0001398344-15-007546.txt : 20151112 0001398344-15-007546.hdr.sgml : 20151112 20151112073145 ACCESSION NUMBER: 0001398344-15-007546 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20150930 FILED AS OF DATE: 20151112 DATE AS OF CHANGE: 20151112 EFFECTIVENESS DATE: 20151112 FILER: COMPANY DATA: COMPANY CONFORMED NAME: TRUST & FIDUCIARY MANAGEMENT SERVICES INC CENTRAL INDEX KEY: 0001141800 IRS NUMBER: 043522132 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06643 FILM NUMBER: 151221415 BUSINESS ADDRESS: STREET 1: 50 FEDERAL STREET, 6TH FLOOR CITY: BOSTON STATE: MA ZIP: 02110 BUSINESS PHONE: 617-896-3689 MAIL ADDRESS: STREET 1: 50 FEDERAL STREET, 6TH FLOOR CITY: BOSTON STATE: MA ZIP: 02110 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001141800 XXXXXXXX 09-30-2015 09-30-2015 false TRUST & FIDUCIARY MANAGEMENT SERVICES INC

50 Federal Street, 6th Floor Boston MA 02110

13F HOLDINGS REPORT 028-06643 N James L. Copell 617-896-3689 /s/ James L. Copell Boston MA 11-10-2015 0 41 131916 INFORMATION TABLE 2 fp0016730_13fhr-table.xml 13F INFORMATION TABLE AMERICAN CAP MTG INVT CORP COM 02504A104 3030 189493 SH SOLE 144530 0 44963 APOLLO COML REAL EST FIN INC COM 03762U105 6306 401385 SH SOLE 304850 0 96535 APOLLO GLOBAL MGMT LLC CL A SHS 037612306 2708 157621 SH SOLE 120425 0 37196 ARES CAP CORP COM 04010L103 6362 439339 SH SOLE 337360 0 101979 AVENUE INCOME CR STRATEGIES COM 05358E106 1620 126058 SH SOLE 96780 0 29278 BLACKROCK CORPOR HI YLD FD I COM 09255P107 2258 228823 SH SOLE 177625 0 51198 CALUMET SPECIALTY PRODS PTNR UT LTD PARTNER 131476103 6599 271769 SH SOLE 206635 0 65134 CAPSTEAD MTG CORP COM NO PAR 14067E506 2648 267730 SH SOLE 202675 0 65055 CEDAR FAIR L P DEPOSITRY UNIT 150185106 2705 51408 SH SOLE 38720 0 12688 CVR PARTNERS LP COM 126633106 1991 212948 SH SOLE 157665 0 55283 CVR REFNG LP COMUNIT REP LT 12663P107 3158 165188 SH SOLE 122225 0 42963 EPR PPTYS COM SH BEN INT 26884U109 4056 78646 SH SOLE 59575 0 19071 FIFTH STREET FINANCE CORP COM 31678A103 1996 323495 SH SOLE 238235 0 85260 FIRST TR INTER DUR PFD & IN COM 33718W103 3055 142471 SH SOLE 110675 0 31796 FRONTIER COMMUNICATIONS CORP COM 35906A108 3523 741742 SH SOLE 521100 0 220642 FS INVT CORP COM 302635107 2517 270096 SH SOLE 202149 0 67947 HOSPITALITY PPTYS TR COM SH BEN INT 44106M102 5495 214819 SH SOLE 166950 0 47869 INVESCO DYNAMIC CR OPP FD COM 46132R104 1523 144056 SH SOLE 112930 0 31126 INVESCO MORTGAGE CAPITAL INC COM 46131B100 2498 204071 SH SOLE 158935 0 45136 INVESCO MUNI INCOME OPP TRST COM 46132X101 510 75415 SH SOLE 0 0 75415 KKR & CO L P DEL COM UNITS 48248M102 5435 323900 SH SOLE 257875 0 66025 MARTIN MIDSTREAM PRTNRS L P UNIT L P INT 573331105 4757 194947 SH SOLE 148400 0 46547 MEDLEY CAP CORP COM 58503F106 1351 181589 SH SOLE 142790 0 38799 NAVIOS MARITIME PARTNERS L P UNIT LPI Y62267102 2141 293677 SH SOLE 221615 0 72062 NEW RESIDENTIAL INVT CORP COM NEW 64828T201 3889 296899 SH SOLE 219145 0 77754 NEXPOINT CR STRATEGIES FD COM 65340G106 1846 322785 SH SOLE 254205 0 68580 NORTHERN TIER ENERGY LP COM UN REPR PART 665826103 3056 134027 SH SOLE 98185 0 35842 NORTHSTAR RLTY FIN CORP COM NEW 66704R704 2493 201833 SH SOLE 150005 0 51828 NUVEEN PFD INCOME OPPRTNY FD COM 67073B106 5411 601934 SH SOLE 461265 0 140669 PROSPECT CAPITAL CORPORATION COM 74348T102 2933 411407 SH SOLE 314170 0 97237 PUTNAM MANAGED MUN INCOM TR COM 746823103 282 39470 SH SOLE 0 0 39470 SENIOR HSG PPTYS TR SH BEN INT 81721M109 1436 88656 SH SOLE 67050 0 21606 SHIP FINANCE INTERNATIONAL L SHS G81075106 7298 449114 SH SOLE 349250 0 99864 STAG INDL INC COM 85254J102 1434 78721 SH SOLE 59615 0 19106 STARWOOD PPTY TR INC COM 85571B105 6496 316585 SH SOLE 242795 0 73790 STONEMOR PARTNERS L P COM UNITS 86183Q100 4244 155560 SH SOLE 111125 0 44435 STUDENT TRANSN INC COM 86388A108 1076 265972 SH SOLE 206325 0 59647 TERRA NITROGEN CO L P COM UNIT 881005201 5045 46757 SH SOLE 35985 0 10772 VEREIT INC COM 92339V100 3010 389928 SH SOLE 303550 0 86378 WESTERN ASSET EMRG MKT INCM COM 95766E103 1350 141187 SH SOLE 109225 0 31962 WESTERN ASSET GLB HI INCOME COM 95766B109 2375 264734 SH SOLE 207100 0 57634