N-PX 1 tpm-dearborn_npx.txt ANNUAL REPORT FOR N-PX UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-PX ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY INVESTMENT COMPANY ACT FILE NUMBER: 811-10401 NAME OF REGISTRANT: Trust for Professional Managers ADDRESS OF PRINCIPAL EXECUTIVE OFFICES: 615 East Michigan Street Milwaukee, WI 53202 NAME AND ADDRESS OF AGENT FOR SERVICE: Jay Fitton Trust for Professional Managers 615 East Michigan Street Milwaukee, WI 53202 REGISTRANT'S TELEPHONE NUMBER: 513-629-8104 DATE OF FISCAL YEAR END: 02/28 DATE OF REPORTING PERIOD: 07/01/2020 - 06/30/2021 Dearborn Partners Rising Dividend Fund -------------------------------------------------------------------------------------------------------------------------- ABBOTT LABORATORIES Agenda Number: 935345125 -------------------------------------------------------------------------------------------------------------------------- Security: 002824100 Meeting Type: Annual Meeting Date: 23-Apr-2021 Ticker: ABT ISIN: US0028241000 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR R.J. Alpern Mgmt For For R.S. Austin Mgmt For For S.E. Blount Mgmt For For R.B. Ford Mgmt For For M.A. Kumbier Mgmt For For D.W. McDew Mgmt For For N. McKinstry Mgmt For For W.A. Osborn Mgmt For For M.F. Roman Mgmt For For D.J. Starks Mgmt For For J.G. Stratton Mgmt For For G.F. Tilton Mgmt For For M.D. White Mgmt For For 2. Ratification of Ernst & Young LLP as Mgmt For For Auditors. 3. Say on Pay - An Advisory Vote to Approve Mgmt For For Executive Compensation. 4A. Amendments to the Articles of Incorporation Mgmt For For to Eliminate Statutory Supermajority Voting Standards for: Amendments to the Articles of Incorporation. 4B. Amendments to the Articles of Incorporation Mgmt For For to Eliminate Statutory Supermajority Voting Standards for: Approval of Certain Extraordinary Transactions. 5. Shareholder Proposal - Lobbying Disclosure. Shr Against For 6. Shareholder Proposal - Report on Racial Shr Against For Justice. 7. Shareholder Proposal - Independent Board Shr Against For Chairman. -------------------------------------------------------------------------------------------------------------------------- AIR PRODUCTS AND CHEMICALS, INC. Agenda Number: 935315045 -------------------------------------------------------------------------------------------------------------------------- Security: 009158106 Meeting Type: Annual Meeting Date: 28-Jan-2021 Ticker: APD ISIN: US0091581068 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Susan K. Carter Mgmt For For 1b. Election of Director: Charles I. Cogut Mgmt For For 1c. Election of Director: Lisa A. Davis Mgmt For For 1d. Election of Director: Chadwick C. Deaton Mgmt For For 1e. Election of Director: Seifollah Ghasemi Mgmt For For 1f. Election of Director: David H.Y. Ho Mgmt For For 1g. Election of Director: Edward L. Monser Mgmt For For 1h. Election of Director: Matthew H. Paull Mgmt For For 2. Advisory vote approving the compensation of Mgmt For For the Company's named executive officers. 3. Approval of the Air Products and Chemicals, Mgmt For For Inc. 2021 Long-Term Incentive Plan. 4. Ratify the appointment of Deloitte & Touche Mgmt For For LLP as the Company's independent registered public accounting firm for the fiscal year ending September 30, 2021. -------------------------------------------------------------------------------------------------------------------------- AMERICAN TOWER CORPORATION Agenda Number: 935387755 -------------------------------------------------------------------------------------------------------------------------- Security: 03027X100 Meeting Type: Annual Meeting Date: 26-May-2021 Ticker: AMT ISIN: US03027X1000 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Thomas A. Bartlett Mgmt For For 1B. Election of Director: Raymond P. Dolan Mgmt For For 1C. Election of Director: Kenneth R. Frank Mgmt For For 1D. Election of Director: Robert D. Hormats Mgmt For For 1E. Election of Director: Gustavo Lara Cantu Mgmt For For 1F. Election of Director: Grace D. Lieblein Mgmt For For 1G. Election of Director: Craig Macnab Mgmt For For 1H. Election of Director: JoAnn A. Reed Mgmt For For 1I. Election of Director: Pamela D.A. Reeve Mgmt For For 1J. Election of Director: David E. Sharbutt Mgmt For For 1K. Election of Director: Bruce L. Tanner Mgmt For For 1L. Election of Director: Samme L. Thompson Mgmt For For 2. To ratify the selection of Deloitte & Mgmt For For Touche LLP as the Company's independent registered public accounting firm for 2021. 3. To approve, on an advisory basis, the Mgmt For For Company's executive compensation. 4. Stockholder proposal to amend the Shr Against For appropriate governing documents to reduce the ownership threshold required to call a special meeting of the stockholders. 5. Stockholder proposal to require the Board Shr Against For of Directors to create a standing committee to oversee human rights issues. -------------------------------------------------------------------------------------------------------------------------- ANALOG DEVICES, INC. Agenda Number: 935270392 -------------------------------------------------------------------------------------------------------------------------- Security: 032654105 Meeting Type: Special Meeting Date: 08-Oct-2020 Ticker: ADI ISIN: US0326541051 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. To approve the issuance of shares of common Mgmt For For stock, par value $0.16 2/3 per share, of Analog Devices, Inc. ("Analog Devices") to the stockholders of Maxim Integrated Products, Inc. ("Maxim") in connection with the merger contemplated by the Agreement and Plan of Merger, dated as of July 12, 2020 (as it may be amended from time to time), by and among Analog Devices, Magneto Corp., a Delaware corporation and wholly-owned subsidiary of Analog Devices, and Maxim (the "Analog Devices share issuance proposal"). 2. To adjourn the Special Meeting, if Mgmt For For necessary or appropriate, to solicit additional proxies if there are not sufficient votes at the time of the Special Meeting to approve the Analog Devices share issuance proposal or to ensure that any supplement or amendment to the accompanying joint proxy statement/prospectus is timely provided to Analog Devices shareholders. -------------------------------------------------------------------------------------------------------------------------- ANALOG DEVICES, INC. Agenda Number: 935326252 -------------------------------------------------------------------------------------------------------------------------- Security: 032654105 Meeting Type: Annual Meeting Date: 10-Mar-2021 Ticker: ADI ISIN: US0326541051 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Ray Stata Mgmt For For 1B. Election of Director: Vincent Roche Mgmt For For 1C. Election of Director: James A. Champy Mgmt For For 1D. Election of Director: Anantha P. Mgmt For For Chandrakasan 1E. Election of Director: Bruce R. Evans Mgmt For For 1F. Election of Director: Edward H. Frank Mgmt For For 1G. Election of Director: Laurie H. Glimcher Mgmt For For 1H. Election of Director: Karen M. Golz Mgmt For For 1I. Election of Director: Mark M. Little Mgmt For For 1J. Election of Director: Kenton J. Sicchitano Mgmt For For 1K. Election of Director: Susie Wee Mgmt For For 2. Advisory resolution to approve the Mgmt For For compensation of our named executive officers. 3. Ratification of Ernst & Young LLP as our Mgmt For For independent registered public accounting firm for fiscal 2021. -------------------------------------------------------------------------------------------------------------------------- APPLE INC. Agenda Number: 935323167 -------------------------------------------------------------------------------------------------------------------------- Security: 037833100 Meeting Type: Annual Meeting Date: 23-Feb-2021 Ticker: AAPL ISIN: US0378331005 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: James Bell Mgmt For For 1B. Election of Director: Tim Cook Mgmt For For 1C. Election of Director: Al Gore Mgmt For For 1D. Election of Director: Andrea Jung Mgmt For For 1E. Election of Director: Art Levinson Mgmt For For 1F. Election of Director: Monica Lozano Mgmt For For 1G. Election of Director: Ron Sugar Mgmt For For 1H. Election of Director: Sue Wagner Mgmt For For 2. Ratification of the appointment of Ernst & Mgmt For For Young LLP as Apple's independent registered public accounting firm for fiscal 2021. 3. Advisory vote to approve executive Mgmt For For compensation. 4. A shareholder proposal entitled Shr Against For "Shareholder Proxy Access Amendments". 5. A shareholder proposal entitled Shr Against For "Shareholder Proposal to Improve Executive Compensation Program". -------------------------------------------------------------------------------------------------------------------------- APTARGROUP, INC. Agenda Number: 935359631 -------------------------------------------------------------------------------------------------------------------------- Security: 038336103 Meeting Type: Annual Meeting Date: 05-May-2021 Ticker: ATR ISIN: US0383361039 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Andreas C. Kramvis Mgmt For For 1B. Election of Director: Maritza Gomez Montiel Mgmt For For 1C. Election of Director: Jesse Wu Mgmt For For 1D. Election of Director: Ralf K. Wunderlich Mgmt For For 2. Advisory vote to approve executive Mgmt For For compensation. 3. Ratification of the appointment of Mgmt For For PricewaterhouseCoopers LLP as the Independent Registered Public Accounting Firm for 2021. -------------------------------------------------------------------------------------------------------------------------- ARTHUR J. GALLAGHER & CO. Agenda Number: 935365305 -------------------------------------------------------------------------------------------------------------------------- Security: 363576109 Meeting Type: Annual Meeting Date: 11-May-2021 Ticker: AJG ISIN: US3635761097 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Sherry S. Barrat Mgmt For For 1B. Election of Director: William L. Bax Mgmt For For 1C. Election of Director: D. John Coldman Mgmt For For 1D. Election of Director: J. Patrick Gallagher, Mgmt For For Jr. 1E. Election of Director: David S. Johnson Mgmt For For 1F. Election of Director: Kay W. McCurdy Mgmt For For 1G. Election of Director: Christopher C. Miskel Mgmt For For 1H. Election of Director: Ralph J. Nicoletti Mgmt For For 1I. Election of Director: Norman L. Rosenthal Mgmt For For 2. Ratification of the Appointment of Ernst & Mgmt For For Young LLP as our Independent Auditor for the fiscal year ending December 31, 2021. 3. Approval, on an Advisory Basis, of the Mgmt For For Compensation of our Named Executive Officers. -------------------------------------------------------------------------------------------------------------------------- AT&T INC. Agenda Number: 935347179 -------------------------------------------------------------------------------------------------------------------------- Security: 00206R102 Meeting Type: Annual Meeting Date: 30-Apr-2021 Ticker: T ISIN: US00206R1023 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: William E. Kennard Mgmt For For 1B. Election of Director: Samuel A. Di Piazza, Mgmt For For Jr. 1C. Election of Director: Scott T. Ford Mgmt For For 1D. Election of Director: Glenn H. Hutchins Mgmt For For 1E. Election of Director: Debra L. Lee Mgmt For For 1F. Election of Director: Stephen J. Luczo Mgmt For For 1G. Election of Director: Michael B. Mgmt For For McCallister 1H. Election of Director: Beth E. Mooney Mgmt For For 1I. Election of Director: Matthew K. Rose Mgmt For For 1J. Election of Director: John T. Stankey Mgmt For For 1K. Election of Director: Cynthia B. Taylor Mgmt For For 1L. Election of Director: Geoffrey Y. Yang Mgmt For For 2. Ratification of appointment of independent Mgmt For For auditors. 3. Advisory approval of executive Mgmt For For compensation. 4. Stockholder Right to Act by Written Shr Against For Consent. -------------------------------------------------------------------------------------------------------------------------- AUTOMATIC DATA PROCESSING, INC. Agenda Number: 935276130 -------------------------------------------------------------------------------------------------------------------------- Security: 053015103 Meeting Type: Annual Meeting Date: 11-Nov-2020 Ticker: ADP ISIN: US0530151036 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Peter Bisson Mgmt For For 1B. Election of Director: Richard T. Clark Mgmt For For 1C. Election of Director: Linnie M. Haynesworth Mgmt For For 1D. Election of Director: John P. Jones Mgmt For For 1E. Election of Director: Francine S. Katsoudas Mgmt For For 1F. Election of Director: Nazzic S. Keene Mgmt For For 1G. Election of Director: Thomas J. Lynch Mgmt For For 1H. Election of Director: Scott F. Powers Mgmt For For 1I. Election of Director: William J. Ready Mgmt For For 1J. Election of Director: Carlos A. Rodriguez Mgmt For For 1K. Election of Director: Sandra S. Wijnberg Mgmt For For 2. Advisory Vote on Executive Compensation. Mgmt For For 3. Ratification of the Appointment of Mgmt For For Auditors. 4. Stockholder proposal, if properly presented Shr For Against at the meeting, to prepare a Report on Employee Representation on the Board of Directors. -------------------------------------------------------------------------------------------------------------------------- BECTON, DICKINSON AND COMPANY Agenda Number: 935316845 -------------------------------------------------------------------------------------------------------------------------- Security: 075887109 Meeting Type: Annual Meeting Date: 26-Jan-2021 Ticker: BDX ISIN: US0758871091 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Catherine M. Burzik Mgmt For For 1B. Election of Director: R. Andrew Eckert Mgmt For For 1C. Election of Director: Vincent A. Forlenza Mgmt For For 1D. Election of Director: Claire M. Fraser Mgmt For For 1E. Election of Director: Jeffrey W. Henderson Mgmt For For 1F. Election of Director: Christopher Jones Mgmt For For 1G. Election of Director: Marshall O. Larsen Mgmt For For 1H. Election of Director: David F. Melcher Mgmt For For 1I. Election of Director: Thomas E. Polen Mgmt For For 1J. Election of Director: Claire Pomeroy Mgmt For For 1K. Election of Director: Rebecca W. Rimel Mgmt For For 1L. Election of Director: Timothy M. Ring Mgmt For For 1M. Election of Director: Bertram L. Scott Mgmt For For 2. Ratification of the selection of the Mgmt For For independent registered public accounting firm. 3. Advisory vote to approve named executive Mgmt For For officer compensation. 4. Shareholder proposal seeking to lower the Shr Against For ownership threshold required to call a special shareholders meeting, if properly presented at the meeting. -------------------------------------------------------------------------------------------------------------------------- CASEY'S GENERAL STORES, INC. Agenda Number: 935251289 -------------------------------------------------------------------------------------------------------------------------- Security: 147528103 Meeting Type: Annual Meeting Date: 02-Sep-2020 Ticker: CASY ISIN: US1475281036 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: H. Lynn Horak Mgmt For For 1b. Election of Director: Diane C. Bridgewater Mgmt For For 1c. Election of Director: David K. Lenhardt Mgmt For For 1d. Election of Director: Darren M. Rebelez Mgmt For For 1e. Election of Director: Larree M. Renda Mgmt For For 1f. Election of Director: Judy A. Schmeling Mgmt For For 1g. Election of Director: Allison M. Wing Mgmt For For 2. To ratify the appointment of KPMG LLP as Mgmt For For the independent registered public accounting firm of the Company for the fiscal year ending April 30, 2021. 3. To hold an advisory vote on our named Mgmt For For executive officer compensation. -------------------------------------------------------------------------------------------------------------------------- COSTCO WHOLESALE CORPORATION Agenda Number: 935312796 -------------------------------------------------------------------------------------------------------------------------- Security: 22160K105 Meeting Type: Annual Meeting Date: 21-Jan-2021 Ticker: COST ISIN: US22160K1051 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Susan L. Decker Mgmt For For Kenneth D. Denman Mgmt For For Richard A. Galanti Mgmt For For W. Craig Jelinek Mgmt For For Sally Jewell Mgmt For For Charles T. Munger Mgmt For For Jeffrey S. Raikes Mgmt For For 2. Ratification of selection of independent Mgmt For For auditors. 3. Approval, on an advisory basis, of Mgmt For For executive compensation. -------------------------------------------------------------------------------------------------------------------------- DIGITAL REALTY TRUST, INC. Agenda Number: 935407393 -------------------------------------------------------------------------------------------------------------------------- Security: 253868103 Meeting Type: Annual Meeting Date: 03-Jun-2021 Ticker: DLR ISIN: US2538681030 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Laurence A. Chapman Mgmt For For 1B. Election of Director: Alexis Black Bjorlin Mgmt For For 1C. Election of Director: VeraLinn Jamieson Mgmt For For 1D. Election of Director: Kevin J. Kennedy Mgmt For For 1E. Election of Director: William G. LaPerch Mgmt For For 1F. Election of Director: Jean F.H.P. Mgmt For For Mandeville 1G. Election of Director: Afshin Mohebbi Mgmt For For 1H. Election of Director: Mark R. Patterson Mgmt For For 1I. Election of Director: Mary Hogan Preusse Mgmt For For 1J. Election of Director: Dennis E. Singleton Mgmt For For 1K. Election of Director: A. William Stein Mgmt For For 2. To ratify the selection of KPMG LLP as the Mgmt For For Company's independent registered public accounting firm for the year ending December 31, 2021. 3. To approve, on a non-binding, advisory Mgmt For For basis, the compensation of the Company's named executive officers, as more fully described in the accompanying Proxy Statement (say on pay). -------------------------------------------------------------------------------------------------------------------------- DOLLAR GENERAL CORPORATION Agenda Number: 935374924 -------------------------------------------------------------------------------------------------------------------------- Security: 256677105 Meeting Type: Annual Meeting Date: 26-May-2021 Ticker: DG ISIN: US2566771059 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Warren F. Bryant Mgmt For For 1B. Election of Director: Michael M. Calbert Mgmt For For 1C. Election of Director: Patricia D. Mgmt For For Fili-Krushel 1D. Election of Director: Timothy I. McGuire Mgmt For For 1E. Election of Director: William C. Rhodes, Mgmt For For III 1F. Election of Director: Debra A. Sandler Mgmt For For 1G. Election of Director: Ralph E. Santana Mgmt For For 1H. Election of Director: Todd J. Vasos Mgmt For For 2. To approve, on an advisory (non-binding) Mgmt For For basis, the resolution regarding the compensation of Dollar General Corporation's named executive officers as disclosed in the proxy statement. 3. To ratify the appointment of Ernst & Young Mgmt For For LLP as Dollar General Corporation's independent registered public accounting firm for fiscal 2021. 4. To approve the Dollar General Corporation Mgmt For For 2021 Stock Incentive Plan. 5. To approve an amendment to the amended and Mgmt For For restated charter of Dollar General Corporation to allow shareholders holding 25% or more of our common stock to request special meetings of shareholders. 6. To vote on a shareholder proposal regarding Shr Against For shareholders' ability to call special meetings of shareholders. -------------------------------------------------------------------------------------------------------------------------- EXXON MOBIL CORPORATION Agenda Number: 935378338 -------------------------------------------------------------------------------------------------------------------------- Security: 30231G102 Meeting Type: Annual Meeting Date: 26-May-2021 Ticker: XOM ISIN: US30231G1022 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Michael J. Angelakis Mgmt No vote Susan K. Avery Mgmt No vote Angela F. Braly Mgmt No vote Ursula M. Burns Mgmt No vote Kenneth C. Frazier Mgmt No vote Joseph L. Hooley Mgmt No vote Steven A. Kandarian Mgmt No vote Douglas R. Oberhelman Mgmt No vote Samuel J. Palmisano Mgmt No vote Jeffrey W. Ubben Mgmt No vote Darren W. Woods Mgmt No vote Wan Zulkiflee Mgmt No vote 2. Ratification of Independent Auditors. Mgmt No vote 3. Advisory Vote to Approve Executive Mgmt No vote Compensation. 4. Independent Chairman. Shr No vote 5. Special Shareholder Meetings. Shr No vote 6. Report on Scenario Analysis. Shr No vote 7. Report on Environmental Expenditures. Shr No vote 8. Report on Political Contributions. Shr No vote 9. Report on Lobbying. Shr No vote 10. Report on Climate Lobbying. Shr No vote -------------------------------------------------------------------------------------------------------------------------- FASTENAL COMPANY Agenda Number: 935342270 -------------------------------------------------------------------------------------------------------------------------- Security: 311900104 Meeting Type: Annual Meeting Date: 24-Apr-2021 Ticker: FAST ISIN: US3119001044 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Scott A. Satterlee Mgmt For For 1B. Election of Director: Michael J. Ancius Mgmt For For 1C. Election of Director: Stephen L. Eastman Mgmt For For 1D. Election of Director: Daniel L. Florness Mgmt For For 1E. Election of Director: Rita J. Heise Mgmt For For 1F. Election of Director: Hsenghung Sam Hsu Mgmt For For 1G. Election of Director: Daniel L. Johnson Mgmt For For 1H. Election of Director: Nicholas J. Lundquist Mgmt For For 1I. Election of Director: Reyne K. Wisecup Mgmt For For 2. Ratification of the appointment of KPMG LLP Mgmt For For as independent registered public accounting firm for the 2021 fiscal year. 3. Approval, by non-binding vote, of executive Mgmt For For compensation. -------------------------------------------------------------------------------------------------------------------------- FIDELITY NAT'L INFORMATION SERVICES,INC. Agenda Number: 935378097 -------------------------------------------------------------------------------------------------------------------------- Security: 31620M106 Meeting Type: Annual Meeting Date: 19-May-2021 Ticker: FIS ISIN: US31620M1062 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Ellen R. Alemany Mgmt For For 1B. Election of Director: Jeffrey A. Goldstein Mgmt For For 1C. Election of Director: Lisa A. Hook Mgmt For For 1D. Election of Director: Keith W. Hughes Mgmt For For 1E. Election of Director: Gary L. Lauer Mgmt For For 1F. Election of Director: Gary A. Norcross Mgmt For For 1G. Election of Director: Louise M. Parent Mgmt For For 1H. Election of Director: Brian T. Shea Mgmt For For 1I. Election of Director: James B. Stallings, Mgmt For For Jr. 1J. Election of Director: Jeffrey E. Stiefler Mgmt For For 2. Advisory vote on Fidelity National Mgmt For For Information Services, Inc. executive compensation. 3. To ratify the appointment of KPMG LLP as Mgmt For For our independent registered public accounting firm for 2021. -------------------------------------------------------------------------------------------------------------------------- GILEAD SCIENCES, INC. Agenda Number: 935366561 -------------------------------------------------------------------------------------------------------------------------- Security: 375558103 Meeting Type: Annual Meeting Date: 12-May-2021 Ticker: GILD ISIN: US3755581036 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director to serve for the next Mgmt For For year: Jacqueline K. Barton, Ph.D. 1B. Election of Director to serve for the next Mgmt For For year: Jeffrey A. Bluestone, Ph.D. 1C. Election of Director to serve for the next Mgmt For For year: Sandra J. Horning, M.D. 1D. Election of Director to serve for the next Mgmt For For year: Kelly A. Kramer 1E. Election of Director to serve for the next Mgmt For For year: Kevin E. Lofton 1F. Election of Director to serve for the next Mgmt For For year: Harish Manwani 1G. Election of Director to serve for the next Mgmt For For year: Daniel P. O'Day 1H. Election of Director to serve for the next Mgmt For For year: Javier J. Rodriguez 1I. Election of Director to serve for the next Mgmt For For year: Anthony Welters 2. To ratify the selection of Ernst & Young Mgmt For For LLP by the Audit Committee of the Board of Directors as the independent registered public accounting firm of Gilead for the fiscal year ending December 31, 2021. 3. To approve, on an advisory basis, the Mgmt For For compensation of our Named Executive Officers as presented in the Proxy Statement. 4. To vote on a stockholder proposal, if Shr Against For properly presented at the meeting, requesting that the Board adopt a policy that the Chairperson of the Board of Directors be an independent director. -------------------------------------------------------------------------------------------------------------------------- GLACIER BANCORP, INC. Agenda Number: 935354011 -------------------------------------------------------------------------------------------------------------------------- Security: 37637Q105 Meeting Type: Annual Meeting Date: 28-Apr-2021 Ticker: GBCI ISIN: US37637Q1058 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR David C. Boyles Mgmt For For Robert A. Cashell, Jr. Mgmt For For Randall M. Chesler Mgmt For For Sherry L. Cladouhos Mgmt For For James M. English Mgmt For For Annie M. Goodwin Mgmt For For Kristen L. Heck Mgmt For For Craig A. Langel Mgmt For For Douglas J. McBride Mgmt For For George R. Sutton Mgmt For For 2. To approve an amendment to the amended and Mgmt For For restated articles of incorporation of Glacier Bancorp, Inc. (the "Company") to provide for indemnification of directors and officers of the Company. 3. To vote on an advisory (non-binding) Mgmt For For resolution to approve the compensation of the Company's named executive officers. 4. To ratify the appointment of BKD, LLP as Mgmt For For the Company's independent registered public accounting firm for the fiscal year ending December 31, 2021. -------------------------------------------------------------------------------------------------------------------------- ILLINOIS TOOL WORKS INC. Agenda Number: 935361509 -------------------------------------------------------------------------------------------------------------------------- Security: 452308109 Meeting Type: Annual Meeting Date: 07-May-2021 Ticker: ITW ISIN: US4523081093 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Daniel J. Brutto Mgmt For For 1B. Election of Director: Susan Crown Mgmt For For 1C. Election of Director: Darrell L. Ford Mgmt For For 1D. Election of Director: James W. Griffith Mgmt For For 1E. Election of Director: Jay L. Henderson Mgmt For For 1F. Election of Director: Richard H. Lenny Mgmt For For 1G. Election of Director: E. Scott Santi Mgmt For For 1H. Election of Director: David B. Smith, Jr. Mgmt For For 1I. Election of Director: Pamela B. Strobel Mgmt For For 1J. Election of Director: Anre D. Williams Mgmt For For 2. Ratification of the appointment of Deloitte Mgmt For For & Touche LLP as ITW's independent registered public accounting firm for 2021. 3. Advisory vote to approve compensation of Mgmt For For ITW's named executive officers. 4. A non-binding stockholder proposal, if Shr Against For properly presented at the meeting, to permit stockholders to act by written consent. -------------------------------------------------------------------------------------------------------------------------- INTUIT INC. Agenda Number: 935313217 -------------------------------------------------------------------------------------------------------------------------- Security: 461202103 Meeting Type: Annual Meeting Date: 21-Jan-2021 Ticker: INTU ISIN: US4612021034 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Eve Burton Mgmt For For 1b. Election of Director: Scott D. Cook Mgmt For For 1c. Election of Director: Richard L. Dalzell Mgmt For For 1d. Election of Director: Sasan K. Goodarzi Mgmt For For 1e. Election of Director: Deborah Liu Mgmt For For 1f. Election of Director: Tekedra Mawakana Mgmt For For 1g. Election of Director: Suzanne Nora Johnson Mgmt For For 1h. Election of Director: Dennis D. Powell Mgmt For For 1i. Election of Director: Brad D. Smith Mgmt For For 1j. Election of Director: Thomas Szkutak Mgmt For For 1k. Election of Director: Raul Vazquez Mgmt For For 1l. Election of Director: Jeff Weiner Mgmt For For 2. Advisory vote to approve Intuit's executive Mgmt For For compensation (say-on-pay). 3. Ratification of the selection of Ernst & Mgmt For For Young LLP as Intuit's independent registered public accounting firm for the fiscal year ending July 31, 2021. -------------------------------------------------------------------------------------------------------------------------- JACK HENRY & ASSOCIATES, INC. Agenda Number: 935282006 -------------------------------------------------------------------------------------------------------------------------- Security: 426281101 Meeting Type: Annual Meeting Date: 17-Nov-2020 Ticker: JKHY ISIN: US4262811015 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR M. Flanigan Mgmt For For J. Prim Mgmt For For T. Wilson Mgmt For For J. Fiegel Mgmt For For T. Wimsett Mgmt For For L. Kelly Mgmt For For S. Miyashiro Mgmt For For W. Brown Mgmt For For D. Foss Mgmt For For 2. To approve, on an advisory basis, the Mgmt For For compensation of our named executive officers. 3. To approve an amendment to our certificate Mgmt For For of incorporation to remove a supermajority voting standard for stockholder approval of an acquisition of the company by another person or entity. 4. To ratify the selection of the Company's Mgmt For For independent registered public accounting firm. -------------------------------------------------------------------------------------------------------------------------- JOHN B. SANFILIPPO & SON, INC. Agenda Number: 935272283 -------------------------------------------------------------------------------------------------------------------------- Security: 800422107 Meeting Type: Annual Meeting Date: 28-Oct-2020 Ticker: JBSS ISIN: US8004221078 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Governor Jim Edgar Mgmt For For Pamela Forbes Lieberman Mgmt For For Ellen C. Taaffe Mgmt For For 2. Ratification of the Audit Committee's Mgmt For For appointment of PricewaterhouseCoopers LLP as our Independent Registered Public Accounting Firm for the 2021 fiscal year. 3. Advisory vote to approve executive Mgmt For For compensation. -------------------------------------------------------------------------------------------------------------------------- JOHNSON & JOHNSON Agenda Number: 935345214 -------------------------------------------------------------------------------------------------------------------------- Security: 478160104 Meeting Type: Annual Meeting Date: 22-Apr-2021 Ticker: JNJ ISIN: US4781601046 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Mary C. Beckerle Mgmt For For 1B. Election of Director: D. Scott Davis Mgmt For For 1C. Election of Director: Ian E. L. Davis Mgmt For For 1D. Election of Director: Jennifer A. Doudna Mgmt For For 1E. Election of Director: Alex Gorsky Mgmt For For 1F. Election of Director: Marillyn A. Hewson Mgmt For For 1G. Election of Director: Hubert Joly Mgmt For For 1H. Election of Director: Mark B. McClellan Mgmt For For 1I. Election of Director: Anne M. Mulcahy Mgmt For For 1J. Election of Director: Charles Prince Mgmt For For 1K. Election of Director: A. Eugene Washington Mgmt For For 1L. Election of Director: Mark A. Weinberger Mgmt For For 1M. Election of Director: Nadja Y. West Mgmt For For 1N. Election of Director: Ronald A. Williams Mgmt For For 2. Advisory Vote to Approve Named Executive Mgmt For For Officer Compensation. 3. Ratification of Appointment of Mgmt For For PricewaterhouseCoopers LLP as the Independent Registered Public Accounting Firm for 2021. 4. Report on Government Financial Support and Shr Against For Access to COVID-19 Vaccines and Therapeutics. 5. Independent Board Chair. Shr Against For 6. Civil Rights Audit. Shr Against For 7. Executive Compensation Bonus Deferral. Shr Against For -------------------------------------------------------------------------------------------------------------------------- KIMBERLY-CLARK CORPORATION Agenda Number: 935343272 -------------------------------------------------------------------------------------------------------------------------- Security: 494368103 Meeting Type: Annual Meeting Date: 29-Apr-2021 Ticker: KMB ISIN: US4943681035 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: John W. Culver Mgmt For For 1B. Election of Director: Robert W. Decherd Mgmt For For 1C. Election of Director: Michael D. Hsu Mgmt For For 1D. Election of Director: Mae C. Jemison, M.D. Mgmt For For 1E. Election of Director: S. Todd Maclin Mgmt For For 1F. Election of Director: Sherilyn S. McCoy Mgmt For For 1G. Election of Director: Christa S. Quarles Mgmt For For 1H. Election of Director: Ian C. Read Mgmt For For 1I. Election of Director: Dunia A. Shive Mgmt For For 1J. Election of Director: Mark T. Smucker Mgmt For For 1K. Election of Director: Michael D. White Mgmt For For 2. Ratification of Auditor. Mgmt For For 3. Advisory Vote to Approve Named Executive Mgmt For For Officer Compensation. 4. Approval of 2021 Equity Participation Plan. Mgmt For For 5. Approval of 2021 Outside Directors' Mgmt For For Compensation Plan. 6. Reduce Ownership Threshold required to call Mgmt For For a Special Meeting of Stockholders. 7. Stockholder Proposal Regarding Right to Act Shr Against For by Written Consent. -------------------------------------------------------------------------------------------------------------------------- LANCASTER COLONY CORPORATION Agenda Number: 935284101 -------------------------------------------------------------------------------------------------------------------------- Security: 513847103 Meeting Type: Annual Meeting Date: 11-Nov-2020 Ticker: LANC ISIN: US5138471033 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Robert L. Fox Mgmt For For John B. Gerlach, Jr. Mgmt For For Robert P. Ostryniec Mgmt For For 2. To approve, by non-binding vote, the Mgmt For For compensation of the Corporation's named executive officers. 3. To ratify the selection of Deloitte & Mgmt For For Touche, LLP as the Corporation's independent registered public accounting firm for the year ending June 30, 2021. -------------------------------------------------------------------------------------------------------------------------- MASTERCARD INCORPORATED Agenda Number: 935420644 -------------------------------------------------------------------------------------------------------------------------- Security: 57636Q104 Meeting Type: Annual Meeting Date: 22-Jun-2021 Ticker: MA ISIN: US57636Q1040 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Ajay Banga Mgmt For For 1B. Election of Director: Merit E. Janow Mgmt For For 1C. Election of Director: Richard K. Davis Mgmt For For 1D. Election of Director: Steven J. Freiberg Mgmt For For 1E. Election of Director: Julius Genachowski Mgmt For For 1F. Election of Director: Choon Phong Goh Mgmt For For 1G. Election of Director: Oki Matsumoto Mgmt For For 1H. Election of Director: Michael Miebach Mgmt For For 1I. Election of Director: Youngme Moon Mgmt For For 1J. Election of Director: Rima Qureshi Mgmt For For 1K. Election of Director: Jose Octavio Reyes Mgmt For For Lagunes 1L. Election of Director: Gabrielle Sulzberger Mgmt For For 1M. Election of Director: Jackson Tai Mgmt For For 1N. Election of Director: Lance Uggla Mgmt For For 2. Advisory approval of Mastercard's executive Mgmt For For compensation. 3. Ratification of the appointment of Mgmt For For PricewaterhouseCoopers LLP as the independent registered public accounting firm for Mastercard for 2021. 4. Approval of the amendment and restatement Mgmt For For of the Mastercard Incorporated 2006 Long Term Incentive Plan. 5. Approval of the amendment and restatement Mgmt For For of the Mastercard Incorporated 2006 Non-Employee Director Equity Compensation Plan. 6. Approval of amendments to Mastercard's Mgmt For For Certificate of Incorporation to remove supermajority voting requirements. -------------------------------------------------------------------------------------------------------------------------- MCCORMICK & COMPANY, INCORPORATED Agenda Number: 935333586 -------------------------------------------------------------------------------------------------------------------------- Security: 579780206 Meeting Type: Annual Meeting Date: 31-Mar-2021 Ticker: MKC ISIN: US5797802064 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. YOU ARE CORDIALLY INVITED TO ATTEND THE Mgmt For ANNUAL MEETING OF STOCKHOLDERS OF McCORMICK & COMPANY, INCORPORATED (THE "COMPANY") TO BE HELD VIA A VIRTUAL SHAREHOLDER MEETING ON WEDNESDAY, MARCH 31, 2021 AT 10:00 AM EDT. PLEASE USE THE FOLLOWING URL TO ACCESS THE MEETING (WWW.VIRTUALSHAREHOLDERMEETING.COM/MKC2021) . -------------------------------------------------------------------------------------------------------------------------- MCDONALD'S CORPORATION Agenda Number: 935380395 -------------------------------------------------------------------------------------------------------------------------- Security: 580135101 Meeting Type: Annual Meeting Date: 20-May-2021 Ticker: MCD ISIN: US5801351017 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director for a one-year term Mgmt For For expiring in 2022: Lloyd Dean 1B. Election of Director for a one-year term Mgmt For For expiring in 2022: Robert Eckert 1C. Election of Director for a one-year term Mgmt For For expiring in 2022: Catherine Engelbert 1D. Election of Director for a one-year term Mgmt For For expiring in 2022: Margaret Georgiadis 1E. Election of Director for a one-year term Mgmt For For expiring in 2022: Enrique Hernandez, Jr. 1F. Election of Director for a one-year term Mgmt For For expiring in 2022: Christopher Kempczinski 1G. Election of Director for a one-year term Mgmt For For expiring in 2022: Richard Lenny 1H. Election of Director for a one-year term Mgmt For For expiring in 2022: John Mulligan 1I. Election of Director for a one-year term Mgmt For For expiring in 2022: Sheila Penrose 1J. Election of Director for a one-year term Mgmt For For expiring in 2022: John Rogers, Jr. 1K. Election of Director for a one-year term Mgmt For For expiring in 2022: Paul Walsh 1L. Election of Director for a one-year term Mgmt For For expiring in 2022: Miles White 2. Advisory vote to approve executive Mgmt For For compensation. 3. Advisory vote to ratify the appointment of Mgmt For For Ernst & Young LLP as independent auditor for 2021. 4. Advisory vote on a shareholder proposal Shr Against For requesting a report on sugar and public health, if properly presented. 5. Advisory vote on a shareholder proposal Shr Against For requesting a report on antibiotics and public health costs, if properly presented. 6. Advisory vote on a shareholder proposal Shr Against For requesting the ability for shareholders to act by written consent, if properly presented. -------------------------------------------------------------------------------------------------------------------------- MERCK & CO., INC. Agenda Number: 935381044 -------------------------------------------------------------------------------------------------------------------------- Security: 58933Y105 Meeting Type: Annual Meeting Date: 25-May-2021 Ticker: MRK ISIN: US58933Y1055 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Leslie A. Brun Mgmt For For 1B. Election of Director: Mary Ellen Coe Mgmt For For 1C. Election of Director: Pamela J. Craig Mgmt For For 1D. Election of Director: Kenneth C. Frazier Mgmt For For 1E. Election of Director: Thomas H. Glocer Mgmt For For 1F. Election of Director: Risa J. Mgmt For For Lavizzo-Mourey 1G. Election of Director: Stephen L. Mayo Mgmt For For 1H. Election of Director: Paul B. Rothman Mgmt For For 1I. Election of Director: Patricia F. Russo Mgmt For For 1J. Election of Director: Christine E. Seidman Mgmt For For 1K. Election of Director: Inge G. Thulin Mgmt For For 1L. Election of Director: Kathy J. Warden Mgmt For For 1M. Election of Director: Peter C. Wendell Mgmt For For 2. Non-binding advisory vote to approve the Mgmt For For compensation of our named executive officers. 3. Ratification of the appointment of the Mgmt For For Company's independent registered public accounting firm for 2021. 4. Shareholder proposal concerning a Shr Against For shareholder right to act by written consent. 5. Shareholder proposal regarding access to Shr Against For COVID-19 products. -------------------------------------------------------------------------------------------------------------------------- NASDAQ, INC. Agenda Number: 935416520 -------------------------------------------------------------------------------------------------------------------------- Security: 631103108 Meeting Type: Annual Meeting Date: 15-Jun-2021 Ticker: NDAQ ISIN: US6311031081 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Melissa M. Arnoldi Mgmt For For 1B. Election of Director: Charlene T. Begley Mgmt For For 1C. Election of Director: Steven D. Black Mgmt For For 1D. Election of Director: Adena T. Friedman Mgmt For For 1E. Election of Director: Essa Kazim Mgmt For For 1F. Election of Director: Thomas A. Kloet Mgmt For For 1G. Election of Director: John D. Rainey Mgmt For For 1H. Election of Director: Michael R. Splinter Mgmt For For 1I. Election of Director: Jacob Wallenberg Mgmt For For 1J. Election of Director: Alfred W. Zollar Mgmt For For 2. Advisory vote to approve the company's Mgmt For For executive compensation as presented in the proxy statement. 3. Ratification of the appointment of Ernst & Mgmt For For Young LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2021. 4. A Shareholder Proposal entitled "Adopt a Shr Against For Mainstream Shareholder Right-Written Consent". -------------------------------------------------------------------------------------------------------------------------- NEXTERA ENERGY, INC. Agenda Number: 935378201 -------------------------------------------------------------------------------------------------------------------------- Security: 65339F101 Meeting Type: Annual Meeting Date: 20-May-2021 Ticker: NEE ISIN: US65339F1012 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Sherry S. Barrat Mgmt For For 1B. Election of Director: James L. Camaren Mgmt For For 1C. Election of Director: Kenneth B. Dunn Mgmt For For 1D. Election of Director: Naren K. Gursahaney Mgmt For For 1E. Election of Director: Kirk S. Hachigian Mgmt For For 1F. Election of Director: Amy B. Lane Mgmt For For 1G. Election of Director: David L. Porges Mgmt For For 1H. Election of Director: James L. Robo Mgmt For For 1I. Election of Director: Rudy E. Schupp Mgmt For For 1J. Election of Director: John L. Skolds Mgmt For For 1K. Election of Director: Lynn M. Utter Mgmt For For 1L. Election of Director: Darryl L. Wilson Mgmt For For 2. Ratification of appointment of Deloitte & Mgmt For For Touche LLP as NextEra Energy's independent registered public accounting firm for 2021. 3. Approval, by non-binding advisory vote, of Mgmt For For NextEra Energy's compensation of its named executive officers as disclosed in the proxy statement. 4. Approval of the NextEra Energy, Inc. 2021 Mgmt For For Long Term Incentive Plan. 5. A proposal entitled "Right to Act by Shr Against For Written Consent" to request action by written consent of shareholders. -------------------------------------------------------------------------------------------------------------------------- PROSPERITY BANCSHARES, INC. Agenda Number: 935357942 -------------------------------------------------------------------------------------------------------------------------- Security: 743606105 Meeting Type: Annual Meeting Date: 20-Apr-2021 Ticker: PB ISIN: US7436061052 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR James A. Bouligny Mgmt For For W.R. Collier Mgmt For For Bruce W. Hunt Mgmt For For Robert Steelhammer Mgmt For For H.E. Timanus, Jr. Mgmt For For 2. Ratification of the appointment of Deloitte Mgmt For For & Touche LLP as the independent registered public accounting firm of the Company for the year ending December 31, 2021. 3. Advisory approval of the compensation of Mgmt For For the Company's named executive officers ("Say-On-Pay"). -------------------------------------------------------------------------------------------------------------------------- QUALCOMM INCORPORATED Agenda Number: 935327569 -------------------------------------------------------------------------------------------------------------------------- Security: 747525103 Meeting Type: Annual Meeting Date: 10-Mar-2021 Ticker: QCOM ISIN: US7475251036 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Sylvia Acevedo Mgmt For For 1B. Election of Director: Mark Fields Mgmt For For 1C. Election of Director: Jeffrey W. Henderson Mgmt For For 1D. Election of Director: Gregory N. Johnson Mgmt For For 1E. Election of Director: Ann M. Livermore Mgmt For For 1F. Election of Director: Harish Manwani Mgmt For For 1G. Election of Director: Mark D. McLaughlin Mgmt For For 1H. Election of Director: Jamie S. Miller Mgmt For For 1I. Election of Director: Steve Mollenkopf Mgmt For For 1J. Election of Director: Clark T. Randt, Jr. Mgmt For For 1K. Election of Director: Irene B. Rosenfeld Mgmt For For 1L. Election of Director: Kornelis "Neil" Smit Mgmt For For 1M. Election of Director: Jean-Pascal Tricoire Mgmt Against Against 1N. Election of Director: Anthony J. Mgmt For For Vinciquerra 2. To ratify the selection of Mgmt For For PricewaterhouseCoopers LLP as our independent public accountants for our fiscal year ending September 26, 2021. 3. To approve, on an advisory basis, our Mgmt For For executive compensation. -------------------------------------------------------------------------------------------------------------------------- REALTY INCOME CORPORATION Agenda Number: 935362929 -------------------------------------------------------------------------------------------------------------------------- Security: 756109104 Meeting Type: Annual Meeting Date: 18-May-2021 Ticker: O ISIN: US7561091049 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director to serve until the Mgmt For For 2022 annual meeting: Kathleen R. Allen 1B. Election of Director to serve until the Mgmt For For 2022 annual meeting: A. Larry Chapman 1C. Election of Director to serve until the Mgmt For For 2022 annual meeting: Reginald H. Gilyard 1D. Election of Director to serve until the Mgmt For For 2022 annual meeting: Priya Cherian Huskins 1E. Election of Director to serve until the Mgmt For For 2022 annual meeting: Gerardo I. Lopez 1F. Election of Director to serve until the Mgmt For For 2022 annual meeting: Michael D. McKee 1G. Election of Director to serve until the Mgmt For For 2022 annual meeting: Gregory T. McLaughlin 1H. Election of Director to serve until the Mgmt For For 2022 annual meeting: Ronald L. Merriman 1I. Election of Director to serve until the Mgmt For For 2022 annual meeting: Sumit Roy 2. The ratification of the appointment of KPMG Mgmt For For LLP as our independent registered public accounting firm for the year ending December 31, 2021. 3. A non-binding advisory proposal to approve Mgmt For For the compensation of our named executive officers as described in the Proxy Statement. 4. The approval of the Realty Income Mgmt For For Corporation 2021 Incentive Award Plan. -------------------------------------------------------------------------------------------------------------------------- REPUBLIC SERVICES, INC. Agenda Number: 935380775 -------------------------------------------------------------------------------------------------------------------------- Security: 760759100 Meeting Type: Annual Meeting Date: 21-May-2021 Ticker: RSG ISIN: US7607591002 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Manuel Kadre Mgmt For For 1B. Election of Director: Tomago Collins Mgmt For For 1C. Election of Director: Michael A. Duffy Mgmt For For 1D. Election of Director: Thomas W. Handley Mgmt For For 1E. Election of Director: Jennifer M. Kirk Mgmt For For 1F. Election of Director: Michael Larson Mgmt For For 1G. Election of Director: Kim S. Pegula Mgmt For For 1H. Election of Director: James P. Snee Mgmt For For 1I. Election of Director: Brian S. Tyler Mgmt For For 1J. Election of Director: Sandra M. Volpe Mgmt For For 1K. Election of Director: Katharine B. Weymouth Mgmt For For 2. Advisory vote to approve our named Mgmt For For executive officer compensation. 3. Ratification of the appointment of Ernst & Mgmt For For Young LLP as our independent registered public accounting firm for 2021. 4. Shareholder Proposal to incorporate ESG Shr Against For metrics into executive compensation. -------------------------------------------------------------------------------------------------------------------------- S&P GLOBAL INC. Agenda Number: 935381462 -------------------------------------------------------------------------------------------------------------------------- Security: 78409V104 Meeting Type: Annual Meeting Date: 05-May-2021 Ticker: SPGI ISIN: US78409V1044 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Marco Alvera Mgmt For For 1b. Election of Director: William J. Amelio Mgmt For For 1c. Election of Director: William D. Green Mgmt For For 1d. Election of Director: Stephanie C. Hill Mgmt For For 1e. Election of Director: Rebecca Jacoby Mgmt For For 1f. Election of Director: Monique F. Leroux Mgmt For For 1g. Election of Director: Ian P. Livingston Mgmt For For 1h. Election of Director: Maria R. Morris Mgmt For For 1i. Election of Director: Douglas L. Peterson Mgmt For For 1j. Election of Director: Edward B. Rust, Jr. Mgmt For For 1k. Election of Director: Kurt L. Schmoke Mgmt For For 1l. Election of Director: Richard E. Thornburgh Mgmt For For 2. Approve, on an advisory basis, the Mgmt For For executive compensation program for the Company's named executive officers. 3. Ratify the selection of Ernst & Young LLP Mgmt For For as our independent auditor for 2021. 4. Approve, on an advisory basis, the Mgmt For For Company's Greenhouse Gas (GHG) Emissions Reduction Plan. 5. Shareholder proposal to transition to a Shr Against For Public Benefit Corporation. -------------------------------------------------------------------------------------------------------------------------- SNAP-ON INCORPORATED Agenda Number: 935351332 -------------------------------------------------------------------------------------------------------------------------- Security: 833034101 Meeting Type: Annual Meeting Date: 29-Apr-2021 Ticker: SNA ISIN: US8330341012 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: David C. Adams Mgmt For For 1B. Election of Director: Karen L. Daniel Mgmt For For 1C. Election of Director: Ruth Ann M. Gillis Mgmt For For 1D. Election of Director: James P. Holden Mgmt For For 1E. Election of Director: Nathan J. Jones Mgmt For For 1F. Election of Director: Henry W. Knueppel Mgmt For For 1G. Election of Director: W. Dudley Lehman Mgmt For For 1H. Election of Director: Nicholas T. Pinchuk Mgmt For For 1I. Election of Director: Gregg M. Sherrill Mgmt For For 1J. Election of Director: Donald J. Stebbins Mgmt For For 2. Proposal to ratify the appointment of Mgmt For For Deloitte & Touche LLP as Snap-on Incorporated's independent registered public accounting firm for fiscal 2021. 3. Advisory vote to approve the compensation Mgmt For For of Snap-on Incorporated's named executive officers, as disclosed in "Compensation Discussion and Analysis" and "Executive Compensation Information" in the Proxy Statement. 4. Proposal to amend and restate the Snap-on Mgmt For For Incorporated 2011 Incentive Stock and Awards Plan. -------------------------------------------------------------------------------------------------------------------------- STERIS PLC Agenda Number: 935236768 -------------------------------------------------------------------------------------------------------------------------- Security: G8473T100 Meeting Type: Annual Meeting Date: 28-Jul-2020 Ticker: STE ISIN: IE00BFY8C754 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Re-election of Director: Richard C. Breeden Mgmt For For 1b. Re-election of Director: Cynthia L. Mgmt For For Feldmann 1c. Re-election of Director: Dr. Jacqueline B. Mgmt For For Kosecoff 1d. Re-election of Director: David B. Lewis Mgmt For For 1e. Re-election of Director: Walter M Mgmt For For Rosebrough, Jr. 1f. Re-election of Director: Dr. Nirav R. Shah Mgmt For For 1g. Re-election of Director: Dr. Mohsen M. Sohi Mgmt For For 1h. Re-election of Director: Dr. Richard M. Mgmt For For Steeves 2. To ratify the appointment of Ernst & Young Mgmt For For LLP as the Company's independent registered public accounting firm for the year ending March 31, 2021. 3. To appoint Ernst & Young Chartered Mgmt For For Accountants as the Company's Irish statutory auditor under the Act to hold office until the conclusion of the Company's next Annual General Meeting. 4. To authorize the Directors of the Company Mgmt For For or the Audit Committee to determine the remuneration of Ernst & Young Chartered Accountants as the Company's Irish statutory auditor. 5. To approve, on a non-binding advisory Mgmt For For basis, the compensation of the Company's named executive officers as disclosed pursuant to the disclosure rules of the Securities and Exchange Commission, including the Compensation Discussion and Analysis and the tabular and narrative disclosure contained in the Company's proxy statement dated June 12, 2020. -------------------------------------------------------------------------------------------------------------------------- THE COCA-COLA COMPANY Agenda Number: 935342547 -------------------------------------------------------------------------------------------------------------------------- Security: 191216100 Meeting Type: Annual Meeting Date: 20-Apr-2021 Ticker: KO ISIN: US1912161007 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Herbert A. Allen Mgmt For For 1B. Election of Director: Marc Bolland Mgmt For For 1C. Election of Director: Ana Botin Mgmt For For 1D. Election of Director: Christopher C. Davis Mgmt For For 1E. Election of Director: Barry Diller Mgmt For For 1F. Election of Director: Helene D. Gayle Mgmt For For 1G. Election of Director: Alexis M. Herman Mgmt For For 1H. Election of Director: Robert A. Kotick Mgmt For For 1I. Election of Director: Maria Elena Mgmt For For Lagomasino 1J. Election of Director: James Quincey Mgmt For For 1K. Election of Director: Caroline J. Tsay Mgmt For For 1L. Election of Director: David B. Weinberg Mgmt For For 2. Advisory vote to approve executive Mgmt For For compensation. 3. Ratification of the appointment of Ernst & Mgmt For For Young LLP as Independent Auditors. 4. Shareowner proposal on sugar and public Shr Against For health. -------------------------------------------------------------------------------------------------------------------------- THE HOME DEPOT, INC. Agenda Number: 935365874 -------------------------------------------------------------------------------------------------------------------------- Security: 437076102 Meeting Type: Annual Meeting Date: 20-May-2021 Ticker: HD ISIN: US4370761029 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Gerard J. Arpey Mgmt For For 1B. Election of Director: Ari Bousbib Mgmt For For 1C. Election of Director: Jeffery H. Boyd Mgmt For For 1D. Election of Director: Gregory D. Brenneman Mgmt For For 1E. Election of Director: J. Frank Brown Mgmt For For 1F. Election of Director: Albert P. Carey Mgmt For For 1G. Election of Director: Helena B. Foulkes Mgmt For For 1H. Election of Director: Linda R. Gooden Mgmt For For 1I. Election of Director: Wayne M. Hewett Mgmt For For 1J. Election of Director: Manuel Kadre Mgmt For For 1K. Election of Director: Stephanie C. Linnartz Mgmt For For 1L. Election of Director: Craig A. Menear Mgmt For For 2. Ratification of the Appointment of KPMG Mgmt For For LLP. 3. Advisory Vote to Approve Executive Mgmt For For Compensation ("Say-on-Pay"). 4. Shareholder Proposal Regarding Amendment of Shr Against For Shareholder Written Consent Right. 5. Shareholder Proposal Regarding Political Shr Against For Contributions Congruency Analysis. 6. Shareholder Proposal Regarding Report on Shr Against For Prison Labor in the Supply Chain. -------------------------------------------------------------------------------------------------------------------------- THE SHERWIN-WILLIAMS COMPANY Agenda Number: 935342585 -------------------------------------------------------------------------------------------------------------------------- Security: 824348106 Meeting Type: Annual Meeting Date: 21-Apr-2021 Ticker: SHW ISIN: US8243481061 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Kerrii B. Anderson Mgmt For For 1B. Election of Director: Arthur F. Anton Mgmt For For 1C. Election of Director: Jeff M. Fettig Mgmt For For 1D. Election of Director: Richard J. Kramer Mgmt For For 1E. Election of Director: John G. Morikis Mgmt For For 1F. Election of Director: Christine A. Poon Mgmt For For 1G. Election of Director: Aaron M. Powell Mgmt For For 1H. Election of Director: Michael H. Thaman Mgmt For For 1I. Election of Director: Matthew Thornton III Mgmt For For 1J. Election of Director: Steven H. Wunning Mgmt For For 2. Advisory approval of the compensation of Mgmt For For the named executives. 3. Ratification of the appointment of Ernst & Mgmt For For Young LLP as our independent registered public accounting firm. -------------------------------------------------------------------------------------------------------------------------- TRACTOR SUPPLY COMPANY Agenda Number: 935363731 -------------------------------------------------------------------------------------------------------------------------- Security: 892356106 Meeting Type: Annual Meeting Date: 06-May-2021 Ticker: TSCO ISIN: US8923561067 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Cynthia T. Jamison Mgmt For For Joy Brown Mgmt For For Ricardo Cardenas Mgmt For For Denise L. Jackson Mgmt For For Thomas A. Kingsbury Mgmt For For Ramkumar Krishnan Mgmt For For Edna K. Morris Mgmt For For Mark J. Weikel Mgmt For For Harry A. Lawton III Mgmt For For 2. To ratify the re-appointment of Ernst & Mgmt For For Young LLP as our independent registered public accounting firm for the fiscal year ending December 25, 2021. 3. Say on Pay - An advisory vote to approve Mgmt For For executive compensation. 4. Stockholder Proposal titled "Transition to Shr Against For Public Benefit Corporation". -------------------------------------------------------------------------------------------------------------------------- VERIZON COMMUNICATIONS INC. Agenda Number: 935364846 -------------------------------------------------------------------------------------------------------------------------- Security: 92343V104 Meeting Type: Annual Meeting Date: 13-May-2021 Ticker: VZ ISIN: US92343V1044 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Shellye L. Archambeau Mgmt For For 1b. Election of Director: Roxanne S. Austin Mgmt Against Against 1c. Election of Director: Mark T. Bertolini Mgmt For For 1d. Election of Director: Melanie L. Healey Mgmt For For 1e. Election of Director: Clarence Otis, Jr. Mgmt For For 1f. Election of Director: Daniel H. Schulman Mgmt For For 1g. Election of Director: Rodney E. Slater Mgmt For For 1h. Election of Director: Hans E. Vestberg Mgmt For For 1i. Election of Director: Gregory G. Weaver Mgmt For For 2 Advisory Vote to Approve Executive Mgmt For For Compensation 3 Ratification of Appointment of Independent Mgmt For For Registered Public Accounting Firm 4 Shareholder Action by Written Consent Shr Against For 5 Amend Clawback Policy Shr Against For 6 Shareholder Ratification of Annual Equity Shr Against For Awards -------------------------------------------------------------------------------------------------------------------------- VF CORPORATION Agenda Number: 935235831 -------------------------------------------------------------------------------------------------------------------------- Security: 918204108 Meeting Type: Annual Meeting Date: 28-Jul-2020 Ticker: VFC ISIN: US9182041080 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Richard T. Carucci Mgmt For For Juliana L. Chugg Mgmt For For Benno Dorer Mgmt For For Mark S. Hoplamazian Mgmt For For Laura W. Lang Mgmt For For W. Alan McCollough Mgmt For For W. Rodney McMullen Mgmt For For Clarence Otis, Jr. Mgmt For For Steven E. Rendle Mgmt For For Carol L. Roberts Mgmt For For Matthew J. Shattock Mgmt For For Veronica B. Wu Mgmt For For 2. Advisory vote to approve named executive Mgmt For For officer compensation. 3. Ratification of the selection of Mgmt For For PricewaterhouseCoopers LLP as VF's independent registered public accounting firm for the 2021 fiscal year. -------------------------------------------------------------------------------------------------------------------------- WATSCO, INC. Agenda Number: 935424729 -------------------------------------------------------------------------------------------------------------------------- Security: 942622200 Meeting Type: Annual Meeting Date: 07-Jun-2021 Ticker: WSO ISIN: US9426222009 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR George P. Sape Mgmt For For 2. To approve the Watsco, Inc. 2021 Incentive Mgmt For For Compensation Plan. 3. To approve the advisory resolution Mgmt For For regarding the compensation of our named executive officers. 4. To ratify the appointment of KPMG LLP as Mgmt For For our independent registered public accounting firm for the 2021 fiscal year. -------------------------------------------------------------------------------------------------------------------------- WEC ENERGY GROUP, INC. Agenda Number: 935346420 -------------------------------------------------------------------------------------------------------------------------- Security: 92939U106 Meeting Type: Annual Meeting Date: 06-May-2021 Ticker: WEC ISIN: US92939U1060 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Curt S. Culver Mgmt For For 1B. Election of Director: Danny L. Cunningham Mgmt For For 1C. Election of Director: William M. Farrow Mgmt For For III 1D. Election of Director: J. Kevin Fletcher Mgmt For For 1E. Election of Director: Cristina A. Mgmt For For Garcia-Thomas 1F. Election of Director: Maria C. Green Mgmt For For 1G. Election of Director: Gale E. Klappa Mgmt For For 1H. Election of Director: Thomas K. Lane Mgmt For For 1I. Election of Director: Ulice Payne, Jr. Mgmt For For 1J. Election of Director: Mary Ellen Stanek Mgmt For For 2. Ratification of Deloitte & Touche LLP as Mgmt For For Independent Auditors for 2021. 3. Approval of the Amendment and Restatement Mgmt For For of the WEC Energy Group Omnibus Stock Incentive Plan. 4. Advisory Vote to Approve Executive Mgmt For For Compensation of the Named Executive Officers. -------------------------------------------------------------------------------------------------------------------------- XCEL ENERGY INC. Agenda Number: 935380321 -------------------------------------------------------------------------------------------------------------------------- Security: 98389B100 Meeting Type: Annual Meeting Date: 19-May-2021 Ticker: XEL ISIN: US98389B1008 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Lynn Casey Mgmt For For 1B. Election of Director: Ben Fowke Mgmt For For 1C. Election of Director: Robert Frenzel Mgmt For For 1D. Election of Director: Netha Johnson Mgmt For For 1E. Election of Director: Patricia Kampling Mgmt For For 1F. Election of Director: George Kehl Mgmt For For 1G. Election of Director: Richard O'Brien Mgmt For For 1H. Election of Director: Charles Pardee Mgmt For For 1I. Election of Director: Christopher Mgmt For For Policinski 1J. Election of Director: James Prokopanko Mgmt For For 1K. Election of Director: David Westerlund Mgmt For For 1L. Election of Director: Kim Williams Mgmt For For 1M. Election of Director: Timothy Wolf Mgmt For For 1N. Election of Director: Daniel Yohannes Mgmt For For 2. Company proposal to approve, on an advisory Mgmt For For basis, executive compensation. 3. Company proposal to ratify the appointment Mgmt For For of Deloitte & Touche LLP as Xcel Energy Inc.'s independent registered public accounting firm for 2021. 4. Shareholder proposal regarding a report on Shr Against For the costs and benefits of Xcel Energy's voluntary climate-related activities. -------------------------------------------------------------------------------------------------------------------------- XILINX, INC. Agenda Number: 935240527 -------------------------------------------------------------------------------------------------------------------------- Security: 983919101 Meeting Type: Annual Meeting Date: 05-Aug-2020 Ticker: XLNX ISIN: US9839191015 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1.1 Election of Director: Dennis Segers Mgmt For For 1.2 Election of Director: Raman K. Chitkara Mgmt For For 1.3 Election of Director: Saar Gillai Mgmt For For 1.4 Election of Director: Ronald S. Jankov Mgmt For For 1.5 Election of Director: Mary Louise Krakauer Mgmt For For 1.6 Election of Director: Thomas H. Lee Mgmt For For 1.7 Election of Director: Jon A. Olson Mgmt For For 1.8 Election of Director: Victor Peng Mgmt For For 1.9 Election of Director: Elizabeth W. Mgmt For For Vanderslice 2. Proposal to approve, on an advisory basis, Mgmt For For the compensation of the Company's named executive officers. 3. Proposal to ratify the appointment of Ernst Mgmt For For & Young LLP as the Company's independent registered accounting firm for fiscal 2021. * Management position unknown
SIGNATURES Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. (Registrant) Trust for Professional Managers By (Signature) /s/ John Buckel Name John Buckel Title President Date 08/18/2021