Quarternorth Energy Holding Inc
74771KAB3
2980117.400000000000
PA
USD
2973903.860000000000
0.8011182092
Long
LON
CORP
US
N
2
2026-08-27
Floating
13.445540000000
N
N
N
N
N
N
CROCS INC
549300B0J6YCXD63OG72
Crocs Inc
22704NAE2
2039172.629500000000
PA
USD
2047512.850000000000
0.5515645108
Long
LON
CORP
US
N
2
2029-02-19
Floating
8.431060000000
N
N
N
N
N
N
MIME PETROLEUM AS
213800RJDWTCWEMG1513
Mime Petroleum AS
ZL5884792
1487286.000000000000
PA
USD
1398048.840000000000
0.3766101514
Long
DBT
CORP
NO
N
2
2026-09-17
Fixed
9.750000000000
N
N
Y
N
N
N
QUARTERNORTH ENERGY INC
N/A
QUARTERNORTH ENERGY INC
N/A
4187.000000000000
NS
USD
548497.000000000000
0.1477555950
Long
EC
CORP
US
N
2
N
N
N
TACORA WARRANTS
N/A
TACORA WARRANTS
N/A
20243861.000000000000
NS
USD
.000000000000
0.0000000000
N/A
DE
CORP
US
N
3
Unknown
N/A
Call
Purchased
TACORA RESOURCES INC
TACORA RESOURCES INC
1.000000000000
0.010000000000
USD
2025-05-11
XXXX
.000000000000
N
N
N
N/A
N/A
Warner Bros Discovery Inc
N/A
-126.000000000000
NC
USD
-22932.000000000000
-0.0061774838
N/A
DE
US
N
1
NYSEAmerican
N/A
Put
Written
Warner Bros Discovery Inc
Warner Bros Discovery Inc
100.000000000000
12.500000000000
USD
2023-11-17
XXXX
-7516.540000000000
N
N
N
ADVANCE AUTO PARTS
529900UCNQ5H9FSL0Y70
Advance Auto Parts Inc
00751YAF3
4375000.000000000000
PA
USD
3551309.520000000000
0.9566612967
Long
DBT
CORP
US
N
2
2027-10-01
Fixed
1.750000000000
N
N
N
N
N
N
ARAMARK SERVICES INC
42YMHYH0XMHJEXDUB065
Aramark Services Inc
038522AR9
10593000.000000000000
PA
USD
10761852.420000000000
2.8990567093
Long
DBT
CORP
US
N
2
2025-05-01
Fixed
6.375000000000
N
N
N
N
N
N
BX Trust
N/A
BX Commercial Mortgage Trust 2021-VINO
05608KAE0
157968.140000000000
PA
USD
154059.680000000000
0.0415010104
Long
ABS-MBS
CORP
US
N
2
2038-05-15
Floating
6.548810000000
N
N
N
N
N
N
BX Trust
N/A
BX Commercial Mortgage Trust 2021-VOLT
05609VAJ4
2982000.000000000000
PA
USD
2870191.700000000000
0.7731799490
Long
ABS-MBS
CORP
US
N
2
2036-09-15
Floating
6.546680000000
N
N
N
N
N
N
First American Treasury Obliga
549300UU586IAH2B8H03
First American Treasury Obligations Fund
31846V328
17544963.420000000000
NS
USD
17544963.420000000000
4.7263093686
Long
STIV
RF
US
N
1
N
N
N
COOK & BOARDMAN GROUP LL
54930031KT8PDC6K0K34
Cook & Boardman Group LLC/The
21620EAB1
635593.220000000000
PA
USD
619703.390000000000
0.1669373636
Long
LON
CORP
US
N
2
2025-10-18
Floating
11.179680000000
N
N
N
N
N
N
CONTAINER STORE
RU4H3CU9QRX4TIC35822
Container Store Inc/The
21075BAM3
2416969.870000000000
PA
USD
2199442.580000000000
0.5924917495
Long
LON
CORP
US
N
2
2026-01-31
Floating
9.909140000000
N
N
N
N
N
N
DUETT SOFTWARE GROUP AS
9845007554C7945DAC83
Duett Software Group AS
BO7101765
4589000.000000000000
PA
418287.500000000000
0.1126794102
Long
DBT
CORP
NO
N
2
2026-04-12
Floating
9.450000000000
N
N
N
N
N
N
AZERION GROUP NV
7245007RB3M5PMWY6N86
Azerion Group N.V.
ZI6849254
3772000.000000000000
PA
3908188.400000000000
1.0527982879
Long
DBT
CORP
NL
N
2
2026-10-02
Floating
10.628000000000
N
N
N
N
N
N
TARGA RESOURCES CORP
5493003QENHHS261UR94
Targa Resources Corp
87613LXP9
4465000.000000000000
PA
USD
4449464.790000000000
1.1986087756
Long
STIV
CORP
US
N
2
2023-10-23
Fixed
.000000000000
N
N
N
N
N
N
AMERICAN GREETINGS CORP
549300WMJOT8C9DNMF90
American Greetings Corp
026375AR6
1397000.000000000000
PA
USD
1384350.170000000000
0.3729199669
Long
DBT
CORP
US
N
2
2025-04-15
Fixed
8.750000000000
N
N
N
N
N
N
ARGO BLOCKCHAIN PLC
213800WPCCYSDYY26J54
Argo Blockchain PLC
040126203
8481.000000000000
NS
USD
58349.280000000000
0.0157182858
Long
EP
CORP
GB
N
2
N
N
N
BX Trust
N/A
BX Trust 2022-IND
05609WAG8
669783.970000000000
PA
USD
660093.540000000000
0.1778177707
Long
ABS-MBS
CORP
US
N
2
2037-04-15
Floating
7.272200000000
N
N
N
N
N
N
CAMB Commercial Mortgage Trust
N/A
CAMB Commercial Mortgage Trust 2019-LIFE
12482HAL8
2550000.000000000000
PA
USD
2522708.120000000000
0.6795738889
Long
ABS-MBS
CORP
US
N
2
2037-12-15
Floating
7.130000000000
N
N
N
N
N
N
CNH INDUSTRIAL CAP LLC
549300PNSJ5B81UMVO28
CNH Industrial Capital LLC
12592BAJ3
2395000.000000000000
PA
USD
2381776.560000000000
0.6416093667
Long
DBT
CORP
US
N
2
2024-01-15
Fixed
4.200000000000
N
N
N
N
N
N
CENGAGE LEARNING INC
549300BYGM0FWUSVXJ88
Cengage Learning Inc
15137NAA1
476000.000000000000
PA
USD
479239.990000000000
0.1290989557
Long
DBT
CORP
US
N
2
2024-06-15
Fixed
9.500000000000
N
N
N
N
N
N
CONAGRA BRANDS INC
54930035UDEIH090K650
Conagra Brands Inc
205887AF9
-1000000.000000000000
PA
USD
-1033546.130000000000
-0.2784194324
Short
DBT
CORP
US
N
2
2026-10-01
Fixed
7.125000000000
N
N
N
N
N
N
CONNECT FINCO SARL/CONNE
N/A
Connect Finco SARL / Connect US Finco LLC
20752TAA2
3222000.000000000000
PA
USD
3009049.480000000000
0.8105858307
Long
DBT
CORP
US
N
2
2026-10-01
Fixed
6.750000000000
N
N
N
N
N
N
BUZZFEED INC
N/A
BuzzFeed Inc
28250AAA3
5400000.000000000000
PA
USD
3472421.400000000000
0.9354102030
Long
DBT
CORP
US
N
2
2026-12-03
Fixed
8.500000000000
N
N
N
N
N
BuzzFeed Inc
BuzzFeed Inc
USD
XXXX
N
N
N
INFRABUILD AUSTRALIA PTY
549300W2CPB5W6GFH859
Infrabuild Australia Pty Ltd
45682RAA8
9281000.000000000000
PA
USD
9063229.040000000000
2.4414769810
Long
DBT
CORP
AU
N
2
2024-10-01
Fixed
12.000000000000
N
N
N
N
N
N
JABIL INC
5493000CGCQY2OQU7669
Jabil Inc
46652MX67
8801000.000000000000
PA
USD
8790484.040000000000
2.3680042003
Long
STIV
CORP
US
N
2
2023-10-06
Fixed
.000000000000
N
N
N
N
N
N
LEAFLY HOLDINGS INC
N/A
Leafly Holdings Inc
58953MAA4
4163000.000000000000
PA
USD
3538550.000000000000
0.9532241029
Long
DBT
CORP
US
N
3
2025-01-31
Fixed
8.000000000000
N
N
N
N
N
Leafly Holdings Inc
Leafly Holdings Inc
USD
XXXX
N
N
N
PARKER-HANNIFIN CORP
5493002CONDB4N2HKI23
Parker-Hannifin Corp
70109MXH2
5238000.000000000000
PA
USD
5223653.120000000000
1.4071617072
Long
STIV
CORP
US
N
2
2023-10-17
Fixed
.000000000000
N
N
N
N
N
N
UBER TECHNOLOGIES INC
549300B2FTG34FILDR98
Uber Technologies Inc
90353TAC4
2717000.000000000000
PA
USD
2751682.510000000000
0.7412556251
Long
DBT
CORP
US
N
2
2026-11-01
Fixed
8.000000000000
N
N
N
N
N
N
VALVOLINE INC
549300CMHPBEY6VPOT75
Valvoline Inc
92047WAD3
7550000.000000000000
PA
USD
7422208.700000000000
1.9994145143
Long
DBT
CORP
US
N
2
2030-02-15
Fixed
4.250000000000
N
N
N
N
N
N
BULK INFRASTRUCTURE AS
5493005OITT4ZDW0U217
Bulk Infrastructure Holding AS
ZQ0314604
33000000.000000000000
PA
3112072.470000000000
0.8383384404
Long
DBT
CORP
NO
N
2
2024-10-15
Floating
8.990000000000
N
N
N
N
N
N
SKILL BIDCO APS
636700YQKGLXCPPUYE74
Skill Bidco ApS
ZL0669289
2181000.000000000000
PA
2308767.840000000000
0.6219420817
Long
DBT
CORP
DK
N
2
2028-03-02
Floating
10.545000000000
N
N
N
N
N
N
AKER HORIZONS ASA
549300SX4Z9T612Q0N59
Aker Horizons ASA
BN8921890
8500000.000000000000
PA
770802.480000000000
0.2076408423
Long
DBT
CORP
NO
N
2
2025-08-15
Floating
7.930000000000
N
N
N
N
N
N
MCDERMOTT INTERNATIONAL LTD
54930004RAXI4B3L4752
Mcdermott International Ltd
N/A
286965.000000000000
NS
USD
.000000000000
0.0000000000
N/A
DE
CORP
US
N
3
OTC US
N/A
Call
Purchased
Mcdermott International Ltd
Mcdermott International Ltd
1.000000000000
0.000000000000
USD
2027-06-30
XXXX
-65246.120000000000
N
N
N
ENERGY ACQUISITION LP
N/A
Energy Acquisition Co Inc
29279EAB8
4309168.350000000000
PA
USD
4276849.590000000000
1.1521092294
Long
LON
CORP
US
N
2
2025-06-26
Floating
9.613740000000
N
N
N
N
N
N
ABE INVESTMENT HOLDINGS
N/A
Abe Investment Holdings Inc
37427UAJ9
2216986.090000000000
PA
USD
2225854.030000000000
0.5996065368
Long
LON
CORP
US
N
2
2026-02-19
Floating
9.841870000000
N
N
N
N
N
N
FIRST BRANDS GROUP LLC
N/A
First Brands Group LLC
31935HAG2
2076665.000000000000
PA
USD
2054610.820000000000
0.5534765810
Long
LON
CORP
US
N
2
2027-03-30
Floating
10.881090000000
N
N
N
N
N
N
N/A
N/A
MasTec Inc
N/A
-113.000000000000
NC
USD
-4802.500000000000
-0.0012937103
N/A
DE
US
N
2
NYSEAmerican
N/A
Call
Written
MasTec Inc
MasTec Inc
100.000000000000
115.000000000000
USD
2023-12-15
XXXX
13104.560000000000
N
N
N
N/A
N/A
NOK/USD FWD 20231013
N/A
1.000000000000
NC
USD
-8356.400000000000
-0.0022510695
N/A
DFE
US
N
2
U.S. BANCORP INVESTMENTS INC.
H85Z6XZP8B10ES0M2G89
-71705000.000000000000
NOK
6697833.860000000000
USD
2023-10-13
-8356.400000000000
N
N
N
RA PARENT INC
N/A
RA PARENT INC
N/A
43.140000000000
NS
USD
2553888.000000000000
0.6879732087
Long
EC
CORP
US
N
3
N
N
N
STOCKWIK FORVALTNING
213800X1259MBEKD5H24
Stockwik Forvaltning AB
ZL4689937
27500000.000000000000
PA
2384891.380000000000
0.6424484453
Long
DBT
CORP
SE
N
2
2026-03-20
Floating
12.106000000000
N
N
N
N
N
N
N/A
N/A
SEK/USD FWD 20231013
N/A
1.000000000000
NC
USD
8971.950000000000
0.0024168880
N/A
DFE
US
N
2
U.S. BANCORP INVESTMENTS INC.
H85Z6XZP8B10ES0M2G89
-352130.600000000000
USD
3943000.000000000000
SEK
2023-10-13
8971.950000000000
N
N
N
N/A
N/A
Verizon Communications Inc
N/A
-216.000000000000
NC
USD
-864.000000000000
-0.0002327466
N/A
DE
US
N
1
NYSEAmerican
N/A
Call
Written
Verizon Communications Inc
Verizon Communications Inc
100.000000000000
35.000000000000
USD
2023-10-20
XXXX
5717.650000000000
N
N
N
OPNET SPA
8156008F52B23E338F42
Opnet SpA
BA0032827
5699000.000000000000
PA
6062926.200000000000
1.6332473437
Long
DBT
CORP
IT
N
2
2026-02-09
Floating
9.848000000000
N
N
N
N
N
N
PUFFIN FINANCE SARL
213800XAQ7JFH13UZL50
Puffin Finance Sarl
ZI4175306
4411000.000000000000
PA
USD
4704475.080000000000
1.2673041324
Long
DBT
CORP
LU
N
2
2025-09-11
Fixed
15.000000000000
N
N
N
N
N
N
Cold Storage Trust
N/A
Cold Storage Trust 2020-ICE5
193051AN9
3258613.580000000000
PA
USD
3238904.830000000000
0.8725048822
Long
ABS-MBS
CORP
US
N
2
2037-11-15
Floating
7.546680000000
N
N
N
N
N
N
ENERGY TRANSFER LP
MTLVN9N7JE8MIBIJ1H73
Energy Transfer LP
29277FX48
5316000.000000000000
PA
USD
5311770.800000000000
1.4308990845
Long
STIV
CORP
US
N
2
2023-10-04
Fixed
.000000000000
N
N
N
N
N
N
LEAFLY HOLDINGS INC
N/A
Leafly Holdings Inc
52178J113
21228.000000000000
NS
USD
742.980000000000
0.0002001459
N/A
DE
CORP
US
N
2
NASDAQ CM
N/A
Call
Purchased
Leafly Holdings Inc
Leafly Holdings Inc
1.000000000000
11.500000000000
USD
2026-11-07
XXXX
742.970000000000
N
N
N
NGL ENRGY OP/FIN CORP
N/A
NGL Energy Operating LLC / NGL Energy Finance Corp
62922LAA6
4258000.000000000000
PA
USD
4214513.340000000000
1.1353169229
Long
DBT
CORP
US
N
2
2026-02-01
Fixed
7.500000000000
N
N
N
N
N
N
LR GLOBAL HOLDING
529900YM1HDMG9MCJD66
LR Global Holding GmbH
BN6772238
2694000.000000000000
PA
2777025.960000000000
0.7480827117
Long
DBT
CORP
DE
N
2
2025-02-03
Floating
11.033000000000
N
N
N
N
N
N
CENGAGE LEARNING INC
549300BYGM0FWUSVXJ88
Cengage Learning Inc
15134NAF3
6666619.120000000000
PA
USD
6645785.940000000000
1.7902596659
Long
LON
CORP
US
N
2
2026-07-14
Floating
10.322660000000
N
N
N
N
N
N
DIEBOLD NIXDORF INC
549300XZK6EWDBAZSY16
Diebold Nixdorf Inc
25365TAM4
1252155.880000000000
PA
USD
1257897.010000000000
0.3388556750
Long
LON
CORP
US
N
2
2028-08-11
Floating
12.810480000000
N
N
N
N
N
N
GENERAL MOTORS FINL CO
5493008B6JBRUJ90QL97
General Motors Financial Co Inc
37046UYL9
7422000.000000000000
PA
USD
7360549.110000000000
1.9828044883
Long
STIV
CORP
US
N
2
2023-11-20
Fixed
.000000000000
N
N
N
N
N
N
GETTY IMAGES INC
5493005NV20IG4VEKZ40
Getty Images Inc
374276AJ2
2568000.000000000000
PA
USD
2568034.820000000000
0.6917841171
Long
DBT
CORP
US
N
2
2027-03-01
Fixed
9.750000000000
N
N
N
N
N
N
WARNERMEDIA HOLDINGS INC
549300DXR29GD4N0A520
Warnermedia Holdings Inc
55903VBD4
2156000.000000000000
PA
USD
1670391.740000000000
0.4499746133
Long
DBT
CORP
US
N
2
2042-03-15
Fixed
5.050000000000
N
N
N
N
N
N
WALGREENS BOOTS ALLIANCE
549300RPTUOIXG4LIH86
Walgreens Boots Alliance Inc
93142XXD8
6867000.000000000000
PA
USD
6851025.090000000000
1.8455475393
Long
STIV
CORP
US
N
2
2023-10-13
Fixed
.000000000000
N
N
N
N
N
N
MIME PETROLEUM AS 13.5% PIK 21/03/2083 USD1
N/A
MIME PETROLEUM AS 13.5% PIK 21/03/2083 USD1
N/A
109999.000000000000
PA
USD
32999.700000000000
0.0088895478
Long
DBT
CORP
NO
N
2
2083-03-21
Fixed
13.500000000000
N
N
N
N
N
N
N/A
N/A
EUR/USD FWD 20231013
N/A
1.000000000000
NC
USD
290128.310000000000
0.0781555434
N/A
DFE
US
N
2
U.S. BANCORP INVESTMENTS INC.
H85Z6XZP8B10ES0M2G89
-17065000.000000000000
EUR
18342656.550000000000
USD
2023-10-13
290128.310000000000
N
N
N
N/A
N/A
iShares iBoxx High Yield Corporate Bond ETF
N/A
-1010.000000000000
NC
USD
-40400.000000000000
-0.0108830605
N/A
DE
US
N
1
NYSEAmerican
N/A
Put
Written
iShares iBoxx High Yield Corpo
iShares iBoxx High Yield Corporate Bond ETF
100.000000000000
70.000000000000
USD
2023-12-15
XXXX
3502.510000000000
N
N
N
2023-11-28
Trust for Professional Managers
/s/ John Buckel
John Buckel
President