0000894189-20-006336.txt : 20200814
0000894189-20-006336.hdr.sgml : 20200814
20200814133539
ACCESSION NUMBER: 0000894189-20-006336
CONFORMED SUBMISSION TYPE: N-PX
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200630
FILED AS OF DATE: 20200814
DATE AS OF CHANGE: 20200814
EFFECTIVENESS DATE: 20200814
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: TRUST FOR PROFESSIONAL MANAGERS
CENTRAL INDEX KEY: 0001141819
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FILING VALUES:
FORM TYPE: N-PX
SEC ACT: 1940 Act
SEC FILE NUMBER: 811-10401
FILM NUMBER: 201103733
BUSINESS ADDRESS:
STREET 1: U.S. BANCORP FUND SERVICES LLC
STREET 2: 615 EAST MICHIGAN ST 2ND FLOOR
CITY: MILWAUKEE
STATE: WI
ZIP: 53202
BUSINESS PHONE: 4147655067
MAIL ADDRESS:
STREET 1: U.S. BANCORP FUND SERVICES LLC
STREET 2: 615 EAST MICHIGAN ST 2ND FLOOR
CITY: MILWAUKEE
STATE: WI
ZIP: 53202
FORMER COMPANY:
FORMER CONFORMED NAME: ZODIAC TRUST
DATE OF NAME CHANGE: 20010601
0001141819
S000029835
Performance Trust Strategic Bond Fund
C000091754
Performance Trust Strategic Bond Fund - Institutional Class
PTIAX
C000207405
Performance Trust Strategic Bond Fund - Class A
PTAOX
C000207406
Performance Trust Strategic Bond Fund - Class C
PTCOX
0001141819
S000033197
Performance Trust Municipal Bond Fund
C000102162
Performance Trust Municipal Bond Fund - Institutional Class
PTIMX
C000102163
Performance Trust Municipal Bond Fund - Class A
PTRMX
N-PX
1
tpm-perftr_npx.txt
ANNUAL REPORT FOR N-PX
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT
COMPANY
INVESTMENT COMPANY ACT FILE NUMBER: 811-10401
NAME OF REGISTRANT: Trust for Professional Managers
ADDRESS OF PRINCIPAL EXECUTIVE OFFICES: 615 East Michigan Street
Milwaukee, WI 53202
NAME AND ADDRESS OF AGENT FOR SERVICE: Jay Fitton
U.S. Bancorp Fund Services,
LLC
615 East Michigan Street
Milwaukee, WI 53202
REGISTRANT'S TELEPHONE NUMBER: 513-629-8104
DATE OF FISCAL YEAR END: 08/31
DATE OF REPORTING PERIOD: 07/01/2019 - 06/30/2020
Performance Trust Municipal Bond Fund
--------------------------------------------------------------------------------------------------------------------------
FIRST AMERICAN FUNDS, INC. Agenda Number: 935065246
--------------------------------------------------------------------------------------------------------------------------
Security: 31846V336
Meeting Type: Special
Meeting Date: 29-Aug-2019
Ticker: FGXXX
ISIN: US31846V3362
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
David K. Baumgardner Mgmt For For
Mark E. Gaumond Mgmt For For
Roger A. Gibson Mgmt For For
Jennifer J. McPeek Mgmt For For
C. David Myers Mgmt For For
Richard K. Riederer Mgmt For For
P. Kelly Tompkins Mgmt For For
Performance Trust Strategic Bond Fund
--------------------------------------------------------------------------------------------------------------------------
BLACKROCK INVESTMENT QUALITY MUNI TR INC Agenda Number: 935052592
--------------------------------------------------------------------------------------------------------------------------
Security: 09247D105
Meeting Type: Annual
Meeting Date: 29-Jul-2019
Ticker: BKN
ISIN: US09247D1054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Richard E. Cavanagh Mgmt For For
Cynthia L. Egan Mgmt For For
Robert Fairbairn Mgmt For For
Henry Gabbay Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
FIRST AMERICAN FUNDS, INC. Agenda Number: 935065246
--------------------------------------------------------------------------------------------------------------------------
Security: 31846V542
Meeting Type: Special
Meeting Date: 29-Aug-2019
Ticker: FUZXX
ISIN: US31846V5425
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
David K. Baumgardner Mgmt For For
Mark E. Gaumond Mgmt For For
Roger A. Gibson Mgmt For For
Jennifer J. McPeek Mgmt For For
C. David Myers Mgmt For For
Richard K. Riederer Mgmt For For
P. Kelly Tompkins Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
INVESCO Agenda Number: 935062163
--------------------------------------------------------------------------------------------------------------------------
Security: 46131F101
Meeting Type: Annual
Meeting Date: 23-Aug-2019
Ticker: VLT
ISIN: US46131F1012
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1c DIRECTOR
Cynthia Hostetler Mgmt For For
Eli Jones Mgmt For For
Prema Mathai-Davis Mgmt For For
Ann Barnett Stern Mgmt For For
Raymond Stickel, Jr. Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
NUVEEN QUALITY MUNICIPAL INCOME FUND Agenda Number: 935059748
--------------------------------------------------------------------------------------------------------------------------
Security: 67066V101
Meeting Type: Annual
Meeting Date: 07-Aug-2019
Ticker: NAD
ISIN: US67066V1017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1c. DIRECTOR
Judith M. Stockdale Mgmt For For
Carole E. Stone Mgmt For For
Margaret L. Wolff Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
VAN KAMPEN FUNDS Agenda Number: 935062151
--------------------------------------------------------------------------------------------------------------------------
Security: 46132C107
Meeting Type: Annual
Meeting Date: 23-Aug-2019
Ticker: VMO
ISIN: US46132C1071
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a DIRECTOR
Cynthia Hostetler Mgmt For For
Eli Jones Mgmt For For
Ann Barnett Stern Mgmt For For
Raymond Stickel, Jr. Mgmt For For
* Management position unknown
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
(Registrant) Trust for Professional Managers
By (Signature) /s/ John Buckel
Name John Buckel
Title President
Date 08/10/2020