N-PX 1 tpm-tf_npx.txt ANNUAL REPORT FOR N-PX UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-PX ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY INVESTMENT COMPANY ACT FILE NUMBER: 811-10401 NAME OF REGISTRANT: Trust for Professional Managers ADDRESS OF PRINCIPAL EXECUTIVE OFFICES: 615 East Michigan Milwaukee, WI 53202 NAME AND ADDRESS OF AGENT FOR SERVICE: Jay Fitton U.S. Bancorp Fund Services, LLC 615 East Michigan Street Milwaukee, WI 53202 REGISTRANT'S TELEPHONE NUMBER: 513-629-8104 DATE OF FISCAL YEAR END: 12/31 DATE OF REPORTING PERIOD: 07/01/2020 - 06/30/2021 Terra Firma US Concentrated Realty Equity Fund -------------------------------------------------------------------------------------------------------------------------- AMERICAN TOWER CORPORATION Agenda Number: 935387755 -------------------------------------------------------------------------------------------------------------------------- Security: 03027X100 Meeting Type: Annual Meeting Date: 26-May-2021 Ticker: AMT ISIN: US03027X1000 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Thomas A. Bartlett Mgmt No vote 1B. Election of Director: Raymond P. Dolan Mgmt No vote 1C. Election of Director: Kenneth R. Frank Mgmt No vote 1D. Election of Director: Robert D. Hormats Mgmt No vote 1E. Election of Director: Gustavo Lara Cantu Mgmt No vote 1F. Election of Director: Grace D. Lieblein Mgmt No vote 1G. Election of Director: Craig Macnab Mgmt No vote 1H. Election of Director: JoAnn A. Reed Mgmt No vote 1I. Election of Director: Pamela D.A. Reeve Mgmt No vote 1J. Election of Director: David E. Sharbutt Mgmt No vote 1K. Election of Director: Bruce L. Tanner Mgmt No vote 1L. Election of Director: Samme L. Thompson Mgmt No vote 2. To ratify the selection of Deloitte & Mgmt No vote Touche LLP as the Company's independent registered public accounting firm for 2021. 3. To approve, on an advisory basis, the Mgmt No vote Company's executive compensation. 4. Stockholder proposal to amend the Shr No vote appropriate governing documents to reduce the ownership threshold required to call a special meeting of the stockholders. 5. Stockholder proposal to require the Board Shr No vote of Directors to create a standing committee to oversee human rights issues. -------------------------------------------------------------------------------------------------------------------------- AMERICOLD REALTY TRUST Agenda Number: 935368109 -------------------------------------------------------------------------------------------------------------------------- Security: 03064D108 Meeting Type: Annual Meeting Date: 19-May-2021 Ticker: COLD ISIN: US03064D1081 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Trustee to hold office until Mgmt No vote the Annual Meeting in 2022: Fred W. Boehler 1B. Election of Trustee to hold office until Mgmt No vote the Annual Meeting in 2022: George J. Alburger, Jr. 1C. Election of Trustee to hold office until Mgmt No vote the Annual Meeting in 2022: Kelly H. Barrett 1D. Election of Trustee to hold office until Mgmt No vote the Annual Meeting in 2022: Antonio F. Fernandez 1E. Election of Trustee to hold office until Mgmt No vote the Annual Meeting in 2022: James R. Heistand 1F. Election of Trustee to hold office until Mgmt No vote the Annual Meeting in 2022: David J. Neithercut 1G. Election of Trustee to hold office until Mgmt No vote the Annual Meeting in 2022: Mark R. Patterson 1H. Election of Trustee to hold office until Mgmt No vote the Annual Meeting in 2022: Andrew P. Power 2. Advisory Vote on Compensation of Named Mgmt No vote Executive Officers (Say- On-Pay). 3. Ratification of Ernst & Young LLP as our Mgmt No vote Independent Accounting Firm for 2021. -------------------------------------------------------------------------------------------------------------------------- AVALONBAY COMMUNITIES, INC. Agenda Number: 935383048 -------------------------------------------------------------------------------------------------------------------------- Security: 053484101 Meeting Type: Annual Meeting Date: 20-May-2021 Ticker: AVB ISIN: US0534841012 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director to serve until the Mgmt No vote 2022 Annual Meeting: Glyn F. Aeppel 1B. Election of Director to serve until the Mgmt No vote 2022 Annual Meeting: Terry S. Brown 1C. Election of Director to serve until the Mgmt No vote 2022 Annual Meeting: Alan B. Buckelew 1D. Election of Director to serve until the Mgmt No vote 2022 Annual Meeting: Ronald L. Havner, Jr. 1E. Election of Director to serve until the Mgmt No vote 2022 Annual Meeting: Stephen P. Hills 1F. Election of Director to serve until the Mgmt No vote 2022 Annual Meeting: Christopher B. Howard 1G. Election of Director to serve until the Mgmt No vote 2022 Annual Meeting: Richard J. Lieb 1H. Election of Director to serve until the Mgmt No vote 2022 Annual Meeting: Nnenna Lynch 1I. Election of Director to serve until the Mgmt No vote 2022 Annual Meeting: Timothy J. Naughton 1J. Election of Director to serve until the Mgmt No vote 2022 Annual Meeting: Benjamin W. Schall 1K. Election of Director to serve until the Mgmt No vote 2022 Annual Meeting: Susan Swanezy 1L. Election of Director to serve until the Mgmt No vote 2022 Annual Meeting: W. Edward Walter 2. To ratify the selection of Ernst & Young Mgmt No vote LLP as the Company's independent auditors for the year ending December 31, 2021. 3. To adopt a resolution approving, on a Mgmt No vote non-binding advisory basis, the compensation paid to the Company's Named Executive Officers, as disclosed pursuant to Item 402 of Regulation S-K, including the Compensation Discussion and Analysis, compensation tables and narrative discussion set forth in the proxy statement. -------------------------------------------------------------------------------------------------------------------------- BOSTON PROPERTIES, INC. Agenda Number: 935377615 -------------------------------------------------------------------------------------------------------------------------- Security: 101121101 Meeting Type: Annual Meeting Date: 20-May-2021 Ticker: BXP ISIN: US1011211018 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Joel I. Klein Mgmt For For 1B. Election of Director: Kelly A. Ayotte Mgmt For For 1C. Election of Director: Bruce W. Duncan Mgmt For For 1D. Election of Director: Karen E. Dykstra Mgmt For For 1E. Election of Director: Carol B. Einiger Mgmt For For 1F. Election of Director: Diane J. Hoskins Mgmt For For 1G. Election of Director: Douglas T. Linde Mgmt For For 1H. Election of Director: Matthew J. Lustig Mgmt For For 1I. Election of Director: Owen D. Thomas Mgmt For For 1J. Election of Director: David A. Twardock Mgmt For For 1K. Election of Director: William H. Walton, Mgmt For For III 2. To approve, by non-binding, advisory Mgmt For For resolution, the Company's named executive officer compensation. 3. To approve the Boston Properties, Inc. 2021 Mgmt For For Stock Incentive Plan. 4. To ratify the Audit Committee's appointment Mgmt For For of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2021. -------------------------------------------------------------------------------------------------------------------------- CAMDEN PROPERTY TRUST Agenda Number: 935366662 -------------------------------------------------------------------------------------------------------------------------- Security: 133131102 Meeting Type: Annual Meeting Date: 13-May-2021 Ticker: CPT ISIN: US1331311027 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Richard J. Campo Mgmt For For Heather J. Brunner Mgmt For For Mark D. Gibson Mgmt For For Scott S. Ingraham Mgmt For For Renu Khator Mgmt For For D. Keith Oden Mgmt For For William F. Paulsen Mgmt For For F. A. Sevilla-Sacasa Mgmt For For Steven A. Webster Mgmt For For Kelvin R. Westbrook Mgmt For For 2. Ratification of Deloitte & Touche LLP as Mgmt For For the independent registered public accounting firm. 3. Approval, by an advisory vote, of executive Mgmt For For compensation. -------------------------------------------------------------------------------------------------------------------------- CORPORATE OFFICE PROPERTIES TRUST Agenda Number: 935373338 -------------------------------------------------------------------------------------------------------------------------- Security: 22002T108 Meeting Type: Annual Meeting Date: 13-May-2021 Ticker: OFC ISIN: US22002T1088 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A) Election of Trustee: Thomas F. Brady Mgmt For For 1B) Election of Trustee: Stephen E. Budorick Mgmt For For 1C) Election of Trustee: Robert L. Denton, Sr. Mgmt For For 1D) Election of Trustee: Philip L. Hawkins Mgmt For For 1E) Election of Trustee: David M. Jacobstein Mgmt For For 1F) Election of Trustee: Steven D. Kesler Mgmt For For 1G) Election of Trustee: Letitia A. Long Mgmt For For 1H) Election of Trustee: Raymond L. Owens Mgmt For For 1I) Election of Trustee: C. Taylor Pickett Mgmt For For 1J) Election of Trustee: Lisa G. Trimberger Mgmt For For 2) Ratification of the Appointment of Mgmt For For Independent Registered Public Accounting Firm. 3) Approval, on an Advisory Basis, of Named Mgmt For For Executive Officer Compensation. -------------------------------------------------------------------------------------------------------------------------- CROWN CASTLE INTERNATIONAL CORP Agenda Number: 935372588 -------------------------------------------------------------------------------------------------------------------------- Security: 22822V101 Meeting Type: Annual Meeting Date: 21-May-2021 Ticker: CCI ISIN: US22822V1017 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: P. Robert Bartolo Mgmt For For 1B. Election of Director: Jay A. Brown Mgmt For For 1C. Election of Director: Cindy Christy Mgmt For For 1D. Election of Director: Ari Q. Fitzgerald Mgmt For For 1E. Election of Director: Andrea J. Goldsmith Mgmt For For 1F. Election of Director: Lee W. Hogan Mgmt For For 1G. Election of Director: Tammy K. Jones Mgmt For For 1H. Election of Director: J. Landis Martin Mgmt For For 1I. Election of Director: Anthony J. Melone Mgmt For For 1J. Election of Director: W. Benjamin Moreland Mgmt For For 1K. Election of Director: Kevin A. Stephens Mgmt For For 1L. Election of Director: Matthew Thornton, III Mgmt For For 2. The ratification of the appointment of Mgmt For For PricewaterhouseCoopers LLP as the Company's independent registered public accountants for fiscal year 2021. 3. The non-binding, advisory vote to approve Mgmt For For the compensation of the Company's named executive officers. 4. The non-binding, advisory vote regarding Mgmt 1 Year For the frequency of voting on the compensation of the Company's named executive officers. -------------------------------------------------------------------------------------------------------------------------- EQUINIX, INC. Agenda Number: 935390550 -------------------------------------------------------------------------------------------------------------------------- Security: 29444U700 Meeting Type: Annual Meeting Date: 26-May-2021 Ticker: EQIX ISIN: US29444U7000 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Thomas Bartlett Mgmt No vote Nanci Caldwell Mgmt No vote Adaire Fox-Martin Mgmt No vote Gary Hromadko Mgmt No vote Irving Lyons III Mgmt No vote Charles Meyers Mgmt No vote Christopher Paisley Mgmt No vote Sandra Rivera Mgmt No vote Peter Van Camp Mgmt No vote 2. To approve, by a non-binding advisory vote, Mgmt No vote the compensation of Equinix's named executive officers. 3. To ratify the appointment of Mgmt No vote PricewaterhouseCoopers LLP as our independent registered public accounting firm for the fiscal year ending Dec. 31, 2021. 4. A stockholder proposal, related to written Shr No vote consent of stockholders. -------------------------------------------------------------------------------------------------------------------------- EXTRA SPACE STORAGE INC. Agenda Number: 935378441 -------------------------------------------------------------------------------------------------------------------------- Security: 30225T102 Meeting Type: Annual Meeting Date: 26-May-2021 Ticker: EXR ISIN: US30225T1025 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Kenneth M. Woolley Mgmt For For 1B. Election of Director: Joseph D. Margolis Mgmt For For 1C. Election of Director: Roger B. Porter Mgmt For For 1D. Election of Director: Joseph J. Bonner Mgmt For For 1E. Election of Director: Gary L. Crittenden Mgmt For For 1F. Election of Director: Spencer F. Kirk Mgmt For For 1G. Election of Director: Dennis J. Letham Mgmt For For 1H. Election of Director: Diane Olmstead Mgmt For For 1I. Election of Director: Julia Vander Ploeg Mgmt For For 2. Ratification of the appointment of Ernst & Mgmt For For Young LLP as the Company's Independent Registered Public Accounting Firm. 3. Advisory vote on the compensation of the Mgmt For For Company's named executive officers. 4. Advisory vote on frequency of stockholder Mgmt 1 Year For vote on executive compensation. -------------------------------------------------------------------------------------------------------------------------- HILTON WORLDWIDE HOLDINGS INC. Agenda Number: 935382527 -------------------------------------------------------------------------------------------------------------------------- Security: 43300A203 Meeting Type: Annual Meeting Date: 19-May-2021 Ticker: HLT ISIN: US43300A2033 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Christopher J. Mgmt No vote Nassetta 1B. Election of Director: Jonathan D. Gray Mgmt No vote 1C. Election of Director: Charlene T. Begley Mgmt No vote 1D. Election of Director: Chris Carr Mgmt No vote 1E. Election of Director: Melanie L. Healey Mgmt No vote 1F. Election of Director: Raymond E. Mabus, Jr. Mgmt No vote 1G. Election of Director: Judith A. McHale Mgmt No vote 1H. Election of Director: John G. Schreiber Mgmt No vote 1I. Election of Director: Elizabeth A. Smith Mgmt No vote 1J. Election of Director: Douglas M. Steenland Mgmt No vote 2. Ratification of the appointment of Ernst & Mgmt No vote Young LLP as the Company's independent registered public accounting firm for 2021. 3. Approval, in a non-binding advisory vote, Mgmt No vote of the compensation paid to the Company's named executive officers. -------------------------------------------------------------------------------------------------------------------------- HUDSON PACIFIC PROPERTIES, INC. Agenda Number: 935383923 -------------------------------------------------------------------------------------------------------------------------- Security: 444097109 Meeting Type: Annual Meeting Date: 20-May-2021 Ticker: HPP ISIN: US4440971095 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Victor J. Coleman Mgmt For For 1B. Election of Director: Theodore R. Antenucci Mgmt For For 1C. Election of Director: Karen Brodkin Mgmt For For 1D. Election of Director: Richard B. Fried Mgmt For For 1E. Election of Director: Jonathan M. Glaser Mgmt For For 1F. Election of Director: Robert L. Harris Mgmt For For 1G. Election of Director: Christy Haubegger Mgmt For For 1H. Election of Director: Mark D. Linehan Mgmt For For 1I. Election of Director: Barry A. Porter Mgmt For For 1J. Election of Director: Andrea Wong Mgmt For For 2. The approval of the Second Amended and Mgmt For For Restated Hudson Pacific Properties, Inc. and Hudson Pacific Properties, L.P. 2010 Incentive Award Plan. 3. The ratification of the appointment of Mgmt For For Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2021. 4. The advisory approval of the Company's Mgmt For For executive compensation for the fiscal year ended December 31, 2020, as more fully disclosed in the accompanying Proxy Statement. -------------------------------------------------------------------------------------------------------------------------- INVITATION HOMES INC. Agenda Number: 935374950 -------------------------------------------------------------------------------------------------------------------------- Security: 46187W107 Meeting Type: Annual Meeting Date: 18-May-2021 Ticker: INVH ISIN: US46187W1071 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Michael D. Fascitelli Mgmt For For Dallas B. Tanner Mgmt For For Jana Cohen Barbe Mgmt For For Richard D. Bronson Mgmt For For Jeffrey E. Kelter Mgmt For For Joseph D. Margolis Mgmt For For John B. Rhea Mgmt For For J. Heidi Roizen Mgmt For For Janice L. Sears Mgmt For For William J. Stein Mgmt For For 2. To ratify the appointment of Deloitte & Mgmt For For Touche LLP as our independent registered public accounting firm for 2021. 3. To approve, in a non-binding advisory vote, Mgmt For For the compensation paid to our named executive officers. -------------------------------------------------------------------------------------------------------------------------- ISTAR INC. Agenda Number: 935370611 -------------------------------------------------------------------------------------------------------------------------- Security: 45031U101 Meeting Type: Annual Meeting Date: 13-May-2021 Ticker: STAR ISIN: US45031U1016 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Clifford De Souza Mgmt For For David Eisenberg Mgmt For For Robin Josephs Mgmt For For Richard Lieb Mgmt For For Barry Ridings Mgmt For For Jay Sugarman Mgmt For For 2. Approval of proposed amendment and Mgmt For For restatement of iStar Inc. 2009 Long Term Incentive Plan. 3. Non-binding advisory vote to approve Mgmt For For executive compensation ("say on pay"). 4. Ratification of the appointment of Deloitte Mgmt For For & Touche LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2021. -------------------------------------------------------------------------------------------------------------------------- SBA COMMUNICATIONS CORPORATION Agenda Number: 935375938 -------------------------------------------------------------------------------------------------------------------------- Security: 78410G104 Meeting Type: Annual Meeting Date: 13-May-2021 Ticker: SBAC ISIN: US78410G1040 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1.1 Election of Director For a three-year term Mgmt For For expiring at the 2024 Annual Meeting: Mary S. Chan 1.2 Election of Director For a three-year term Mgmt For For expiring at the 2024 Annual Meeting: George R. Krouse, Jr. 2. Ratification of the appointment of Ernst & Mgmt For For Young LLP as SBA's independent registered public accounting firm for the 2021 fiscal year. 3. Approval, on an advisory basis, of the Mgmt For For compensation of SBA's named executive officers. -------------------------------------------------------------------------------------------------------------------------- SIMON PROPERTY GROUP, INC. Agenda Number: 935360608 -------------------------------------------------------------------------------------------------------------------------- Security: 828806109 Meeting Type: Annual Meeting Date: 12-May-2021 Ticker: SPG ISIN: US8288061091 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Glyn F. Aeppel Mgmt For For 1B. Election of Director: Larry C. Glasscock Mgmt For For 1C. Election of Director: Karen N. Horn, Ph.D. Mgmt For For 1D. Election of Director: Allan Hubbard Mgmt For For 1E. Election of Director: Reuben S. Leibowitz Mgmt For For 1F. Election of Director: Gary M. Rodkin Mgmt For For 1G. Election of Director: Stefan M. Selig Mgmt For For 1H. Election of Director: Daniel C. Smith, Mgmt For For Ph.D. 1I. Election of Director: J. Albert Smith, Jr. Mgmt For For 1J. Election of Director: Marta R. Stewart Mgmt For For 2. An Advisory Vote to Approve the Mgmt For For Compensation of our Named Executive Officers. 3. Ratification of Ernst & Young LLP as our Mgmt For For Independent Registered Public Accounting Firm for 2021. -------------------------------------------------------------------------------------------------------------------------- SUN COMMUNITIES, INC. Agenda Number: 935379049 -------------------------------------------------------------------------------------------------------------------------- Security: 866674104 Meeting Type: Annual Meeting Date: 19-May-2021 Ticker: SUI ISIN: US8666741041 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director to serve until 2022 Mgmt For For Annual Meeting: Gary A. Shiffman 1B. Election of Director to serve until 2022 Mgmt For For Annual Meeting: Tonya Allen 1C. Election of Director to serve until 2022 Mgmt For For Annual Meeting: Meghan G. Baivier 1D. Election of Director to serve until 2022 Mgmt For For Annual Meeting: Stephanie W. Bergeron 1E. Election of Director to serve until 2022 Mgmt For For Annual Meeting: Brian M. Hermelin 1F. Election of Director to serve until 2022 Mgmt For For Annual Meeting: Ronald A. Klein 1G. Election of Director to serve until 2022 Mgmt Abstain Against Annual Meeting: Clunet R. Lewis 1H. Election of Director to serve until 2022 Mgmt Abstain Against Annual Meeting: Arthur A. Weiss 2. To approve, by non-binding vote, executive Mgmt For For compensation. 3. To ratify the selection of Grant Thornton Mgmt For For LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2021. * Management position unknown
SIGNATURES Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. (Registrant) Trust for Professional Managers By (Signature) /s/ John Buckel Name John Buckel Title President Date 08/24/2021