N-PX 1 tpm-pt3_npx.txt ANNUAL REPORT FOR N-PX UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-PX ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY INVESTMENT COMPANY ACT FILE NUMBER: 811-10401 NAME OF REGISTRANT: Trust for Professional Managers ADDRESS OF PRINCIPAL EXECUTIVE OFFICES: 615 East Michigan Street Milwaukee, WI 53202 NAME AND ADDRESS OF AGENT FOR SERVICE: Jay Fitton U.S. Bancorp Fund Services, LLC 615 East Michigan Street Milwaukee, WI 53202 REGISTRANT'S TELEPHONE NUMBER: 513-629-8104 DATE OF FISCAL YEAR END: 08/31 DATE OF REPORTING PERIOD: 07/01/2020 - 06/30/2021 Performance Trust Credit Fund -------------------------------------------------------------------------------------------------------------------------- The fund held no voting securities during the reporting period and did not vote any securities or have any securities that were subject to a vote during the reporting period. Performance Trust Municipal Bond Fund -------------------------------------------------------------------------------------------------------------------------- The fund held no voting securities during the reporting period and did not vote any securities or have any securities that were subject to a vote during the reporting period. Performance Trust Strategic Bond Fund -------------------------------------------------------------------------------------------------------------------------- BLACKROCK INVESTMENT QUALITY MUNI TR INC Agenda Number: 935237835 -------------------------------------------------------------------------------------------------------------------------- Security: 09247D105 Meeting Type: Annual Meeting Date: 27-Jul-2020 Ticker: BKN ISIN: US09247D1054 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Michael J. Castellano Mgmt For For R. Glenn Hubbard Mgmt For For John M. Perlowski Mgmt For For -------------------------------------------------------------------------------------------------------------------------- INVESCO Agenda Number: 935248333 -------------------------------------------------------------------------------------------------------------------------- Security: 46131F101 Meeting Type: Annual Meeting Date: 07-Aug-2020 Ticker: VLT ISIN: US46131F1012 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1C DIRECTOR David C. Arch Mgmt For For Beth Ann Brown Mgmt For For Anthony J. LaCava, Jr. Mgmt For For Joel W. Motley Mgmt For For Teresa M. Ressel Mgmt For For Christopher L. Wilson Mgmt For For -------------------------------------------------------------------------------------------------------------------------- NUVEEN QUALITY MUNICIPAL INCOME FUND Agenda Number: 935245541 -------------------------------------------------------------------------------------------------------------------------- Security: 67066V101 Meeting Type: Annual Meeting Date: 05-Aug-2020 Ticker: NAD ISIN: US67066V1017 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1C. DIRECTOR John K. Nelson Mgmt For For Terence J. Toth Mgmt For For Robert L. Young Mgmt For For -------------------------------------------------------------------------------------------------------------------------- VAN KAMPEN FUNDS Agenda Number: 935248319 -------------------------------------------------------------------------------------------------------------------------- Security: 46132C107 Meeting Type: Annual Meeting Date: 07-Aug-2020 Ticker: VMO ISIN: US46132C1071 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A DIRECTOR Beth Ann Brown Mgmt For For Anthony J. LaCava, Jr. Mgmt For For Joel W. Motley Mgmt For For Teresa M. Ressel Mgmt For For Christopher L. Wilson Mgmt For For * Management position unknown
SIGNATURES Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. (Registrant) Trust for Professional Managers By (Signature) /s/ John Buckel Name John Buckel Title President Date 08/17/2021