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Form N-14 - Registration statement for open-end investment company (business combinations):
SEC Accession No. 0000894189-22-000389
Filing Date
2022-01-25
Accepted
2022-01-24 18:14:16
Documents
13

Document Format Files

Seq Description Document Type Size
1 CONVERGENCE N-14 LETTER convergencen-14.htm N-14 998997
2 EX-16.(6) INVESTMENT ADVISORY AGREEMENT convergenceadvisoryagreeme.htm EX-16.(6) 63364
3 EX-16.(7)(A) NOVATION AGREEMENT TO ETF DISTRIBUTION AGREEMENT convergencenovationagreeme.htm EX-16.(7)(A) 8729
4 EX-16.(7)(B) FORM OF FIRST AMENDMENT TO ETF DISTRIBUTION AGREEMENT firstamendmenttodistributi.htm EX-16.(7)(B) 21066
5 EX-16.(9)(C) FORM OF SECOND AMENDMENT TO CUSTODY AGREEMENT convergence-amendmenttoadd.htm EX-16.(9)(C) 125853
6 EX-16.(11) OPINION & CONSENT OF COUNSEL convergencen-14legalconsent.htm EX-16.(11) 8864
7 EX-16.(13)(C) FORM OF SECOND AMENDMENT TO FUND SERVICING AGREEMENT convergence-amendmenttoadda.htm EX-16.(13)(C) 58438
8 EX-16.(14) CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM convergenceetfpoan-14.htm EX-16.(14) 8521
9 EX-16.(16) POWER OF ATTORNEY consent-convergencenx14.htm EX-16.(16) 3361
11 chart-a10b100504b6445abe5a.jpg GRAPHIC 55097
12 gkimage_0.jpg GRAPHIC 54042
13 gkimage_1.jpg GRAPHIC 30719
14 image_3.jpg GRAPHIC 64684
  Complete submission text file 0000894189-22-000389.txt   1580981

Series and Classes/Contracts Information:

Merger
  Status Name Ticker Symbol
CIK 0001141819 acquiring    
Series S000074838   Convergence Long/Short Equity ETF
Class/Contract C000233104   Convergence Long/Short Equity ETF
CIK 0001141819 target    
Series S000027238   Convergence Long/Short Equity Fund
Class/Contract C000082221   Convergence Long/Short Equity Fund - Institutional Class MARNX
Mailing Address U.S. BANCORP FUND SERVICES LLC 615 EAST MICHIGAN ST 2ND FLOOR MILWAUKEE WI 53202
Business Address U.S. BANCORP FUND SERVICES LLC 615 EAST MICHIGAN ST 2ND FLOOR MILWAUKEE WI 53202 4147655067
TRUST FOR PROFESSIONAL MANAGERS (Filer) CIK: 0001141819 (see all company filings)

IRS No.: 000000000 | State of Incorp.: DE
Type: N-14 | Act: 33 | File No.: 333-262327 | Film No.: 22550624