0000894189-20-006336.txt : 20200814 0000894189-20-006336.hdr.sgml : 20200814 20200814133539 ACCESSION NUMBER: 0000894189-20-006336 CONFORMED SUBMISSION TYPE: N-PX PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200630 FILED AS OF DATE: 20200814 DATE AS OF CHANGE: 20200814 EFFECTIVENESS DATE: 20200814 FILER: COMPANY DATA: COMPANY CONFORMED NAME: TRUST FOR PROFESSIONAL MANAGERS CENTRAL INDEX KEY: 0001141819 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: N-PX SEC ACT: 1940 Act SEC FILE NUMBER: 811-10401 FILM NUMBER: 201103733 BUSINESS ADDRESS: STREET 1: U.S. BANCORP FUND SERVICES LLC STREET 2: 615 EAST MICHIGAN ST 2ND FLOOR CITY: MILWAUKEE STATE: WI ZIP: 53202 BUSINESS PHONE: 4147655067 MAIL ADDRESS: STREET 1: U.S. BANCORP FUND SERVICES LLC STREET 2: 615 EAST MICHIGAN ST 2ND FLOOR CITY: MILWAUKEE STATE: WI ZIP: 53202 FORMER COMPANY: FORMER CONFORMED NAME: ZODIAC TRUST DATE OF NAME CHANGE: 20010601 0001141819 S000029835 Performance Trust Strategic Bond Fund C000091754 Performance Trust Strategic Bond Fund - Institutional Class PTIAX C000207405 Performance Trust Strategic Bond Fund - Class A PTAOX C000207406 Performance Trust Strategic Bond Fund - Class C PTCOX 0001141819 S000033197 Performance Trust Municipal Bond Fund C000102162 Performance Trust Municipal Bond Fund - Institutional Class PTIMX C000102163 Performance Trust Municipal Bond Fund - Class A PTRMX N-PX 1 tpm-perftr_npx.txt ANNUAL REPORT FOR N-PX UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-PX ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY INVESTMENT COMPANY ACT FILE NUMBER: 811-10401 NAME OF REGISTRANT: Trust for Professional Managers ADDRESS OF PRINCIPAL EXECUTIVE OFFICES: 615 East Michigan Street Milwaukee, WI 53202 NAME AND ADDRESS OF AGENT FOR SERVICE: Jay Fitton U.S. Bancorp Fund Services, LLC 615 East Michigan Street Milwaukee, WI 53202 REGISTRANT'S TELEPHONE NUMBER: 513-629-8104 DATE OF FISCAL YEAR END: 08/31 DATE OF REPORTING PERIOD: 07/01/2019 - 06/30/2020 Performance Trust Municipal Bond Fund -------------------------------------------------------------------------------------------------------------------------- FIRST AMERICAN FUNDS, INC. Agenda Number: 935065246 -------------------------------------------------------------------------------------------------------------------------- Security: 31846V336 Meeting Type: Special Meeting Date: 29-Aug-2019 Ticker: FGXXX ISIN: US31846V3362 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR David K. Baumgardner Mgmt For For Mark E. Gaumond Mgmt For For Roger A. Gibson Mgmt For For Jennifer J. McPeek Mgmt For For C. David Myers Mgmt For For Richard K. Riederer Mgmt For For P. Kelly Tompkins Mgmt For For Performance Trust Strategic Bond Fund -------------------------------------------------------------------------------------------------------------------------- BLACKROCK INVESTMENT QUALITY MUNI TR INC Agenda Number: 935052592 -------------------------------------------------------------------------------------------------------------------------- Security: 09247D105 Meeting Type: Annual Meeting Date: 29-Jul-2019 Ticker: BKN ISIN: US09247D1054 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Richard E. Cavanagh Mgmt For For Cynthia L. Egan Mgmt For For Robert Fairbairn Mgmt For For Henry Gabbay Mgmt For For -------------------------------------------------------------------------------------------------------------------------- FIRST AMERICAN FUNDS, INC. Agenda Number: 935065246 -------------------------------------------------------------------------------------------------------------------------- Security: 31846V542 Meeting Type: Special Meeting Date: 29-Aug-2019 Ticker: FUZXX ISIN: US31846V5425 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR David K. Baumgardner Mgmt For For Mark E. Gaumond Mgmt For For Roger A. Gibson Mgmt For For Jennifer J. McPeek Mgmt For For C. David Myers Mgmt For For Richard K. Riederer Mgmt For For P. Kelly Tompkins Mgmt For For -------------------------------------------------------------------------------------------------------------------------- INVESCO Agenda Number: 935062163 -------------------------------------------------------------------------------------------------------------------------- Security: 46131F101 Meeting Type: Annual Meeting Date: 23-Aug-2019 Ticker: VLT ISIN: US46131F1012 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1c DIRECTOR Cynthia Hostetler Mgmt For For Eli Jones Mgmt For For Prema Mathai-Davis Mgmt For For Ann Barnett Stern Mgmt For For Raymond Stickel, Jr. Mgmt For For -------------------------------------------------------------------------------------------------------------------------- NUVEEN QUALITY MUNICIPAL INCOME FUND Agenda Number: 935059748 -------------------------------------------------------------------------------------------------------------------------- Security: 67066V101 Meeting Type: Annual Meeting Date: 07-Aug-2019 Ticker: NAD ISIN: US67066V1017 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1c. DIRECTOR Judith M. Stockdale Mgmt For For Carole E. Stone Mgmt For For Margaret L. Wolff Mgmt For For -------------------------------------------------------------------------------------------------------------------------- VAN KAMPEN FUNDS Agenda Number: 935062151 -------------------------------------------------------------------------------------------------------------------------- Security: 46132C107 Meeting Type: Annual Meeting Date: 23-Aug-2019 Ticker: VMO ISIN: US46132C1071 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a DIRECTOR Cynthia Hostetler Mgmt For For Eli Jones Mgmt For For Ann Barnett Stern Mgmt For For Raymond Stickel, Jr. Mgmt For For * Management position unknown
SIGNATURES Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. (Registrant) Trust for Professional Managers By (Signature) /s/ John Buckel Name John Buckel Title President Date 08/10/2020