485BXT 1 rockefellerussmallcap485bxt.htm ROCKEFELLER US SMALL CAP CORE 485BXT Document

As filed with the Securities and Exchange Commission on July 18, 2023
1933 Act Registration File No. 333-62298
1940 Act File No. 811-10401

SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

FORM N-1A
REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933[X]
Pre-Effective Amendment No.[ ]
Post-Effective Amendment No.838[X]

and/or
REGISTRATION STATEMENT UNDER THE INVESTMENT COMPANY ACT OF 1940[X]
Amendment No.840[X]

TRUST FOR PROFESSIONAL MANAGERS
(Exact Name of Registrant as Specified in Charter)

615 East Michigan Street
Milwaukee, Wisconsin 53202
(Address of Principal Executive Offices) (Zip Code)
(Registrant’s Telephone Number, including Area Code) (414) 287-3338

Jay S. Fitton
U.S. Bank Global Fund Services
615 East Michigan Street, 2nd Floor
Milwaukee, Wisconsin 53202
(Name and Address of Agent for Service)

Copies to:
Carol A. Gehl, Esq.
Godfrey & Kahn, S.C.
833 East Michigan Street, Suite 1800
Milwaukee, Wisconsin 53202
(414) 273-3500

It is proposed that this filing will become effective (check appropriate box)
[ ]Immediately upon filing pursuant to Rule 485(b).
[X]
on July 27, 2023 pursuant to Rule 485(b).
[ ]60 days after filing pursuant to Rule 485(a)(1).
[ ]on (date) pursuant to Rule 485(a)(1).
[ ]75 days after filing pursuant to Rule 485(a)(2).
[ ]on (date) pursuant to Rule 485(a)(2).

If appropriate, check the following box:
[X]This post-effective amendment designates a new effective date for a previously filed post-effective amendment.



EXPLANATORY NOTE

Designation of New Effective Date for Previously Filed Post-Effective Amendment

Post-Effective Amendment No. 834 (the “Amendment”) was filed pursuant to Rule 485(a)(2) under the Securities Act of 1933, as amended, on May 5, 2023 and pursuant to Rule 485(a)(1) would have become effective on July 19, 2023.

This Post-Effective Amendment No. 838 is being filed pursuant to Rule 485(b)(1)(iii) for the sole purpose of designating July 27, 2023 as the new date upon which the Amendment shall become effective with respect to the Rockefeller US Small Cap Core Fund.

This Post-Effective Amendment No. 838 incorporates by reference the information contained in Parts A, B and C of the Amendment with respect to the Rockefeller US Small Cap Core Fund.



SIGNATURES

Pursuant to the requirements of the Securities Act of 1933, as amended, and the Investment Company Act of 1940, as amended, the Registrant certifies that this Post-Effective Amendment No. 838 to its Registration Statement meets all of the requirements for effectiveness pursuant to Rule 485(b) of the Securities Act of 1933, as amended, and the Registrant has duly caused this Post-Effective Amendment No. 838 to its Registration Statement on Form N-1A to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Milwaukee and State of Wisconsin, on July 27, 2023 .


TRUST FOR PROFESSIONAL MANAGERS

By: /s/ Jay S. Fitton    
Jay S. Fitton
Secretary

Pursuant to the requirements of the Securities Act of 1933, as amended, this Post-Effective Amendment No. 838 to its Registration Statement has been signed below on July 27, 2023 by the following persons in the capacities indicated.


Signature
Title
John P. Buckel*
John P. Buckel

Chairperson, President, Principal Executive Officer and Interested Trustee
Michael D. Akers*
Michael D. Akers

Independent Trustee
Gary A. Drska*
Gary A. Drska

Independent Trustee
Vincent P. Lyles*
Vincent P. Lyles

Independent Trustee
Erik K. Olstein*
Erik K. Olstein

Independent Trustee
Lisa Zúñiga Ramírez*
Lisa Zúñiga Ramírez

Independent Trustee
Gregory M. Wesley*
Gregory M. Wesley

Independent Trustee
Jennifer A. Lima*
Jennifer A. Lima

Vice President, Treasurer and Principal Financial and Accounting Officer
* By: /s/ Jay S. Fitton
Jay S. Fitton
* Attorney-in-Fact pursuant to Power of Attorney previously filed with Registrant’s Post-Effective Amendment No. 820 to its Registration Statement on Form N-1A with the SEC on January 26, 2023, and is incorporated by reference.